TSI - Tcw Strategic Income Fund Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	18	173	0	0	1	1	5	9	3
P	%wins				79	74	72	66	91	83	77

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/23/22 16:46	3/22/22	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	14	5.11	0	3	0	666	D
5/17/21 16:53	3/26/21	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	18	5.68	0	3	0	654	D
4/13/21 16:31	4/13/21	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	107	5.65	0	19	3	651	D
4/12/21 17:17	4/12/21	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	19	5.65	0	3	1	632	D
4/12/21 12:31	4/9/21	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	3	5.66	0	1	0	628	D
4/8/21 17:36	4/8/21	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	344	5.67	0	61	11	628	D
4/7/21 16:43	4/7/21	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	264	5.67	0	47	9	567	D
4/6/21 18:41	4/6/21	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	496	5.67	0	88	20	520	D
4/6/21 18:30	3/31/21	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	72	5.67	0	13	3	433	D
3/30/21 14:19	3/29/21	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	18	5.67	0	3	1	420	D
3/24/21 13:22	3/23/21	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	21	5.67	0	4	1	417	D
3/23/21 15:49	3/19/21	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	157	5.65	0	28	7	413	D
3/29/18 14:48	3/28/18	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	PORTFOLI	P	112	5.53	0	20	6	386	D
3/28/18 15:00	3/27/18	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	PORTFOLI	P	169	5.62	0	30	9	365	D
3/22/18 13:05	3/21/18	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	59	5.57	0	11	3	335	D
3/12/18 15:40	3/7/18	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P.m	540	5.50	0	98	43	325	D
3/2/18 18:05	1/8/18	TSI	Fund	CEF	Closed-End Funds	Kane Steve	CA	O	Portfoli	P	60	5.58	0	11	5	239	I
3/1/18 16:15	2/21/18	TSI	Fund	CEF	Closed-End Funds	McMillan Peter	CA	D		P	55	5.47	0	10	New	10	D
2/6/18 18:05	2/5/18	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	9	5.37	0	2	0	1,115	M
1/3/18 13:48	5/29/13	TSI	Fund	CEF	Closed-End Funds	Gavin John A	CA	D		P.m	248	5.76	0	43	88	92	I
10/21/16 15:21	10/20/16	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	159	5.30	1	30	3	1,113	M	5	4	3	-1	0	0	-1	0	0	0	-1	4	7
7/13/16 13:35	10/26/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.am	194	5.16	0	38	4	1,083	M	5	7	3	4	3	2	-1	-1	0	0	-1	0	2
6/13/16 17:36	6/10/16	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	227	5.34	1	43	23	227	D	5	4	4	4	1	1	1	1	-1	0	2	2	0
6/10/16 17:11	6/8/16	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	169	5.29	1	32	21	184	D	4	3	2	3	0	0	0	0	0	0	2	1	0
2/18/16 17:37	10/26/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	124	5.14	0	24	2	1,083	M	2	-1	-1	-2	-4	-1	-1	1	0	0	3	5	7	12
1/25/16 19:42	10/26/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	2	5.16	1	0	0	1,045	M	6	0	0	-1	0	-1	-3	1	2	2	0	3	8	10
12/9/15 18:43	10/26/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	26	5.24	0	5	0	1,045	M	8	0	1	4	0	1	0	1	0	-1	3	0	3	4
12/8/15 13:51	10/26/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	31	5.24	0	6	1	1,040	M	7	-1	0	3	0	-2	0	0	1	-1	4	0	4	4
