GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	7	28	0	1	1	3	5	14	4
P	%wins				93	89	68	71	74	81	79
S	%ret	1	2	3	0	0	3	7	6	14	6
S	%wins				67	33	0	0	0	0	17

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/12/22 16:32	10/12/22	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	15	15.49	0	1	18	6	D
9/29/22 14:16	9/29/22	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	16	15.53	0	1	23	5	D
9/22/22 14:11	9/22/22	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	16	15.98	0	1	29	4	D
12/4/20 10:40	12/4/20	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	16	24.78	0	1	27	3	D
11/30/20 16:28	11/30/20	GBAB	Fund	CEF	Closed-End Funds	Brock-Kyle Angela	IL	DH	Trustee	P	10	24.58	0	0	4	10	D
5/27/20 14:03	5/27/20	GBAB	Fund	CEF	Closed-End Funds	Chubb Donald A. Jr.	IL	DH	Trustee	P	205	22.74	0	9	900	10	D
12/2/19 11:39	12/2/19	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	8	23.40	0	0	17	2	D
6/27/19 11:17	6/27/19	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	6	23.65	0	0	16	2	D
1/3/19 11:25	1/3/19	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	3	22.22	0	0	9	2	D
9/28/17 11:09	9/28/17	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	5	22.71	0	0	21	1	D
9/18/17 12:47	9/18/17	GBAB	Fund	CEF	Closed-End Funds	Walsh Anne Bookwalter	IL	H	Managing	P	69	23.00	0	3	38	11	D
6/29/17 14:11	6/29/17	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	4	22.71	0	0	20	1	D
12/20/16 15:33	12/20/16	GBAB	Fund	CEF	Closed-End Funds	Chubb Donald A. Jr.	IL	DH	Trustee	P	17	21.08	2	1	400	1	D	13	4	-4	-6	-2	0	0	0	0	0	3	8
9/30/16 12:49	9/30/16	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	3	23.21	2	0	18	1	D	26	16	4	0	-3	-1	1	-1	1	-1	-3	-6	0
4/1/16 11:55	3/31/16	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	2	23.11	2	0	17	1	D	30	11	11	9	7	3	1	1	0	1	2	2	4	4
6/29/15 10:00	6/26/15	GBAB	Fund	CEF	Closed-End Funds	Chubb Donald A. Jr.	IL	DH	Trustee	P	4	20.64	1	0	New	0	D	13	1	-2	-7	-3	0	-1	0	0	0	4	7	11	21
4/6/15 11:27	4/6/15	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	2	22.60	1	0	23	1	D	15	17	8	3	0	1	0	0	0	1	-1	-7	0	10
11/19/14 14:20	11/18/14	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	4	21.72	1	0	87	0	D	11	21	7	2	2	2	1	1	0	0	1	6	1	5
3/31/14 15:32	3/28/14	GBAB	Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	S	-60	20.81	1	-3	-100	0	D	13	1	7	9	4	3	3	1	-1	-1	1	7	5	16
3/20/14 13:50	2/23/12	GBAB	Fund	CEF	Closed-End Funds	Friedrich Roman III	CA	DH	Trustee	P	3	21.93	1	0		0	D	12	-2	5	9	1	-1	1	-1	0	1	3	9	7	17
3/20/14 13:50	12/26/13	GBAB	Fund	CEF	Closed-End Funds	Friedrich Roman III	CA	DH	Trustee	S	-7	19.66	1	0	-100	0	D	12	-2	5	9	1	-1	1	-1	0	1	3	9	7	17
2/25/14 13:16	2/24/14	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	1	20.29	1	0	30	0	D	7	-3	5	7	3	-1	0	-1	1	3	3	7	11	23
8/19/13 16:19	8/19/13	GBAB	Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	P	10	19.60	2	0	20	3	D	18	-8	-7	-11	-1	-1	1	-2	0	3	4	2	9	19
