SCU - Sculptor Capital Management, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	7	40	3	4	9	22	66	126	38
P	%wins				80	70	83	78	82	94	81
S	%ret	1	4	9	1	2	4	14	13	29	10
S	%wins				44	44	33	22	50	25	37

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/20/23 19:53	11/17/23	SCU	RlEst	REIT	Real Estate Investment Trusts	Rithm Capital Corp.	NY	T		P.d	376,743	12.70	0	29,665		1	D
2/2/23 18:03	2/1/23	SCU	Financ	InvAdv	Investment Advice	Cohen Wayne	NY	DO	P,COO	S.d	-68	9.24	0	-7	-1	526	D
1/18/23 16:16	1/18/23	SCU	Financ	InvAdv	Investment Advice	Cohen Wayne	NY	DO	P,COO	S	-3	8.58	0	0	0	533	D
1/17/23 17:16	1/12/23	SCU	Financ	InvAdv	Investment Advice	Cohen Wayne	NY	DO	P,COO	S.m	-120	8.73	0	-14	-3	534	D
1/11/23 19:35	1/9/23	SCU	Financ	InvAdv	Investment Advice	Cohen Wayne	NY	DO	P,COO	S.m	-125	9.03	0	-14	-2	548	D
1/4/23 18:12	12/31/22	SCU	Financ	InvAdv	Investment Advice	Levin James S	NY	DO	CIO,CEO	M.dm	0	0.00	0	761	23	4,087	M
1/4/23 18:12	1/1/23	SCU	Financ	InvAdv	Investment Advice	Pollard Herbert Alvin	NY	O	Chief Ac	M.d	0	0.00	0	19	124	35	D
1/4/23 18:11	1/1/23	SCU	Financ	InvAdv	Investment Advice	Ritchea Dava	NY	O	CFO	M.d	0	0.00	0	14	11	144	D
1/4/23 18:11	1/1/23	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	16	28	74	D
1/4/23 18:10	1/1/23	SCU	Financ	InvAdv	Investment Advice	Cohen Wayne	NY	DO	P,COO	M.d	0	0.00	0	63	13	561	D
2/2/22 17:39	2/1/22	SCU	Financ	InvAdv	Investment Advice	Cohen Wayne	NY	DO	P,COO	S.d	-167	19.37	0	-9	-2	548	D
2/2/22 17:39	1/31/22	SCU	Financ	InvAdv	Investment Advice	Levin James S	NY	DO	CIO,CEO	M.d	0	0.00	0	31	1	3,946	D
1/7/22 16:24	1/5/22	SCU	Financ	InvAdv	Investment Advice	Cohen Wayne	NY	DO	P,COO	S	-185	21.46	0	-9	-2	422	D
1/7/22 16:24	1/5/22	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	S.m	-465	21.32	0	-22	-29	54	D
1/5/22 06:15	1/1/22	SCU	Financ	InvAdv	Investment Advice	Pollard Herbert Alvin	NY	O	Chief Ac	M.d	0	0.00	0	14	999%	15	D
1/5/22 06:15	1/1/22	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	24	47	76	D
1/5/22 06:15	1/1/22	SCU	Financ	InvAdv	Investment Advice	Cohen Wayne	NY	DO	P,COO	M.d	0	0.00	0	19	5	431	D
1/5/22 06:13	12/31/21	SCU	Financ	InvAdv	Investment Advice	Levin James S	NY	DO	CIO,CEO	M.dm	0	0.00	0	402	16	2,892	M
4/19/21 16:16	4/15/21	SCU	Financ	InvAdv	Investment Advice	Cohen Wayne	NY	DO	P,COO	S	-201	21.71	0	-9	-100	0	D
4/1/21 16:18	4/1/21	SCU	Financ	InvAdv	Investment Advice	Shafir Robert Scott	NY	DO	CEO	M.d	0	0.00	0	778	57	2,133	D
3/8/21 16:18	3/4/21	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	1		0	D
3/8/21 16:18	3/5/21	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	S.d	-13	21.03	0	-1	-100	0	D
3/3/21 16:36	3/1/21	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	5		0	D
3/3/21 16:36	3/1/21	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	S.d	-116	21.24	0	-5	-100	0	D
2/5/21 16:19	2/5/21	SCU	Financ	InvAdv	Investment Advice	Shafir Robert Scott	NY	DO	CEO	M.d	0	0.00	0	401	42	1,355	D