12/7/15 16:25	10/26/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	78	5.23	0	15	1	1,034	M	7	-1	0	2	0	0	0	-1	1	0	3	1	3	3
11/16/15 19:26	10/26/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	34	5.19	0	7	1	1,019	M	7	-1	-1	1	1	0	0	1	-1	0	-2	-3	2	1
11/13/15 18:26	11/12/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	109	5.21	0	21	2	963	M	6	-2	-2	0	0	-1	0	0	1	0	-2	-2	3	3
11/13/15 18:26	11/12/15	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P.m	104	5.19	0	20	15	152	D	6	-2	-2	0	0	-1	0	0	1	0	-2	-2	3	3
11/12/15 11:59	11/10/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	28	5.23	0	5	1	963	M	6	-2	-1	0	0	-2	-2	-1	0	1	0	-1	4	4
11/12/15 11:59	11/10/15	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P.m	8	5.21	0	2	1	132	D	6	-2	-1	0	0	-2	-2	-1	0	1	0	-1	4	4
11/9/15 18:58	11/6/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	68	5.26	0	13	1	963	M	4	0	-1	1	2	-1	-1	1	0	1	1	-1	4	5
11/9/15 18:57	11/6/15	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P.m	58	5.25	0	11	9	131	D	4	0	-1	1	2	-1	-1	1	0	1	1	-1	4	5
11/5/15 17:46	11/4/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	99	5.29	0	19	2	963	M	5	1	-1	1	3	0	1	-1	0	-1	0	-1	2	4
11/5/15 17:45	11/5/15	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	106	5.29	0	20	20	119	D	5	1	-1	1	3	0	1	-1	0	-1	0	-1	2	4
11/4/15 18:18	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	79	5.28	0	15	3	586	M	3	-1	-2	0	3	-1	-1	-1	0	-1	0	-1	1	4
11/3/15 18:00	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	41	5.29	0	8	1	571	M	4	0	1	3	4	0	0	0	1	0	0	0	3	6
11/2/15 18:00	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	313	5.29	0	59	12	564	M	5	1	0	2	5	0	1	0	-1	-1	0	-2	2	4
11/2/15 17:59	10/30/15	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	75	5.30	0	14	17	99	D	5	1	0	2	5	0	1	0	-1	-1	0	-2	2	4
10/30/15 16:33	10/29/15	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	46	5.26	0	9	11	85	D	5	0	-2	1	4	-1	-1	1	0	-1	0	-2	2	4
10/30/15 16:32	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	108	5.28	0	20	4	504	M	5	0	-2	1	4	-1	-1	1	0	-1	0	-2	2	4
10/29/15 16:55	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	27	5.29	0	5	1	484	M	7	1	-1	2	5	0	0	0	1	0	0	0	3	4
10/27/15 13:48	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	210	5.25	0	40	5	856	M	8	1	-2	2	4	-1	-1	-1	1	1	0	0	4	5
10/19/15 15:32	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	14	5.31	0	3	0	538	M	11	1	0	3	4	4	1	1	-1	-1	0	-2	0	3
10/16/15 18:09	10/16/15	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	27	5.32	0	5	7	77	D	10	2	-1	2	3	2	0	-1	-1	-1	-1	0	1	3
10/16/15 18:09	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	90	5.30	0	17	3	535	M	10	2	-1	2	3	2	0	-1	-1	-1	-1	0	1	3
10/13/15 12:04	10/9/15	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	37	5.30	0	7	11	72	D	11	0	1	3	4	5	3	1	-1	-1	-2	1	-1	4
10/8/15 16:41	10/8/15	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	53	5.29	0	10	18	65	D	10	0	0	3	3	5	3	1	0	0	-1	2	0	4
10/8/15 14:04	10/7/15	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	44	5.25	0	8	18	55	D	10	0	0	3	3	5	3	1	1	0	0	3	1	5
10/8/15 14:04	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	112	5.27	0	21	4	544	M	10	0	0	3	3	5	3	1	1	0	0	3	1	5
10/7/15 12:07	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	29	5.25	0	6	1	497	M	10	0	1	4	3	5	2	2	0	0	0	2	0	5
