1/8/19 14:32 | 1/7/19 | FSD | Fund | CEF | Closed-End Funds | Tan Shu Yang | NY | H | Portfoli | P | 69 | 13.79 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
12/29/16 10:51 | 12/27/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 370 | 15.96 | 2 | 23 | 1 | 4,609 | I | 17 | 23 | 14 | 6 | 6 | 3 | 1 | 2 | 0 | 3 | 4 | 5 | | |
12/27/16 11:24 | 12/22/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 817 | 15.92 | 2 | 51 | 1 | 4,585 | I | 15 | 20 | 14 | 5 | 7 | 3 | -1 | -1 | 0 | 3 | 6 | 6 | | |
12/22/16 11:54 | 12/21/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 491 | 15.92 | 2 | 31 | 1 | 4,534 | I | 15 | 22 | 11 | 4 | 5 | 4 | 0 | 0 | 0 | 1 | 5 | 5 | | |
12/19/16 11:35 | 12/15/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 462 | 16.00 | 2 | 29 | 1 | 4,503 | I | 17 | 24 | 12 | 6 | 6 | 3 | 2 | 0 | 1 | 0 | 3 | 5 | | |
12/15/16 10:57 | 12/13/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,928 | 15.98 | 2 | 183 | 4 | 4,474 | I | 19 | 27 | 12 | 5 | 6 | 3 | 3 | 1 | 0 | 0 | 4 | 6 | | |
12/13/16 11:55 | 12/9/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 568 | 15.87 | 2 | 36 | 1 | 4,291 | I | 17 | 26 | 11 | 6 | 4 | 3 | 4 | 1 | 1 | 1 | 4 | 7 | | |
12/9/16 11:22 | 12/7/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,644 | 15.72 | 2 | 105 | 3 | 4,255 | I | 14 | 23 | 10 | 4 | 2 | 4 | 1 | 2 | 1 | 1 | 5 | 7 | | |
12/7/16 13:55 | 12/5/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 756 | 15.54 | 2 | 49 | 1 | 4,151 | I | 11 | 20 | 9 | 1 | 1 | 3 | 1 | 2 | 0 | 2 | 6 | 7 | | |
11/29/16 15:25 | 11/28/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 45 | 15.64 | 2 | 3 | 0 | 4,102 | I | 9 | 19 | 9 | 1 | 3 | 2 | 2 | 1 | 0 | 0 | 4 | 11 | | |
11/22/16 10:19 | 11/18/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 300 | 15.38 | 2 | 20 | 0 | 4,099 | I | 8 | 16 | 9 | 0 | 0 | 1 | 2 | 1 | 0 | 1 | 3 | 11 | | |
11/18/16 11:21 | 11/16/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 574 | 15.38 | 2 | 37 | 1 | 4,080 | I | 7 | 13 | 8 | -1 | 0 | -1 | 0 | 2 | 1 | 2 | 6 | 12 | | |
11/16/16 11:53 | 11/14/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,165 | 15.16 | 2 | 77 | 2 | 4,042 | I | 6 | 16 | 7 | -1 | 0 | -2 | 1 | 1 | 0 | 2 | 5 | 12 | | |
11/14/16 13:58 | 11/9/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,430 | 15.18 | 2 | 160 | 4 | 3,966 | I | 3 | 13 | 6 | -2 | -2 | -4 | -1 | -2 | 0 | 3 | 7 | 14 | | |
11/9/16 08:40 | 11/7/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,032 | 15.32 | 2 | 67 | 2 | 3,805 | I | 5 | 14 | 9 | 2 | 0 | -1 | -1 | 2 | -1 | 0 | 4 | 10 | 16 | |