2/2/21 18:20	1/31/21	SCU	Financ	InvAdv	Investment Advice	Levin James S	NY	DO	Chief In	M.d	0	0.00	0	27	7	399	D
2/2/21 18:18	1/31/21	SCU	Financ	InvAdv	Investment Advice	Shafir Robert Scott	NY	DO	CEO	M.d	0	0.00	0	122	15	954	D
1/5/21 21:09	12/31/20	SCU	Financ	InvAdv	Investment Advice	Levin James S	NY	DO	Chief In	M.dm	0	0.00	0	273	107	527	M
1/5/21 21:09	1/1/21	SCU	Financ	InvAdv	Investment Advice	Sipp Thomas Michael	NY	O	CFO	M.d	0	0.00	0	20	12	193	D
1/5/21 21:09	1/1/21	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	15		0	D
1/5/21 21:09	1/5/21	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	S.d	-226	15.00	0	-15	-100	0	D
1/5/21 21:08	1/1/21	SCU	Financ	InvAdv	Investment Advice	Cohen Wayne	NY	O	P,COO	M.d	0	0.00	0	8		5	D
1/5/21 21:08	1/5/21	SCU	Financ	InvAdv	Investment Advice	Cohen Wayne	NY	O	P,COO	S.d	-59	15.03	0	-4	-43	5	D
1/5/21 21:00	1/1/21	SCU	Financ	InvAdv	Investment Advice	Pollard Herbert Alvin	NY	O	Chief Ac	M.d	0	0.00	0	9		6	D
9/15/20 16:16	9/14/20	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	3		0	D
9/15/20 16:16	9/14/20	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	S.d	-34	11.91	0	-3	-100	0	D
5/4/20 16:11	5/3/20	SCU	Financ	InvAdv	Investment Advice	Sipp Thomas Michael	NY	O	CFO	M.d	0	0.00	0	112	183	173	D
3/4/20 16:17	3/2/20	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.dm	0	0.00	0	9		0	D
3/4/20 16:17	3/3/20	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	S.d	-211	24.61	0	-9	-100	0	D
2/5/20 16:40	2/5/20	SCU	Financ	InvAdv	Investment Advice	Shafir Robert Scott	NY	DO	CEO	M.d	0	0.00	0	392	89	831	D
2/3/20 17:47	1/31/20	SCU	Financ	InvAdv	Investment Advice	Shafir Robert Scott	NY	DO	CEO	M.d	0	0.00	0	66	18	439	D
2/3/20 17:46	1/31/20	SCU	Financ	InvAdv	Investment Advice	Levin James S	NY	O	Chief In	M.d	0	0.00	0	27	7	400	D
1/3/20 16:34	12/31/19	SCU	Financ	InvAdv	Investment Advice	Levin James S	NY	O	Chief In	M.d	0	0.00	0	213	122	388	M
1/3/20 16:34	1/1/20	SCU	Financ	InvAdv	Investment Advice	Sipp Thomas Michael	NY	O	CFO	M.d	0	0.00	0	11	22	61	D
1/3/20 16:33	1/1/20	SCU	Financ	InvAdv	Investment Advice	Cohen Wayne	NY	O	P,COO	M.d	0	0.00	0	3		1	D
1/3/20 16:33	1/2/20	SCU	Financ	InvAdv	Investment Advice	Cohen Wayne	NY	O	P,COO	S.d	-28	21.26	0	-1	-50	1	D
1/3/20 16:33	1/1/20	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	9		0	D
1/3/20 16:33	1/2/20	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	S.dm	-197	21.01	0	-9	-100	0	D
12/31/19 16:01	12/27/19	SCU	Financ	InvAdv	Investment Advice	Abrams Capital Management, L.P.	MA	T		S	-3,490	21.15	0	-165	-7	2,059	I
12/27/19 16:11	12/26/19	SCU	Financ	InvAdv	Investment Advice	Pollard Herbert Alvin	NY	O	Chief Ac	M.d	0	0.00	0	1		0	D
11/27/19 16:15	11/26/19	SCU	Financ	InvAdv	Investment Advice	Proctor Georganne	NY	D		S	-42	17.55	0	-2	-10	22	D
9/17/19 16:09	9/13/19	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	3		0	D
9/17/19 16:09	9/16/19	SCU	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	S.d	-62	22.14	0	-3	-100	0	D