10/6/15 19:06	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	151	5.24	0	29	6	491	M	9	-2	-1	2	1	4	2	1	0	1	-1	2	1	5
10/6/15 19:06	10/6/15	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	67	5.26	0	13	38	46	D	9	-2	-1	2	1	4	2	1	0	1	-1	2	1	5
10/5/15 17:41	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	86	5.21	0	16	4	463	M	7	-2	-1	3	0	4	2	2	1	2	1	2	2	6
10/2/15 18:12	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	90	5.18	0	17	4	446	M	6	-3	-1	2	0	3	2	1	0	2	2	2	2	5
10/1/15 17:16	9/30/15	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	51	5.13	0	10	42	34	D	6	-4	-1	2	-1	2	3	0	0	2	2	4	2	6
10/1/15 17:15	9/29/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	85	5.12	0	17	2	707	M	6	-4	-1	2	-1	2	3	0	0	2	2	4	2	6
9/30/15 14:12	9/29/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	150	5.11	0	29	10	313	M	6	-6	-3	0	-3	0	1	-1	2	4	4	5	4	8
9/29/15 17:57	9/25/15	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	45	5.23	0	9	58	24	D	5	-6	-2	0	-2	1	2	1	2	3	4	5	4	7
9/29/15 13:47	9/28/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	249	5.15	0	48	38	176	M	5	-6	-2	0	-2	1	2	1	-1	2	3	5	3	7
9/28/15 14:32	9/25/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	25	5.23	0	5	1	612	M	6	-3	-1	0	-1	1	3	2	-1	1	1	3	2	6
9/25/15 17:08	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	52	5.17	0	10	1	707	M	4	-4	-2	-1	-1	0	2	2	-1	0	2	3	2	6
9/25/15 16:54	9/25/15	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	52	5.24	0	10	200	15	D	4	-4	-2	-1	-1	0	2	2	-1	0	2	3	2	6
9/24/15 16:07	9/22/15	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	59	5.14	0	11	2	644	M	4	-6	-3	-3	-2	-1	1	1	1	1	3	3	3	7
9/24/15 16:05	9/23/15	TSI	Fund	CEF	Closed-End Funds	Landmann Laird	CA	O	Portfoli	P	26	5.15	0	5	New	5	D	4	-6	-3	-3	-2	-1	1	1	1	1	3	3	3	7
9/23/15 15:14	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	103	5.13	0	20	4	586	M	4	-5	-4	-3	-3	-2	0	1	0	1	4	4	4	8
5/6/15 16:55	5/5/15	TSI	Fund	CEF	Closed-End Funds	Rogers Victoria B	CA	D		P	38	5.45	1	7	76	16	I	0	2	0	-1	0	0	-1	-2	0	0	0	-3	0	1
4/22/15 19:12	12/29/14	TSI	Fund	CEF	Closed-End Funds	Parker Charles A	CA	D		P	0	0.00	1	0	0	6	M	3	4	1	1	1	1	0	-1	0	1	1	-2	0	1
4/15/15 14:25	8/16/11	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	54	5.39	1	10	2	566	M	3	3	-1	1	1	0	0	0	0	0	0	-2	1	0
2/17/15 14:48	8/16/11	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	55	5.37	1	10	2	655	M	3	3	1	-1	1	1	0	1	-1	-1	-1	1	-1	-2
2/11/15 19:37	2/10/15	TSI	Fund	CEF	Closed-End Funds	Flack Mitch	CA	O	Portfoli	P	100	5.39	1	19	27	87	M	3	4	0	-1	1	0	-1	0	0	0	0	2	0	-1
2/11/15 19:37	8/16/11	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	105	5.39	1	20	3	645	M	3	4	0	-1	1	0	-1	0	0	0	0	2	0	-1
1/7/15 14:35	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	134	5.36	1	25	4	625	M	8	5	-2	-3	-4	-2	-2	-1	1	1	1	2	-2	5
12/30/14 13:27	12/29/14	TSI	Fund	CEF	Closed-End Funds	Parker Charles A	CA	D		P.m	14	5.43	1	3	74	6	M	13	5	-1	-4	-2	-1	-1	-2	0	-1	2	1	-2	3
10/23/14 19:17	10/22/14	TSI	Fund	CEF	Closed-End Funds	Rogers Victoria B	CA	D		P	50	5.45	1	9	New	9	I	10	6	2	-1	-2	-1	-1	0	-1	0	2	0	1	1
10/17/14 14:28	10/15/14	TSI	Fund	CEF	Closed-End Funds	Tarica Andrew	CA	D		P.m	27	5.38	1	5	31	21	M	11	10	3	-1	0	-4	0	-1	-1	-1	1	0	1	1
