ZF - Virtus Total Return Fund Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	14	57	-0	1	2	3	7	14	4
P	%wins				65	68	71	70	77	82	72
S	%ret	1	3	5	0	1	1	3	2	8	2
S	%wins				80	80	60	20	60	20	53

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
4/13/18 11:26	7/17/17	ZF	Fund	CEF	Closed-End Funds	Oates James M	CT	D		S	-68	12.06	0	-6	-100	0	D
12/19/17 15:22	12/18/17	ZF	Fund	CEF	Closed-End Funds	Zino Brian T	CT	D		P	24	12.79	0	2	90	4	D
12/18/17 16:39	12/15/17	ZF	Fund	CEF	Closed-End Funds	Virtus Partners Inc	CT	H	Affiliat	S	-9,181	12.16	0	-755	-100	0	D
5/2/17 17:06	4/28/17	ZF	Fund	CEF	Closed-End Funds	Virtus Partners Inc	CT	H	Affiliat	P	9,052	12.34	2	734	New	734	D	6	15	15	11	6	2	1	0	0	0
11/23/15 09:09	11/20/15	ZF	Fund	CEF	Closed-End Funds	Wright William H II	CT	D		S	-7	13.55	1	-1	-98	0	D	9	-5	-8	9	3	-1	1	2	0	0	-3	-8	-1	-8
10/13/15 06:00	10/9/15	ZF	Fund	CEF	Closed-End Funds	Dickerson David	CT	O	SVP,PM o	P	20	13.15	1	2	5	31	D	14	0	-11	-7	0	2	5	1	-1	1	2	-5	2	0
4/16/15 11:16	4/15/15	ZF	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	12	15.34	1	1	1	67	D	39	13	14	5	0	1	1	1	0	1	0	-4	-12	-9
4/8/15 12:34	4/8/15	ZF	Fund	CEF	Closed-End Funds	Zino Brian T	CT	D		P	20	15.44	1	1	163	2	D	39	8	7	4	-2	0	1	1	0	1	-1	-4	-12	-9
3/24/15 16:11	3/24/15	ZF	Fund	CEF	Closed-End Funds	Dickerson David	CT	O	SVP,PM o	P	10	15.53	1	1	2	29	D	40	11	3	4	3	-1	1	1	-1	-1	1	-1	-12	-11
10/29/14 10:04	10/28/14	ZF	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	3	14.88	1	0	0	66	D	38	13	2	-3	-3	1	6	1	0	2	4	2	5	-2
10/20/14 10:57	10/17/14	ZF	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	156	14.17	1	11	20	66	D	28	10	-3	-9	-8	-6	-5	2	1	6	8	7	13	2
5/2/14 13:20	5/2/14	ZF	Fund	CEF	Closed-End Funds	Luscombe Wendy W	CT	D		S	-15	15.06	1	-1	-65	1	M	38	26	10	8	1	1	-1	0	0	0	3	4	3	8
4/23/14 15:26	4/23/14	ZF	Fund	CEF	Closed-End Funds	Dickerson David	CT	O	SVP,PM o	P	12	15.19	1	1	3	28	D	38	30	13	5	2	1	2	2	0	0	0	6	-3	10
4/22/14 10:22	4/21/14	ZF	Fund	CEF	Closed-End Funds	Luscombe Wendy W	CT	D		S	-30	15.03	1	-2	-57	2	D	39	30	14	5	1	1	0	3	1	0	0	6	-3	10
4/15/14 09:07	4/14/14	ZF	Fund	CEF	Closed-End Funds	Luscombe Wendy W	CT	D		S	-15	14.69	1	-1	-22	4	D	35	23	13	3	-1	-2	-3	-3	0	4	4	8	-1	13
12/31/13 14:48	12/30/13	ZF	Fund	CEF	Closed-End Funds	Dickerson David	CT	O	SVP,PM o	P	39	14.86	1	3	11	26	D	45	31	19	12	4	3	2	0	0	0	-3	5	10	12
12/23/13 09:07	12/20/13	ZF	Fund	CEF	Closed-End Funds	Dickerson David	CT	O	SVP,PM o	P	19	14.57	1	1	6	24	D	49	28	22	9	5	0	2	2	1	2	2	5	11	14
12/20/13 13:51	12/19/13	ZF	Fund	CEF	Closed-End Funds	Dickerson David	CT	O	SVP,PM o	P	55	14.47	1	4	20	22	D	46	28	19	8	4	-1	1	2	0	2	3	5	12	14