5/15/19 17:17	5/13/19	OZM	Financ	InvAdv	Investment Advice	Sipp Thomas Michael	NY	O	CFO	S.m	-351	17.95	0	-20	-28	50	D
5/10/19 16:35	5/8/19	OZM	Financ	InvAdv	Investment Advice	Sipp Thomas Michael	NY	O	CFO	S.m	-441	16.70	0	-26	-27	70	D
5/7/19 18:53	5/3/19	OZM	Financ	InvAdv	Investment Advice	Sipp Thomas Michael	NY	O	CFO	M.d	0	0.00	0	106		96	D
5/7/19 18:53	5/3/19	OZM	Financ	InvAdv	Investment Advice	Sipp Thomas Michael	NY	O	CFO	S.dm	-146	15.83	0	-9	-9	96	D
3/18/19 16:19	3/15/19	OZM	Financ	InvAdv	Investment Advice	Elisha Erez	NY	O	Chief Ac	S	-28	15.80	0	-2	-100	0	D
2/19/19 16:13	2/15/19	OZM	Financ	InvAdv	Investment Advice	Elisha Erez	NY	O	Chief Ac	S	-23	13.33	0	-2	-50	2	D
2/6/19 16:15	2/5/19	OZM	Financ	InvAdv	Investment Advice	Shafir Robert Scott	NY	DO	CEO	M.d	0	0.00	0	373	New	373	D
1/24/19 18:11	1/22/19	OZM	Financ	InvAdv	Investment Advice	Elisha Erez	NY	O	Chief Ac	S.d	-21	12.15	0	-2	-33	4	D
1/3/19 16:34	12/31/18	OZM	Financ	InvAdv	Investment Advice	Elisha Erez	NY	O	Chief Ac	S	-273	0.9074	0	-301	-100	0	D
1/3/19 16:34	12/31/18	OZM	Financ	InvAdv	Investment Advice	Levin James S	NY	O	Chief In	M.d	0	0.00	0	6,189		2,883	M
12/28/18 16:08	12/26/18	OZM	Financ	InvAdv	Investment Advice	Elisha Erez	NY	O	Chief Ac	M.d	0	0.00	0	301	New	301	D
9/17/18 16:38	9/14/18	OZM	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	26		0	D
9/17/18 16:38	9/14/18	OZM	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	S.d	-43	1.66	0	-26	-100	0	D
8/23/18 16:12	8/23/18	OZM	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	0		0	D
8/23/18 16:12	8/23/18	OZM	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	S.d	0	1.88	0	0	-100	0	D
8/16/18 16:11	8/14/18	OZM	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	14		0	D
8/16/18 16:11	8/15/18	OZM	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	S.d	-28	2.00	0	-14	-100	0	D
4/25/18 16:10	4/24/18	OZM	Financ	InvAdv	Investment Advice	Levin James S	NY	O	Co-CIO,H	S	-623	2.04	0	-306	-100	0	D
4/24/18 16:15	4/20/18	OZM	Financ	InvAdv	Investment Advice	Levin James S	NY	O	Co-CIO,H	S.m	-809	2.26	0	-358	-54	306	D
4/20/18 17:39	4/18/18	OZM	Financ	InvAdv	Investment Advice	Levin James S	NY	O	Co-CIO,H	S.m	-648	2.26	0	-286	-30	663	D
4/18/18 16:14	4/16/18	OZM	Financ	InvAdv	Investment Advice	Levin James S	NY	O	Co-CIO,H	S.m	-693	2.30	0	-301	-24	950	D
4/16/18 16:32	4/12/18	OZM	Financ	InvAdv	Investment Advice	Levin James S	NY	O	Co-CIO,H	S.m	-612	2.33	0	-263	-17	1,251	D
4/12/18 16:45	4/10/18	OZM	Financ	InvAdv	Investment Advice	Levin James S	NY	O	Co-CIO,H	S.m	-1,756	2.26	0	-778	-34	1,514	D
4/10/18 16:19	4/6/18	OZM	Financ	InvAdv	Investment Advice	Levin James S	NY	O	Co-CIO,H	S.m	-503	2.29	0	-219	-9	2,292	D
4/10/18 16:18	4/6/18	OZM	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	S.m	-168	2.30	0	-73	-100	0	D
3/6/18 18:15	3/5/18	OZM	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	2	3	73	D
3/1/18 16:31	3/1/18	OZM	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	75		73	D