10/15/14 14:20	7/9/14	TSI	Fund	CEF	Closed-End Funds	Tarica Andrew	CA	D		P.m	33	5.48	0	6	40	21	M	14	9	4	0	-1	-2	-1	-2	-1	-1	1	0	1	0
7/22/14 11:48	7/21/14	TSI	RlEst	REIT	Real Estate Investment Trusts	Bell Samuel P	CA	D		P	15	5.57	0	3	New	3	D	24	9	7	4	2	1	0	0	0	0	0	-1	-1	-2
7/10/14 13:24	7/9/14	TSI	Fund	CEF	Closed-End Funds	Tarica Andrew	CA	D		P	111	5.54	0	20	34	78	M	25	10	7	3	1	1	0	1	0	0	0	1	-1	-2
6/18/14 13:22	6/16/14	TSI	Fund	CEF	Closed-End Funds	Kerr Janet	CA	D		P.m	20	5.57	0	4		2	D	28	7	7	5	1	1	1	0	0	1	1	4	1	0
2/6/14 14:40	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.am	379	5.33	1	71	13	600	M	30	-1	4	-1	2	2	2	1	0	1	-1	3	5	4
2/4/14 18:10	1/3/14	TSI	Fund	CEF	Closed-End Funds	Flack Mitch	CA	O	Portfoli	P.am	99	5.30	1	19	38	68	M	31	-1	3	-2	3	1	1	1	1	1	2	4	6	7
1/30/14 19:17	1/29/14	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	380	5.33	1	71	27	332	M	29	-2	1	0	2	0	0	0	1	2	2	4	8	7
1/3/14 17:48	1/3/14	TSI	Fund	CEF	Closed-End Funds	Flack Mitch	CA	O	Portfoli	P	99	5.30	1	19	113	35	I	32	4	0	1	-2	0	2	-1	0	1	2	4	6	6
12/17/13 18:55	12/16/13	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.a	266	5.31	1	50	24	261	M	37	1	-1	2	-5	-3	-2	-2	0	2	2	3	7	9
12/17/13 18:22	12/16/13	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	266	5.31	1	50	24	261	M	37	1	-1	2	-5	-3	-2	-2	0	2	2	3	7	9
12/17/13 18:10	9/6/13	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.a	52	5.25	1	10	33	40	I	37	1	-1	2	-5	-3	-2	-2	0	2	2	3	7	9
9/9/13 17:17	9/6/13	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	52	5.25	1	10	42	34	I	35	5	-8	-7	-4	-1	1	0	0	0	2	5	7	14
9/6/13 17:09	9/5/12	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	52	5.24	1	10	6	187	D	33	4	-8	-7	-4	-2	0	-1	0	0	3	5	6	12
8/29/13 16:20	8/28/13	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	7	5.27	1	1	1	177	D	38	8	-6	-5	-1	-2	0	0	-1	-2	2	5	6	11
8/9/13 16:56	8/8/13	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	21	5.41	1	4	2	175	D	39	10	-4	-9	-2	0	0	0	0	-1	-3	5	4	9
7/19/13 19:56	7/17/13	TSI	Fund	CEF	Closed-End Funds	Kane Steve	CA	O	Portfoli	P.m	50	5.41	1	9	New	9	D	32	12	-3	-7	-4	-3	1	-1	0	1	-2	0	2	10
7/17/13 14:36	7/16/13	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	54	5.38	1	10	254	14	I	35	15	-1	-5	-1	1	3	0	0	1	-1	0	2	9
7/11/13 18:40	7/10/13	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	106	5.34	1	20	15	156	I	33	13	0	-6	-6	-2	-3	1	-1	-1	0	0	1	8
6/10/13 16:36	5/29/13	TSI	Fund	CEF	Closed-End Funds	Haden Patrick C	CA	D		P.a	99	5.78	1	17	445	21	D	39	25	6	-1	-4	-5	-1	2	-2	-2	-5	-7	-2	3
5/31/13 13:59	5/29/13	TSI	Fund	CEF	Closed-End Funds	Gavin John A	CA	D		P.m	248	5.76	1	43	88	92	I	38	25	8	-1	-3	-5	-5	-4	-1	0	-1	-5	0	4
5/31/13 13:58	5/29/13	TSI	Fund	CEF	Closed-End Funds	Haden Patrick C	CA	D		P	99	5.78	1	17	445	21	I	38	25	8	-1	-3	-5	-5	-4	-1	0	-1	-5	0	4
3/7/13 17:12	3/7/13	TSI	Fund	CEF	Closed-End Funds	Haden Patrick C	CA	D		P	8	5.83	1	1	58	4	D	43	25	13	6	0	-1	-1	-1	0	-1	0	-3	-8	-1
7/17/12 18:13	7/17/12	TSI	Fund	CEF	Closed-End Funds	Flack Mitch	CA	O	Portfoli	P	107	5.35	0	20	68	50	D	48	18	13	3	8	3	2	2	0	0	4	11	17	13
6/25/12 19:07	6/22/12	TSI	Fund	CEF	Closed-End Funds	Kerr Janet	CA	D		P	10	5.26	0	2	New	2	D	43	17	14	2	2	4	2	0	0	0	2	10	12	16