7/30/13 17:13	7/30/13	GBAB	Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	P	6	20.45	1	0	16	2	D	23	-7	-7	-10	-6	-1	-3	-2	-1	-1	1	3	4	16
7/8/13 11:16	7/5/13	GBAB	Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	P	4	20.70	2	0	11	2	D	22	-5	-7	-8	-10	-6	0	-6	0	3	-2	-1	0	16
6/13/13 15:31	6/13/13	GBAB	Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	P	9	21.65	2	0	27	2	D	30	4	-1	-1	-6	-6	-3	-2	0	1	-2	-4	-9	7
4/19/13 10:09	4/18/13	GBAB	Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	P	10	22.82	1	0	41	2	D	46	12	1	-1	2	2	0	0	1	1	2	-5	-10	-1
4/4/13 17:40	4/4/13	GBAB	Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	P	13	22.82	2	1	109	1	D	43	11	-2	1	2	1	1	1	1	1	3	-3	-8	-2
2/19/13 14:57	2/19/13	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	1	22.62	2	0	48	0	D	40	10	-1	-1	-2	-2	-1	-2	0	1	1	5	-7	-1
1/4/13 14:53	12/27/12	GBAB	Fund	CEF	Closed-End Funds	Friedrich Roman III	CA	DH	Trustee	P	5	22.72	1	0	154	0	D	46	16	2	-1	1	2	2	1	1	1	-2	1	-7	-7
9/12/12 16:59	9/12/12	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	1	23.69	1	0	97	0	D		28	12	7	0	3	1	-1	0	-1	-1	-3	-3	-7
5/30/12 10:50	5/29/12	GBAB	Fund	CEF	Closed-End Funds	Li Allen	CA	H	Director	S	-44	22.30	1	-2	-80	1	D		23	10	2	2	1	0	1	1	1	4	6	7	9
2/24/12 15:09	2/23/12	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P.a	1	21.88	2	0	New	0	D		29	15	7	2	0	-1	1	0	1	-2	2	10	11
2/23/12 16:46	2/28/12	GBAB	Fund	CEF	Closed-End Funds	Toupin Ronald E Jr	IL	DH	Trustee	P	1	21.88	2	0	New	0	D		30	16	8	3	1	1	1	0	2	-2	2	9	11
11/2/11 15:56	11/2/11	GBAB	Fund	CEF	Closed-End Funds	Li Allen	CA	H	Portfoli	P	10	20.05	1	1	25	3	D		6	10	2	0	0	0	1	1	3	6	12	15	25
10/28/11 13:41	10/28/11	GBAB	Fund	CEF	Closed-End Funds	Nyberg Ronald	IL	DH	Trustee	P	10	19.82	1	1	New	1	D		5	9	4	0	-2	0	-1	0	2	7	12	16	26
4/13/11 11:27	4/13/11	GBAB	Fund	CEF	Closed-End Funds	Li Allen	CA	H	Portfoli	P	18	18.05	2	1	100	2	D				2	0	0	-1	-1	0	0	5	9	13	29
3/22/11 16:05	3/22/11	GBAB	Fund	CEF	Closed-End Funds	Li Allen	CA	H	Portfoli	P	11	18.14	1	1	147	1	D				0	1	0	0	0	1	0	1	10	14	24
1/4/11 15:40	12/31/10	GBAB	Fund	CEF	Closed-End Funds	Li Allen	CA	H	Portfoli	P	2	17.81	3	0	33	0	D					-9	-4	1	1	1	1	1	3	12	26
1/4/11 15:10	12/29/10	GBAB	Fund	CEF	Closed-End Funds	Li Allen	CA	H	Portfoli	P	4	17.71	3	0	204	0	D					-9	-4	1	1	1	1	1	3	12	26
12/28/10 16:08	12/27/10	GBAB	Fund	CEF	Closed-End Funds	Pass James E.	IL	H	Portfoli	P	35	17.69	3	2	New	2	D					-11	-11	-2	0	2	3	4	5	16	30
12/28/10 15:05	12/27/10	GBAB	Fund	CEF	Closed-End Funds	Pass James E.	IL	H	Portfoli	P	35	17.69	3	2	New	2	D					-11	-11	-2	0	-1	2	3	4	15	30
11/16/10 18:41	11/12/10	GBAB	Fund	CEF	Closed-End Funds	Walsh Anne Bookwalter	IL	H	Managing	P	80	20.01	1	4	200	6	M							0	0	0	0	-10	-6	-1	10

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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