11/7/16 12:12 | 11/4/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 171 | 15.12 | 2 | 11 | 0 | 3,738 | I | 3 | 11 | 7 | 0 | -1 | -1 | -3 | -2 | 1 | -1 | 4 | 13 | 18 | |
11/3/16 14:30 | 11/2/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 630 | 15.25 | 2 | 41 | 1 | 3,727 | I | 3 | 10 | 8 | 1 | -1 | -1 | -2 | -2 | -1 | 0 | 2 | 12 | 17 | |
11/1/16 14:20 | 10/31/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 64 | 15.52 | 2 | 4 | 0 | 3,685 | I | 5 | 12 | 8 | 3 | 1 | 0 | 0 | -1 | 0 | -1 | 2 | 9 | 15 | |
10/27/16 17:00 | 10/25/16 | FSD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 2,117 | 15.71 | 2 | 135 | 4 | 3,681 | I | 7 | 14 | 9 | 5 | 2 | 2 | 2 | 1 | -1 | -3 | 0 | 8 | 15 | |
8/25/15 09:29 | 8/24/15 | FSD | Fund | CEF | Closed-End Funds | Bowen James A | IL | D | | P | 101 | 14.37 | 2 | 7 | New | 7 | D | -4 | -13 | -11 | -12 | -8 | -6 | -4 | -4 | 1 | 3 | 3 | 4 | 2 | 21 |
8/25/15 09:21 | 8/24/15 | FSD | Fund | CEF | Closed-End Funds | McGarel David | IL | O | Officer- | P | 14 | 13.78 | 2 | 1 | 33 | 4 | D | -4 | -13 | -11 | -12 | -8 | -6 | -4 | -4 | 1 | 3 | 3 | 4 | 2 | 21 |
8/20/15 08:19 | 8/19/15 | FSD | Fund | CEF | Closed-End Funds | McGarel David | IL | O | Officer- | P | 44 | 14.62 | 2 | 3 | New | 3 | D | 1 | -11 | -7 | -9 | -5 | -1 | -1 | -1 | 0 | -2 | 0 | 0 | -3 | 16 |
8/13/15 15:47 | 8/12/15 | FSD | Fund | CEF | Closed-End Funds | Cohen Louis N. | NY | H | Member o | P | 6 | 14.68 | 2 | 0 | 2 | 19 | D | -1 | -8 | -5 | -7 | -4 | -1 | -1 | 0 | -1 | -1 | -2 | -1 | -8 | 12 |
8/10/15 14:43 | 8/7/15 | FSD | Fund | CEF | Closed-End Funds | Cohen Louis N. | NY | H | Member o | P | 209 | 14.91 | 2 | 14 | 280 | 19 | D | -1 | -7 | -4 | -8 | -4 | -3 | 0 | -1 | 0 | -1 | -1 | 1 | -7 | 11 |
5/31/13 12:46 | 5/30/13 | FSD | Fund | CEF | Closed-End Funds | Kadlec Thomas R | IL | D | | P | 19 | 18.56 | 2 | 1 | New | 1 | D | 15 | 15 | 7 | -1 | -2 | -4 | -3 | -2 | -1 | -2 | -4 | -5 | -2 | 7 |
1/30/12 12:26 | 1/25/12 | FSD | Fund | CEF | Closed-End Funds | Lindquist Daniel J | IL | O | VP | P | 3 | 16.59 | 3 | 0 | New | 0 | D | | -3 | 0 | 8 | 9 | 7 | 4 | 2 | 0 | 2 | 7 | 10 | 12 | 22 |
9/29/11 12:20 | 9/27/11 | FSD | Fund | CEF | Closed-End Funds | Cohen Louis N. | NY | H | Member o | P | 249 | 15.58 | 2 | 16 | New | 16 | D | | -16 | -13 | -15 | -6 | -3 | -3 | 0 | 0 | -7 | 7 | 1 | 23 | 32 |
8/10/11 16:33 | 8/9/11 | FSD | Fund | CEF | Closed-End Funds | Hall R Scott | IL | H | Officer- | P | 8 | 15.29 | 3 | 1 | New | 1 | D | | | -13 | -15 | -14 | -14 | -11 | -7 | 3 | 5 | 4 | 7 | 16 | 28 |