4/18/12 14:54	4/17/12	TSI	Fund	CEF	Closed-End Funds	Haden Patrick C	CA	D		P	12	5.25	1	2	24	12	D	49	15	20	10	6	3	3	1	0	0	-3	2	14	24
2/15/12 15:05	2/14/12	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	90	4.99	1	18	4	424	I	50	15	13	11	5	4	2	1	1	2	3	4	13	30
10/20/11 18:01	10/7/11	TSI	Fund	CEF	Closed-End Funds	Kane Steve	CA	O	Portfoli	P	70	4.97	0	14	10	151	I	40	8	-4	-4	0	0	1	0	0	2	1	9	21	38
10/20/11 13:38	10/19/11	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	28	5.02	0	6	1	406	I	40	8	-4	-4	0	0	1	0	0	1	1	8	20	37
9/7/11 18:54	8/5/11	TSI	Fund	CEF	Closed-End Funds	Kane Steve	CA	O	Portfoli	P.m	99	5.06	1	20	17	137	I	66	15	-2	-4	-1	1	2	-1	0	1	-2	2	14	28
8/16/11 16:06	8/16/11	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	128	5.12	1	25	7	400	D	71	15	1	-5	-4	-2	-1	4	1	-2	1	2	13	28
7/28/11 18:44	7/27/11	TSI	Fund	CEF	Closed-End Funds	Whalen Bryan	CA	O	Portfoli	P	102	5.25	1	20	61	52	I	82	18	3	-2	0	-2	-3	-2	0	1	-3	-1	9	23
7/27/11 14:42	7/27/11	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	63	5.21	1	12	3	375	D	81	18	4	-3	0	-2	-3	-2	0	-1	-2	-1	7	21
7/8/11 14:00	7/7/11	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	87	5.34	1	16	5	363	D	91	26	6	0	-1	2	2	1	0	0	-4	-5	4	18
6/15/11 18:11	6/15/11	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	18	5.23	1	4	1	347	I	89	24	8	-1	-3	-3	-3	-2	0	1	2	-1	0	15
4/25/11 11:29	4/21/11	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	87	5.46	1	16	5	343	D	106	28	14	9	3	0	1	1	0	-1	-1	-1	-5	14
2/11/11 13:33	2/10/11	TSI	Fund	CEF	Closed-End Funds	Gavin John A	CA	D		P	217	5.18	1	42	590	49	I	93	31	11	5	-1	1	0	-2	3	2	4	6	-1	14
12/28/10 16:22	12/22/10	TSI	Fund	CEF	Closed-End Funds	Kane Steve	CA	O	Portfoli	P	121	5.50	1	22	25	111	I	115	34	16	3	5	1	2	0	-1	0	2	7	5	8
11/22/10 18:05	11/22/10	TSI	Fund	CEF	Closed-End Funds	Flack Mitch	CA	O	Portfoli	P	50	5.31	1	10	47	30	I	170	27	15	8	2	0	1	0	0	3	3	9	13	8
11/19/10 18:32	11/19/10	TSI	Fund	CEF	Closed-End Funds	Flack Mitch	CA	O	Portfoli	P	87	5.32	1	16	99	33	M	153	27	17	8	3	2	1	1	-1	1	2	7	11	8
11/17/10 17:34	11/17/10	TSI	Fund	CEF	Closed-End Funds	Flack Mitch	CA	O	Portfoli	P	19	5.31	1	4	New	4	D	149	25	14	7	3	2	0	0	1	-1	1	6	12	8
8/4/10 13:53	8/3/10	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	125	5.00	1	25	8	327	D	86	40	17	5	4	3	0	1	0	1	2	8	13	17
7/28/10 12:15	7/27/10	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	124	4.98	1	25	9	302	D	84	53	21	4	5	4	3	1	0	0	0	8	14	18
7/26/10 17:25	7/26/10	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	125	4.99	0	25	10	277	D	86	53	22	5	5	4	3	0	0	0	1	7	12	21
7/23/10 17:08	7/23/10	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	124	4.97	0	25	11	252	D	83	52	20	4	4	3	0	0	0	0	1	8	12	21
7/23/10 14:13	7/20/10	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P.m	304	4.95	0	61	37	227	D	83	52	20	4	4	3	0	0	1	0	1	8	13	22
5/20/10 14:46	5/20/10	TSI	Fund	CEF	Closed-End Funds	Whalen Bryan	CA	O	Portfoli	P	33	4.76	1	7	28	32	I	60	57	10	8	3	-2	-1	-1	-2	-1	2	7	14	28
5/6/10 14:54	5/6/10	TSI	Fund	CEF	Closed-End Funds	Whalen Bryan	CA	O	Portfoli	P	24	4.80	1	5	25	25	I	62	62	15	11	4	3	-1	-3	0	1	-1	5	13	27
5/5/10 16:13	5/5/10	TSI	Fund	CEF	Closed-End Funds	Whalen Bryan	CA	O	Portfoli	P	24	4.86	1	5	33	20	I	60	60	15	11	4	3	0	-1	0	1	0	5	14	27