2/1/18 16:15	2/1/18	OZM	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	28	62	73	D
2/1/18 16:15	1/31/18	OZM	Financ	InvAdv	Investment Advice	Elisha Erez	NY	O	Chief Ac	M.d	0	0.00	0	80		53	D
1/2/18 16:10	12/29/17	OZM	Financ	InvAdv	Investment Advice	Elisha Erez	NY	O	Chief Ac	S	-120	2.51	0	-48	-100	0	D
12/26/17 16:26	12/26/17	OZM	Financ	InvAdv	Investment Advice	Elisha Erez	NY	O	Chief Ac	M.d	0	0.00	0	76		48	D
9/14/17 17:03	9/14/17	OZM	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	25	52	73	D
8/15/17 16:02	8/14/17	OZM	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	0	20	38	73	D
3/8/17 19:24	3/8/17	OZM	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	4	0	0	73	D	-78	-43	-32	-13	-16	-27	-12	-4	-2	-3	-13
3/3/17 17:40	3/1/17	OZM	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	4	26	57	73	D	-77	-41	-28	-2	-13	-23	-8	-5	-1	-8	-18
2/2/17 16:16	2/1/17	OZM	Financ	InvAdv	Investment Advice	Levine David Michael	NY	O	GC	M.d	0	0.00	3	46	New	46	D	-68	-36	-10	10	9	4	4	6	1	-1	-22	-31
1/26/17 16:08	1/24/17	OZM	Financ	InvAdv	Investment Advice	Abrams Capital Management, L.P.	MA	T		P	4,345	3.20	3	1,358	7	22,239	I	-69	-38	-4	-2	-1	-2	1	-1	-1	5	-6	-23
1/13/17 16:17	1/11/17	OZM	Financ	InvAdv	Investment Advice	Abrams Capital Management, L.P.	MA	T		P	798	3.19	3	250	1	20,881	I	-70	-39	-9	-5	7	10	-4	1	-1	2	13	-30
1/10/17 16:59	1/6/17	OZM	Financ	InvAdv	Investment Advice	Abrams Capital Management, L.P.	MA	T		P	2,122	3.25	3	654	3	20,631	I	-72	-42	-12	-14	6	5	-1	-3	1	-2	9	-30
1/5/17 17:26	1/3/17	OZM	Financ	InvAdv	Investment Advice	Abrams Capital Management, L.P.	MA	T		P.m	3,315	3.23	3	1,027	5	19,977	I	-69	-49	-9	-15	7	7	9	0	1	1	11	-29
1/3/17 17:29	12/30/16	OZM	Financ	InvAdv	Investment Advice	Elisha Erez	NY	O	Chief Ac	S	-90	3.25	3	-28	-100	0	D	-69	-47	-14	-24	5	-3	12	9	-3	-6	0	-31
12/30/16 16:43	12/28/16	OZM	Financ	InvAdv	Investment Advice	Abrams Capital Management, L.P.	MA	T		P.m	1,640	3.19	3	513	3	18,950	I	-69	-48	-14	-27	-2	4	6	8	1	-2	-2	-32
12/27/16 16:41	12/23/16	OZM	Financ	InvAdv	Investment Advice	Abrams Capital Management, L.P.	MA	T		P.m	714	3.04	3	235	1	18,437	I	-71	-55	-20	-24	-3	1	1	2	5	10	5	-27
12/27/16 16:06	12/26/16	OZM	Financ	InvAdv	Investment Advice	Elisha Erez	NY	O	Chief Ac	M.d	0	0.00	3	44	New	44	D	-71	-55	-20	-24	-3	1	1	2	5	10	5	-27
12/29/15 16:23	12/26/15	OZM	Financ	InvAdv	Investment Advice	Levin James S	NY	O	Head of	M.d	0	0.00	11	1,655	193	2,511	D	-48	-40	-47	-26	11	-9	-7	-4	0	3	-19	-34	-40	-51
12/30/14 16:29	12/26/14	OZM	Financ	InvAdv	Investment Advice	Levin James S	NY	O	Head of	M.d	0	0.00	9	1,786		868	D	57	-11	-15	5	0	-3	0	0	3	0	-3	16	14	-40
7/2/14 16:28	7/1/14	OZM	Financ	InvAdv	Investment Advice	Griswell J Barry	NY	D		M.d	0	0.00	10	9	26	44	D	134	44	4	0	8	2	0	2	-1	-4	0	-20	-14	-2
7/2/14 16:27	7/1/14	OZM	Financ	InvAdv	Investment Advice	Proctor Georganne	NY	D		M.d	0	0.00	10	9	61	24	D	134	44	4	0	8	2	0	2	-1	-4	0	-20	-14	-2
