AGC - Advent Claymore Convertible Securities & Income Fund II - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	6	15	1	2	3	6	13	14	7
S	%wins				33	40	27	20	7	20	24

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/14/17 09:45	11/13/17	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	S	-60	6.02	0	-10	-38	16	I
11/14/17 09:44	11/13/17	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	S	-60	6.02	0	-10	-100	0	D
9/28/17 10:09	9/26/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,254	6.13	0	-204	-7	2,751	I
9/26/17 10:47	9/22/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-349	6.09	0	-57	-2	2,955	I
9/22/17 12:39	9/20/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-203	6.08	0	-33	-1	3,012	I
9/20/17 10:53	9/18/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-220	6.08	0	-36	-1	3,046	I
9/18/17 09:25	9/13/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-335	6.04	0	-56	-2	3,082	I
9/15/17 16:24	9/13/17	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	S.m	-2,904	6.19	0	-469	-95	26	I
9/15/17 16:23	9/13/17	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	S.m	-2,904	6.19	0	-469	-98	10	D
9/11/17 11:31	9/7/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-346	6.12	0	-57	-1	4,749	I
9/7/17 10:08	9/5/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-802	6.21	0	-129	-3	4,806	I
9/5/17 11:31	8/30/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-578	6.18	0	-93	-2	4,935	I
8/30/17 11:00	8/28/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-92	6.15	0	-15	0	5,028	I
8/28/17 12:23	8/25/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-18	6.15	0	-3	0	5,043	I
8/24/17 11:37	8/22/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-19	6.17	0	-3	0	5,046	I
8/23/17 16:57	8/23/17	AGC	Fund	CEF	Closed-End Funds	Huang Tony	NY	O	VP,Assis	S	-49	6.15	0	-8	-80	2	D
8/22/17 14:49	8/21/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-4	6.19	0	-1	0	5,049	I
8/14/17 17:12	8/10/17	AGC	Fund	CEF	Closed-End Funds	Maitland Tracy V	NY	DOH	CB,P,CEO	S.m	-457	6.10	0	-75	-13	495	I
8/14/17 17:11	8/10/17	AGC	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	S.m	-457	6.10	0	-75	-14	479	D
8/10/17 11:47	8/8/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-411	6.32	0	-65	-1	5,050	I
8/8/17 12:26	8/4/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-131	6.34	0	-21	0	5,115	I
8/3/17 16:29	8/1/17	AGC	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-368	6.38	0	-58	-1	5,135	I
2/9/15 12:11	1/12/15	AGC	Fund	CEF	Closed-End Funds	Latronica Paul	NY	H	Portfoli	S.a	-1	6.27	1	0	-50	0	D	8	-6	-5	0	4	2	3	0	-1	1	3	8	0	-20
1/16/15 12:08	1/12/15	AGC	Fund	CEF	Closed-End Funds	Latronica Paul	NY	H	Portfoli	S	-1	6.27	1	0	-50	0	D	8	-10	-12	5	-1	1	2	1	0	1	3	11	7	-15
11/9/11 17:22	11/2/11	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-20	6.72	1	-3	-100	0	I	-1	-25	-27	-2	5	5	-4	-2	0	-2	-4	10	7	10
9/9/11 16:31	9/1/11	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-255	7.41	1	-34	-100	0	I	14	-14	-26	-18	-11	3	-1	0	0	2	-12	-8	3	4
8/12/11 11:29	5/24/11	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.am	-9	9.46	2	-1	-100	0	I	13	-13	-23	-24	-20	-17	-12	5	1	-1	0	-7	2	3
8/12/11 11:14	12/7/09	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.am	-32	8.13	2	-4	-100	0	I	13	-13	-23	-24	-20	-17	-12	5	1	-1	0	-7	2	3
8/9/11 15:54	8/1/11	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-7	8.23	1	-1	-100	0	I	7	-20	-28	-28	-25	-21	-17	-16	5	10	8	1	8	7
8/9/11 15:18	7/20/11	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-3	8.60	1	0	-100	0	I	7	-20	-28	-28	-25	-21	-17	-16	5	10	8	1	8	7
10/12/10 10:23	10/7/10	AGC	Fund	CEF	Closed-End Funds	Barnes Randall C	IL	DH	Trustee	S	-164	9.26	1	-18	-48	19	M	163	28	3	11	6	1	0	0	0	1	5	4	10	-26
6/9/10 18:02	6/3/10	AGC	Fund	CEF	Closed-End Funds	Smart Michael A	IL	DH	Trustee	S	-2	8.08	1	0	-100	0	D	-31	35	10	-2	-12	-3	0	-3	2	5	4	13	21	20
11/30/09 17:54	11/24/09	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-10	7.69	1	-1	-100	0	I	-32	86	22	9	-2	-1	-2	-1	2	3	7	12	14	33
11/23/09 14:09	11/19/09	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-9	7.64	1	-1	-100	0	I	-31	92	30	7	-2	3	-1	-2	1	0	6	9	10	33
11/17/09 15:56	11/13/09	AGC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-12	7.78	1	-2	-100	0	I	-34	64	38	13	2	0	0	1	1	0	4	8	14	28
10/29/09 15:29	10/29/09	AGC	Fund	CEF	Closed-End Funds	Seizert Gerald L	IL	DH	Trustee	S	-27	7.60	1	-4	-8	38	M	-41	60	39	8	-5	-5	-9	-7	2	3	3	9	30	36
3/25/09 16:22	3/24/08	AGC	Fund	CEF	Closed-End Funds	Claymore Securities Inc	IL	H	Investme	S	-28	4.99	1	-6	-100	0										1	-4	8	25	61	89

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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