4/28/10 17:32	4/27/10	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	78	4.90	1	16	11	166	I	59	62	13	16	6	3	4	1	0	-1	-2	4	12	26
4/27/10 14:29	4/23/10	TSI	Fund	CEF	Closed-End Funds	Kane Steve	CA	O	Portfoli	P	100	4.81	1	21	32	86	I	63	64	15	16	7	4	5	1	-1	0	-4	3	11	26
4/26/10 14:45	4/26/10	TSI	Fund	CEF	Closed-End Funds	Whalen Bryan	CA	O	Portfoli	P	24	4.90	1	5	50	15	I	60	60	13	15	6	3	3	1	2	4	0	5	12	28
4/26/10 10:56	4/23/10	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	290	4.83	1	60	67	150	I	60	60	13	15	6	3	3	1	2	4	0	5	12	28
4/23/10 13:31	4/23/10	TSI	Fund	CEF	Closed-End Funds	Whalen Bryan	CA	O	Portfoli	P	24	4.81	1	5	100	10	I	63	60	15	15	8	3	3	2	0	1	-2	4	13	27
4/22/10 14:33	4/22/10	TSI	Fund	CEF	Closed-End Funds	Whalen Bryan	CA	O	Portfoli	P	24	4.82	1	5	New	5	I	64	60	18	15	7	3	3	3	0	1	-2	3	13	27
4/22/10 11:00	4/21/10	TSI	Fund	CEF	Closed-End Funds	Rivelle Tad	CA	O	Portfoli	P	432	4.81	1	90	New	90	I	64	60	18	15	7	3	3	3	0	1	-2	3	13	27
3/25/10 15:00	3/15/10	TSI	Fund	CEF	Closed-End Funds	Kane Steve	CA	O	Portfoli	P	302	4.69	1	65	New	65	I	62	58	23	11	7	3	1	1	0	1	3	6	15	30
7/30/09 11:14	7/29/09	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	H	Director	P	667	3.74	0	178	25	893	D	8	25	6	14	9	4	2	3	3	3	5	24	24	49
7/13/09 13:41	7/13/09	TSI	Fund	CEF	Closed-End Funds	Lyon Thomas D	CA	O	Senior V	P	3	3.70	0	1	0	195	M	-3	16	14	10	4	3	1	-1	0	-1	7	17	26	50
9/29/08 11:25	9/26/08	TSI	Fund	CEF	Closed-End Funds	Fong Matthew K	CA	D		P	21	3.07	0	7	37	25	I	-24	-15	-12	-14	-6	-10	8	-1	-9	-6	-9	6	16	52
9/25/08 11:30	9/24/08	TSI	Fund	CEF	Closed-End Funds	Fong Matthew K	CA	D		P	4	3.15	0	1	8	18	I	-23	-15	-12	-12	-5	-8	-4	0	1	-4	-14	-2	17	50
9/24/08 13:39	9/23/08	TSI	Fund	CEF	Closed-End Funds	Fong Matthew K	CA	D		P	6	3.15	0	2	13	17	I	-24	-17	-12	-12	-6	-9	-9	6	1	-13	-12	-4	15	50
9/23/08 15:03	9/23/08	TSI	Fund	CEF	Closed-End Funds	Fong Matthew K	CA	D		P	32	3.20	0	10	200	15	I	-23	-18	-11	-12	-8	-7	-10	9	0	-10	-9	-4	15	49
8/5/08 14:54	8/5/08	TSI	Fund	CEF	Closed-End Funds	Lyon Thomas D	CA	O	Senior V	P	5	3.42	0	2	2	97	I	-13	-12	-8	-8	-5	1	-1	2	1	1	2	-10	11	29
1/9/08 10:43	1/8/08	TSI	Fund	CEF	Closed-End Funds	Lyon Thomas D	CA	O	Senior V	P	16	3.71	1	4	5	95	I	-9	-20	-15	-5	1	3	-2	0	0	3	6	1	1	-2
10/23/07 13:59	10/23/07	TSI	Fund	CEF	Closed-End Funds	Lyon Thomas D	CA	O	Senior V	P	5	3.95	1	1	2	64	I	-6	-14	-18	-8	-2	-3	-1	-1	0	-1	-5	-2	2	-22
10/3/07 14:08	10/3/07	TSI	Fund	CEF	Closed-End Funds	Gavin John A	CA	D		P	21	4.10	1	5	238	7	I	-4	-10	-17	-11	4	2	-2	2	0	-1	-5	-7	-4	-19
8/28/07 15:02	8/21/07	TSI	Fund	CEF	Closed-End Funds	Call Richard W	CA	D		P	137	4.05	1	34	999%	37	I	-6	-8	-18	-16	-7	-1	3	0	1	3	2	-6	-2	-8
8/27/07 15:58	8/16/07	TSI	Fund	CEF	Closed-End Funds	Parker Charles A	CA	D		P	1	4.06	1	0	10	3	I	-3	-6	-18	-15	-9	0	5	4	-1	0	-1	-7	-4	-10
8/15/07 17:26	8/15/07	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	H	Director	P	200	3.98	1	50	8	715	D	-7	-9	-18	-18	-14	-8	-5	-3	1	1	3	-2	5	-6
8/15/07 11:56	8/15/07	TSI	Fund	CEF	Closed-End Funds	Lyon Thomas D	CA	O	Senior V	P	20	3.94	1	5	9	63	D	-7	-9	-18	-18	-14	-8	-5	-3	-2	-1	0	-5	2	-8
8/14/07 17:34	8/14/07	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	H	Director	P	570	3.99	1	143	27	664	D	-10	-11	-20	-20	-18	-10	-10	-5	-2	-3	1	-5	3	-8