1/3/14 16:44	1/2/14	OZM	Financ	InvAdv	Investment Advice	Kenney Jerome P	NY	D		M.d	0	0.00	10	3	5	62	D	110	69	42	29	10	3	2	0	2	5	-13	-5	0	-11
1/3/14 16:43	1/2/14	OZM	Financ	InvAdv	Investment Advice	Bufferd Allan S	NY	D		M.d	0	0.00	10	3	8	42	D	110	69	42	29	10	3	2	0	2	5	-13	-5	0	-11
12/30/13 18:21	12/26/13	OZM	Financ	InvAdv	Investment Advice	Levin James S	NY	O	Head of	M.d	0	0.00	10	1,730		838	D	101	77	44	31	13	4	-1	0	2	5	-5	3	5	-10
7/3/13 13:22	7/1/13	OZM	Financ	InvAdv	Investment Advice	Proctor Georganne	NY	D		M.d	0	0.00	9	8	114	15	D	-8	62	24	16	-9	1	5	1	-1	2	8	6	44	46
7/3/13 13:22	7/1/13	OZM	Financ	InvAdv	Investment Advice	Griswell J Barry	NY	D		M.d	0	0.00	9	8	30	35	D	-8	62	24	16	-9	1	5	1	-1	2	8	6	44	46
2/11/13 16:31	2/7/13	OZM	Financ	InvAdv	Investment Advice	Dubai Holding LLC	C0	T		S	-49,395	10.06	15	-4,911	-13	33,227	I	-30	2	27	12	11	11	6	-2	-1	-4	-5	16	18	68
1/3/13 18:24	1/2/13	OZM	Financ	InvAdv	Investment Advice	Kenney Jerome P	NY	D		M.d	0	0.00	5	5	9	59	D	-28	25	34	3	9	3	4	5	0	-6	2	3	18	68
1/3/13 18:24	1/2/13	OZM	Financ	InvAdv	Investment Advice	Bufferd Allan S	NY	D		M.d	0	0.00	5	5	14	39	D	-28	25	34	3	9	3	4	5	0	-6	2	3	18	68
7/2/12 16:19	7/2/12	OZM	Financ	InvAdv	Investment Advice	Griswell J Barry	NY	D		M.d	0	0.00	6	7	35	27	D	-30	-43	-7	-17	8	5	-2	2	0	-2	-4	30	34	59
7/2/12 16:18	7/2/12	OZM	Financ	InvAdv	Investment Advice	Proctor Georganne	NY	D		M.d	0	0.00	6	7	New	7	D	-30	-43	-7	-17	8	5	-2	2	0	-2	-4	30	34	59
6/5/12 18:19	6/1/12	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	3,445	6.88	7	500	34	1,957	D	-49	-51	-12	-28	-16	-13	-5	-6	4	5	9	16	41	74
4/27/12 16:57	4/25/12	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P	250	8.00	9	31	2	1,457	D	-48	-47	-19	-16	-12	-14	-7	1	2	-2	-15	-20	17	35
4/27/12 16:56	4/25/12	OZM	Financ	InvAdv	Investment Advice	Cohen Michael L	NY	O	Exec MD	P	6	8.00	9	1	2	51	D	-48	-47	-19	-16	-12	-14	-7	1	2	-2	-15	-20	17	35
1/4/12 18:50	1/3/12	OZM	Financ	InvAdv	Investment Advice	Bufferd Allan S	NY	D		M.d	0	0.00	11	11	45	34	D	-29	-42	-38	0	7	6	-1	3	1	11	22	17	-8	23
1/4/12 18:49	1/3/12	OZM	Financ	InvAdv	Investment Advice	Kenney Jerome P	NY	D		M.d	0	0.00	11	11	24	54	D	-29	-42	-38	0	7	6	-1	3	1	11	22	17	-8	23
1/4/12 18:46	1/3/12	OZM	Financ	InvAdv	Investment Advice	Blockinger Jeffrey C	NY	O	GC	M.d	0	0.00	11	174		9	D	-29	-42	-38	0	7	6	-1	3	1	11	22	17	-8	23
1/4/12 18:46	1/3/12	OZM	Financ	InvAdv	Investment Advice	Blockinger Jeffrey C	NY	O	GC	S.dm	-2,205	8.48	11	-260	-97	9	D	-29	-42	-38	0	7	6	-1	3	1	11	22	17	-8	23
12/22/11 17:14	12/20/11	OZM	Financ	InvAdv	Investment Advice	Windreich David	NY	DO	Exec MD	P	2,487	8.38	14	297	283	402	D	-29	-38	-34	-5	-11	9	8	10	1	-3	12	11	-10	14
12/19/11 19:19	12/15/11	OZM	Financ	InvAdv	Investment Advice	Griswell J Barry	NY	D		P	157	7.83	28	20	New	20	D	-36	-39	-41	-19	-22	4	-8	-1	6	11	25	25	-1	28
12/19/11 19:18	12/15/11	OZM	Financ	InvAdv	Investment Advice	Cohen Michael L	NY	O	Exec MD	P.m	54	7.87	28	7	16	50	D	-36	-39	-41	-19	-22	4	-8	-1	6	11	25	25	-1	28