8/14/07 12:06	8/14/07	TSI	Fund	CEF	Closed-End Funds	Lyon Thomas D	CA	O	Senior V	P	40	4.00	1	10	21	58	D	-10	-11	-20	-20	-18	-10	-10	-5	3	0	4	-2	6	-5
7/25/07 17:18	7/25/07	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	H	Director	P	243	4.41	1	55	12	521	D	-1	3	-12	-11	-8	-7	-5	3	-2	-2	-7	-8	-10	-15
7/24/07 17:17	7/24/07	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	H	Director	P	559	4.40	1	127	38	466	D	-3	0	-14	-14	-11	-10	-8	-1	0	-2	-9	-8	-9	-15
4/17/07 12:57	4/17/07	TSI	Fund	CEF	Closed-End Funds	Lyon Thomas D	CA	O	Senior V	P	7	5.17	0	1	1	96	M	16	11	9	2	1	1	-1	1	-1	-1	-2	-9	-19	-20
11/22/06 16:48	11/22/06	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	H	Director	P	13	5.00	0	3	1	339	D	14	10	6	6	2	1	1	1	0	2	2	7	3	-18
11/22/06 11:10	11/21/06	TSI	Fund	CEF	Closed-End Funds	Lyon Thomas D	CA	O	Senior V	P	11	4.99	0	2	5	47	I	14	10	6	6	2	1	1	1	0	2	3	7	3	-18
9/11/06 12:55	9/8/06	TSI	Fund	CEF	Closed-End Funds	Albe Alvin R Jr	CA	O	P,CEO	P.m	181	4.89	0	37	13	312	D	17	2	5	4	5	1	0	0	1	1	3	8	11	-8
9/1/06 11:55	8/31/06	TSI	Fund	CEF	Closed-End Funds	Albe Alvin R Jr	CA	O	P,CEO	P	46	4.90	0	9	4	275	D	18	4	4	2	6	2	2	0	0	0	2	7	10	-7
8/31/06 13:03	8/30/06	TSI	Fund	CEF	Closed-End Funds	Albe Alvin R Jr	CA	O	P,CEO	P	122	4.88	0	25	10	266	D	16	4	4	2	5	1	1	1	0	0	3	7	10	-7
8/30/06 11:43	8/29/06	TSI	Fund	CEF	Closed-End Funds	Albe Alvin R Jr	CA	O	P,CEO	P	139	4.88	0	29	13	241	D	17	3	4	2	5	2	1	1	0	0	2	6	10	-8
8/24/06 14:32	8/14/06	TSI	Fund	CEF	Closed-End Funds	Fong Matthew K	CA	D		P.a	24	4.81	0	5	New	5	I	16	3	3	0	4	2	1	-1	1	2	3	6	14	-6
8/15/06 18:55	8/14/06	TSI	Fund	CEF	Closed-End Funds	Fong Matthew K	CA	D		P	24	4.80	0	5	New	5	I	19	1	1	0	3	3	1	-1	0	2	4	7	14	-10
8/14/06 14:13	8/4/06	TSI	Fund	CEF	Closed-End Funds	Gavin John A	CA	D		P	10	4.72	0	2	New	2	I	20	2	2	1	3	5	2	1	-1	1	2	5	12	-9
8/11/06 13:04	8/10/06	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	H	Director	P	42	4.80	0	9	3	336	D	20	1	2	0	3	4	3	2	0	0	2	5	12	-11
8/10/06 14:13	8/9/06	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	H	Director	P	197	4.78	0	41	14	328	D	20	1	3	0	4	4	3	2	0	-1	1	5	11	-9
6/29/06 12:37	6/28/06	TSI	Fund	CEF	Closed-End Funds	Lyon Thomas D	CA	O	Senior V	P	9	4.61	0	2	5	45										1	0	1	8	15	12
6/8/06 15:20	6/8/06	TSI	Fund	CEF	Closed-End Funds	Lyon Thomas D	CA	O	Senior V	P	10	4.79	0	2	5	43										-1	-3	-3	3	10	10
5/11/06 14:29	5/10/06	TSI	Fund	CEF	Closed-End Funds	Lyon Thomas D	CA	O	Senior V	P	4	4.88	0	1	2	41	M									-1	-1	-3	0	4	11
3/24/06 16:21	3/23/06	TSI	Fund	CEF	Closed-End Funds	Albe Alvin R Jr	CA	O	P,CEO	P	394	5.13	1	77	57	212										0	0	-1	-6	1	11
3/22/06 18:04	3/22/06	TSI	Fund	CEF	Closed-End Funds	Beyer Robert D	CA	H	Director	P	28	5.14	1	5	6	100										0	-1	-2	-7	0	10
3/21/06 18:07	3/21/06	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	H	Director	P	161	5.08	1	32	12	286										1	0	-1	-5	1	11
3/21/06 18:06	3/21/06	TSI	Fund	CEF	Closed-End Funds	Albe Alvin R Jr	CA	O	P,CEO	P	53	5.08	1	10	8	135										1	0	-1	-5	1	11
3/21/06 18:05	3/21/06	TSI	Fund	CEF	Closed-End Funds	Beyer Robert D	CA	H	Director	P	26	5.08	1	5	6	95										1	0	-1	-5	1	11
3/20/06 17:49	3/20/06	TSI	Fund	CEF	Closed-End Funds	Albe Alvin R Jr	CA	O	P,CEO	P	10	5.03	1	2	2	125										1	1	0	-5	1	11
3/17/06 18:23	3/17/06	TSI	Fund	CEF	Closed-End Funds	Beyer Robert D	CA	H	Director	P	265	5.07	0	52	141	89										-1	0	0	-6	0	10
3/17/06 18:21	3/17/06	TSI	Fund	CEF	Closed-End Funds	Albe Alvin R Jr	CA	O	P,CEO	P	161	5.09	0	32	35	123										-1	0	0	-6	0	10
3/17/06 18:20	3/16/06	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	H	Director	P	161	5.09	0	32	14	255										-1	0	0	-6	0	10
3/16/06 17:38	3/16/06	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	H	Director	P	288	5.00	0	58	35	223										2	2	0	-5	2	12
3/16/06 17:38	3/16/06	TSI	Fund	CEF	Closed-End Funds	Albe Alvin R Jr	CA	O	P,CEO	P	95	5.00	0	19	26	91										2	2	0	-5	2	12
3/16/06 17:36	3/16/06	TSI	Fund	CEF	Closed-End Funds	Beyer Robert D	CA	H	Director	P	47	5.00	0	10	34	37										2	2	0	-5	2	12
3/15/06 17:54	3/15/06	TSI	Fund	CEF	Closed-End Funds	Beyer Robert D	CA	H	Director	P	13	4.97	0	3	11	28										1	2	3	-6	3	14
3/15/06 17:50	3/15/06	TSI	Fund	CEF	Closed-End Funds	Albe Alvin R Jr	CA	O	P,CEO	P	27	4.97	0	6	8	72										1	2	3	-6	3	14
3/15/06 17:45	3/15/06	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	H	Director	P	79	4.97	0	16	11	165										1	2	3	-6	3	14
3/15/06 13:56	3/13/06	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	H	Director	P	77	4.84	0	16	12	149										3	5	5	-3	5	17
3/14/06 19:15	3/14/06	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	H	Director	P	204	4.86	0	42	46	133										2	4	6	1	5	16
3/14/06 19:09	3/14/06	TSI	Fund	CEF	Closed-End Funds	Albe Alvin R Jr	CA	O	P,CEO	P	66	4.86	0	14	25	67										2	4	6	1	5	16
3/14/06 18:11	3/9/06	TSI	Fund	CEF	Closed-End Funds	Beyer Robert D	CA	H	Director	P.m	120	4.80	0	25	New	25										2	4	6	1	5	16
3/13/06 18:10	3/13/06	TSI	Fund	CEF	Closed-End Funds	Albe Alvin R Jr	CA	O	P,Chief	P	25	4.84	0	5	11	53										0	6	5	1	5	17
3/13/06 13:57	3/10/06	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	O	Senior V	P	129	4.78	0	27	42	91										1	6	5	1	5	17
3/13/06 13:50	3/9/06	TSI	Fund	CEF	Closed-End Funds	Gundlach Jeffrey E	CA	O	Senior V	P	307	4.77	0	64	New	64										1	6	5	1	5	17
3/10/06 18:04	3/10/06	TSI	Fund	CEF	Closed-End Funds	Albe Alvin R Jr	CA	O	P,Chief	P	43	4.78	0	9	23	48										0	4	6	2	5	17
3/10/06 15:07	3/9/06	TSI	Fund	CEF	Closed-End Funds	Albe Alvin R Jr	CA	O	P,Chief	P	101	4.77	0	21	118	39										2	6	8	4	7	19
3/2/06 18:36	3/2/06	TSI	Fund	CEF	Closed-End Funds	Haden Patrick C	CA	D		P	30	4.90	0	6	61	16										0	-3	4	2	4	15
2/2/06 17:25	2/1/06	CVT	Fund	CEF	Closed-End Funds	Albe Alvin A Jr	CA	O	P,Chief	P	4	4.85	0	1	5	18
2/1/06 18:22	2/1/06	CVT	Fund	CEF	Closed-End Funds	Albe Alvin A Jr	CA	O	P,Chief	P	45	4.84	0	9	116	17
2/1/06 18:01	1/31/06	CVT	Fund	CEF	Closed-End Funds	Albe Alvin A Jr	CA	O	P,Chief	P	38	4.84	0	8	New	8
12/15/05 17:18	12/15/05	CVT	Fund	CEF	Closed-End Funds	Lyon Thomas D	CA	O	Senior V	P	10	4.85	0	2	2	117	M
12/14/05 17:21	12/14/05	CVT	Fund	CEF	Closed-End Funds	Lyon Thomas D	CA	O	Senior V	P	24	4.82	0	5	15	38	D
5/25/05 14:12	5/25/05	CVT	Fund	CEF	Closed-End Funds	Lyon Thomas D	CA	O	Senior V	P	24	5.00	0	5	17	33	I
1/6/05 17:34	1/6/05	CVT	Fund	CEF	Closed-End Funds	Lyon Thomas D	CA	O	Senior V	P	13	5.21	0	3	10	28	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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