12/19/11 19:18	12/15/11	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	2,154	7.87	28	274	24	1,425	D	-36	-39	-41	-19	-22	4	-8	-1	6	11	25	25	-1	28
12/19/11 19:17	12/16/11	OZM	Financ	InvAdv	Investment Advice	Windreich David	NY	DO	Exec MD	P.m	828	7.90	28	105	New	105	D	-36	-39	-41	-19	-22	4	-8	-1	6	11	25	25	-1	28
12/19/11 19:15	12/19/11	OZM	Financ	InvAdv	Investment Advice	Blockinger Jeffrey C	NY	O	GC	M.d	0	0.00	28	38	64	96	D	-36	-39	-41	-19	-22	4	-8	-1	6	11	25	25	-1	28
11/22/11 18:03	11/19/11	OZM	Financ	InvAdv	Investment Advice	Blockinger Jeffrey C	NY	O	GC	M.d	0	0.00	21	58	New	58	D	-22	-42	-46	-26	-22	-22	-20	-8	-2	-3	12	30	-4	28
2/4/11 17:54	2/4/11	OZM	Financ	InvAdv	Investment Advice	Leeds Jeffrey R	NY	D		M.d	0	0.00	6	3	18	23	D	221	28	7	9	10	4	5	3	1	0	1	-6	-25	-32
1/4/11 18:46	1/1/11	OZM	Financ	InvAdv	Investment Advice	Cobb William C	NY	D		M.d	0	0.00	6	8	38	28	D	218	22	33	8	6	11	5	0	2	3	6	9	-3	-39
1/4/11 18:44	1/1/11	OZM	Financ	InvAdv	Investment Advice	Kenney Jerome P	NY	D		M.d	0	0.00	6	8	21	43	D	218	22	33	8	6	11	5	0	2	3	6	9	-3	-39
1/4/11 18:43	1/1/11	OZM	Financ	InvAdv	Investment Advice	Bufferd Allan S	NY	D		M.d	0	0.00	6	8	48	23	D	218	22	33	8	6	11	5	0	2	3	6	9	-3	-39
1/4/11 18:41	1/1/11	OZM	Financ	InvAdv	Investment Advice	Leeds Jeffrey R	NY	D		M.d	0	0.00	6	8	62	20	D	218	22	33	8	6	11	5	0	2	3	6	9	-3	-39
1/4/11 18:37	1/1/11	OZM	Financ	InvAdv	Investment Advice	Blockinger Jeffrey C	NY	O	GC	M.d	0	0.00	6	161		0	D	218	22	33	8	6	11	5	0	2	3	6	9	-3	-39
1/4/11 18:37	1/3/11	OZM	Financ	InvAdv	Investment Advice	Blockinger Jeffrey C	NY	O	GC	S.dm	-3,417	15.40	6	-222	-100	0	D	218	22	33	8	6	11	5	0	2	3	6	9	-3	-39
11/22/10 18:36	11/19/10	OZM	Financ	InvAdv	Investment Advice	Blockinger Jeffrey C	NY	O	GC	M.d	0	0.00	4	55	822	61	D	302	35	-1	8	-1	0	-3	0	-4	-2	2	16	8	-39
11/22/10 18:33	11/19/10	OZM	Financ	InvAdv	Investment Advice	Kenney Jerome P	NY	D		M.d	0	0.00	4	4	11	36	D	302	35	-1	8	-1	0	-3	0	-4	-2	2	16	8	-39
11/22/10 18:33	11/19/10	OZM	Financ	InvAdv	Investment Advice	Bufferd Allan S	NY	D		M.d	0	0.00	4	4	30	16	D	302	35	-1	8	-1	0	-3	0	-4	-2	2	16	8	-39
9/21/10 16:31	9/18/10	OZM	Financ	InvAdv	Investment Advice	Cobb William C	NY	D		M.d	0	0.00	4	7	60	20	D	22	41	5	6	0	17	3	3	-3	-4	-4	-7	10	-31
8/27/10 16:25	8/25/10	OZM	Financ	InvAdv	Investment Advice	Cohen Michael L	NY	O	Exec MD	P	64	11.93	4	5	14	43	D	-16	36	-3	-9	5	-12	-7	-4	-3	6	9	6	28	-14
7/9/10 17:05	7/7/10	OZM	Financ	InvAdv	Investment Advice	Cohen Michael L	NY	O	Exec MD	P	102	11.99	4	9	29	37	D	-22	70	-12	-26	-9	-11	-7	2	-3	6	18	17	24	18
7/6/10 18:04	7/1/10	OZM	Financ	InvAdv	Investment Advice	Cohen Michael L	NY	O	Exec MD	P.m	346	11.97	4	29	New	29	D	-25	39	-6	-26	-20	-14	-14	-4	4	4	26	24	31	26
2/5/10 16:45	2/4/10	OZM	Financ	InvAdv	Investment Advice	Leeds Jeffrey R	NY	D		M.d	0	0.00	2	3	38	12	D	-37	151	30	14	-1	-6	-2	1	-1	2	15	32	22	30
1/5/10 19:04	1/1/10	OZM	Financ	InvAdv	Investment Advice	Kenney Jerome P	NY	D		M.d	0	0.00	3	5	20	32	D	-45	161	55	15	18	2	-1	3	6	6	2	27	-11	19
1/5/10 19:03	1/1/10	OZM	Financ	InvAdv	Investment Advice	Bufferd Allan S	NY	D		M.d	0	0.00	3	5	78	12	D	-45	161	55	15	18	2	-1	3	6	6	2	27	-11	19
1/5/10 19:02	1/1/10	OZM	Financ	InvAdv	Investment Advice	Blockinger Jeffrey C	NY	O	GC	M.d	0	0.00	3	151		0	D	-45	161	55	15	18	2	-1	3	6	6	2	27	-11	19
1/5/10 19:02	1/4/10	OZM	Financ	InvAdv	Investment Advice	Blockinger Jeffrey C	NY	O	GC	S.dm	-2,852	14.11	3	-202	-100	0	D	-45	161	55	15	18	2	-1	3	6	6	2	27	-11	19
1/5/10 19:02	1/1/10	OZM	Financ	InvAdv	Investment Advice	Leeds Jeffrey R	NY	D		M.d	0	0.00	3	5	164	8	D	-45	161	55	15	18	2	-1	3	6	6	2	27	-11	19
1/5/10 19:02	1/1/10	OZM	Financ	InvAdv	Investment Advice	Cobb William C	NY	D		M.d	0	0.00	3	5	75	12	D	-45	161	55	15	18	2	-1	3	6	6	2	27	-11	19
11/19/09 18:23	11/19/09	OZM	Financ	InvAdv	Investment Advice	Blockinger Jeffrey C	NY	O	GC	M.d	0	0.00	3	51	New	51	D	-50	180	34	16	-5	-3	-9	-4	-3	1	19	13	37	34
11/19/09 18:22	11/19/09	OZM	Financ	InvAdv	Investment Advice	Blockinger Jeffrey C	NY	O	GC	M.d	0	0.00	3	51	New	51	D	-50	180	34	16	-5	-3	-9	-4	-3	1	19	13	37	34
11/19/09 18:11	11/19/09	OZM	Financ	InvAdv	Investment Advice	Bufferd Allan S	NY	D		M.d	0	0.00	3	3	102	7	D	-50	180	34	16	-5	-3	-9	-4	-3	1	19	13	37	34
11/19/09 18:10	11/19/09	OZM	Financ	InvAdv	Investment Advice	Kenney Jerome P	NY	D		M.d	0	0.00	3	3	15	27	D	-50	180	34	16	-5	-3	-9	-4	-3	1	19	13	37	34
10/16/09 16:14	10/14/09	OZM	Financ	InvAdv	Investment Advice	Blockinger Jeffrey C	NY	O	GC	S.m	-3,558	13.19	4	-270	-100	0	D		127	79	37	28	16	4	5	1	-3	-7	9	37	19
10/13/09 17:20	10/8/09	OZM	Financ	InvAdv	Investment Advice	Blockinger Jeffrey C	NY	O	GC	S.m	-1,635	12.56	4	-130	-33	270	D		115	78	40	27	11	5	1	5	6	4	16	48	26
9/18/09 16:58	9/18/09	OZM	Financ	InvAdv	Investment Advice	Cobb William C	NY	D		M.d	0	0.00	2	7	New	7	D		-10	110	22	-1	12	5	3	4	0	18	24	30	40
7/23/09 17:52	7/22/09	OZM	Financ	InvAdv	Investment Advice	Kenney Jerome P	NY	D		P	198	9.90	2	20	598	23	D		-41	110	43	11	9	18	3	1	1	4	30	45	38
3/4/09 17:32	3/2/09	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	105	4.90	2	21	1	1,607										-1	5	10	91	86	183
2/26/09 17:57	2/24/09	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P	1	5.00	2	0	0	1,585										0	11	27	88	104	166
2/20/09 17:28	2/18/09	OZM	Financ	InvAdv	Investment Advice	Blockinger Jeffrey C	NY	O	GC	S.d	-178	5.37	2	-33	-100	0										-5	-2	10	75	94	163
2/4/09 17:16	2/4/09	OZM	Financ	InvAdv	Investment Advice	Leeds Jeffrey R	NY	D		M.d	0	0.00	2	3	New	3										2	-5	2	70	95	172
2/3/09 18:56	1/30/09	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	54	4.87	2	11	1	1,585										6	2	9	71	113	189
1/29/09 16:33	1/27/09	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	126	4.89	2	26	2	1,574										1	14	6	51	102	179
1/26/09 17:07	1/22/09	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	451	4.65	2	97	7	1,548										2	5	12	56	116	210
1/21/09 17:26	1/16/09	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	459	4.67	2	98	7	1,451										-4	-1	8	48	103	211
1/15/09 17:48	1/13/09	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	447	4.70	3	95	8	1,353										2	-2	14	65	104	219
1/12/09 17:08	1/8/09	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	306	4.71	3	65	5	1,258										9	6	17	70	87	232
1/7/09 16:42	1/5/09	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	230	4.90	3	47	4	1,193										1	5	18	40	61	203
1/2/09 16:20	12/30/08	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.d	48	4.72	3	10	0	154,031										-12	-11	-5	29	80	168
12/29/08 17:31	12/24/08	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	637	4.24	3	150	15	1,136	D		-85	-78	-67	-10	-16	-21	-9	15	6	16	38	117	228
12/23/08 16:43	12/22/08	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	336	4.32	3	78	9	986	D		-83	-78	-65	-1	-17	-13	-10	2	24	11	52	110	225
12/19/08 18:03	12/17/08	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	777	4.61	3	169	23	908	D		-81	-77	-65	-1	-5	-5	-5	0	-8	7	41	98	206
12/16/08 17:00	12/12/08	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	197	4.94	3	40	6	739	D		-80	-76	-66	14	21	8	-3	-3	-13	-7	20	79	176
12/9/08 16:55	12/5/08	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	260	4.86	3	53	8	699	D		-79	-75	-69	30	21	3	4	3	0	-4	16	79	148
12/4/08 16:20	12/2/08	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	251	4.83	3	52	9	646	D		-78	-76	-69	4	12	25	1	5	11	3	20	102	142
12/1/08 17:22	11/26/08	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	435	4.68	3	93	19	594	D		-79	-75	-72	-15	7	15	21	15	4	11	9	115	147
11/25/08 16:58	11/21/08	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	723	4.06	3	178	55	501	D		-82	-79	-76	-39	-13	-9	3	22	30	2	26	142	190
11/20/08 18:17	11/19/08	OZM	Financ	InvAdv	Investment Advice	Bufferd Allan S	NY	D		M.d	0	0.00	4	3	New	3	D		-83	-81	-77	-33	-14	-11	-17	0	26	12	27	123	199
11/20/08 18:16	11/19/08	OZM	Financ	InvAdv	Investment Advice	Blockinger Jeffrey C	NY	O	GC	M.d	0	0.00	4	50		33	D		-83	-81	-77	-33	-14	-11	-17	0	26	12	27	123	199
11/20/08 18:16	11/19/08	OZM	Financ	InvAdv	Investment Advice	Kenney Jerome P	NY	D		M.d	0	0.00	4	3	New	3	D		-83	-81	-77	-33	-14	-11	-17	0	26	12	27	123	199
11/20/08 18:13	11/18/08	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	484	4.07	4	119	58	323	D		-83	-81	-77	-33	-14	-11	-17	0	26	12	27	123	199
11/17/08 18:10	11/14/08	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P.m	564	4.63	4	122	149	204	D		-82	-78	-72	-46	20	-3	8	0	-7	17	25	106	171
11/13/08 19:38	11/13/08	OZM	Financ	InvAdv	Investment Advice	Och Daniel	NY	DOT	CEO	P	364	4.45	3	82	999%	82	D			-79	-75	-52	8	2	-5	7	-11	9	21	101	183
5/9/08 13:47	2/29/08	OZM	Financ	InvAdv	Investment Advice	Leeds Jeffrey R	NY	D		P.d	0	22.70	7	0		0	D				-7	-5	1	3	-7	0	10	5	-13	-75	-45
5/9/08 13:47	4/16/08	OZM	Financ	InvAdv	Investment Advice	Leeds Jeffrey R	NY	D		S.d	-2	18.72	7	0	-100	0	D				-7	-5	1	3	-7	0	10	5	-13	-75	-45

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y