12/17/13 15:06	12/17/13	ZF	Fund	CEF	Closed-End Funds	Bradley William Patrick III	CT	O	VP,CFO,T	P	5	14.35	1	0	New	0	D	40	28	12	7	1	-1	-1	0	0	3	4	7	13	10
8/22/13 16:10	8/22/13	ZF	Fund	CEF	Closed-End Funds	Wright William H II	CT	D		P	7	13.25	1	1	New	1	D	32	15	8	0	0	-3	-2	-1	0	-2	4	10	15	27
8/12/13 14:47	8/12/13	ZF	Fund	CEF	Closed-End Funds	Luscombe Wendy W	CT	D		P	7	13.38	1	1	12	5	D	45	17	9	3	6	0	1	-1	0	-1	0	6	10	21
7/15/13 15:00	7/15/13	ZF	Fund	CEF	Closed-End Funds	Luscombe Wendy W	CT	D		P	4	13.20	1	0	8	4	D	17	20	9	4	2	6	4	2	0	1	2	3	15	27
7/8/13 15:18	6/13/13	ZF	Fund	CEF	Closed-End Funds	Rogers James B Jr	CT	D		P	13	13.25	1	1	40	4	D	10	15	6	3	-4	-1	4	0	0	4	7	7	18	31
7/8/13 12:19	7/5/13	ZF	Fund	CEF	Closed-End Funds	Luscombe Wendy W	CT	D		P	28	12.90	1	2	144	4	D	10	15	6	3	-4	-1	4	0	0	4	7	7	18	31
6/26/13 10:34	6/24/13	ZF	Fund	CEF	Closed-End Funds	Rogers James B Jr	CT	D		P	12	12.45	1	1	65	3	D	10	13	6	-2	-6	-4	-4	-1	1	3	9	11	22	34
5/31/13 08:26	5/30/13	ZF	Fund	CEF	Closed-End Funds	Aylward George R	CT	DO	P,CEO	P	11	13.34	1	1	352	1	D	16	19	13	7	7	1	-1	0	-1	-2	-4	0	13	24
5/7/13 11:44	5/6/13	ZF	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	91	13.04	1	7	15	55	D	12	11	9	5	3	2	2	1	1	2	0	6	12	23
5/2/13 14:41	5/2/13	ZF	Fund	CEF	Closed-End Funds	Dickerson David	CT	O	SVP,PM o	P	51	12.82	1	4	29	18	D	8	9	7	3	1	-1	3	1	0	3	3	6	14	26
4/30/13 13:50	4/29/13	ZF	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	26	12.72	1	2	4	48	D	8	9	7	3	1	1	3	1	1	2	4	6	13	26
4/15/13 11:57	4/12/13	ZF	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	64	12.85	1	5	12	46	D	11	12	5	5	3	1	2	1	-1	-3	3	4	7	22
4/12/13 09:44	4/11/13	ZF	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	3	12.88	1	0	0	41	D	12	12	5	6	3	2	1	2	0	-4	2	3	6	24
4/8/13 11:44	4/5/13	ZF	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	1	12.80	1	0	0	40	D	5	5	3	3	1	-1	-1	-1	1	3	4	3	10	28
4/5/13 09:29	4/3/13	ZF	Fund	CEF	Closed-End Funds	Neel Carlton	CT	O	SVP,Port	P	323	12.90	1	25	163	40	D	7	7	5	5	2	-1	0	0	-1	2	2	2	10	28
12/19/12 12:53	12/17/12	ZF	Fund	CEF	Closed-End Funds	Neel Carlton	NY	O	Portfoli	P	73	12.00	1	6	66	15	D	11	13	5	-3	-2	0	1	1	0	0	6	8	8	28
12/17/12 17:37	12/17/12	ZF	Fund	CEF	Closed-End Funds	Dickerson David		O	Portfoli	P	24	12.01	1	2	18	13	D	10	10	5	-4	-4	-2	0	0	1	2	5	9	13	27
5/18/11 13:05	5/18/11	ZF	Fund	CEF	Closed-End Funds	Dickerson David		O	SVP	P	10	3.43	0	3	8	41	D	54	21	10	1	-2	-4	-1	-1	1	0	-2	-8	-7	-2
4/22/10 14:53	4/22/10	ZF	Fund	CEF	Closed-End Funds	Dickerson David		O	SVP	P	10	3.43	0	3	9	33	D	-8	52	12	6	5	0	0	0	1	-1	-12	-10	-2	11
2/8/10 09:36	2/5/10	ZF	Fund	CEF	Closed-End Funds	Walton R Keith	NY	D		P	4	3.13	0	1	59	3	D	-15	30	10	4	-5	-6	-2	-3	-1	1	8	2	4	24
1/8/10 11:16	3/10/09	ZF	Fund	CEF	Closed-End Funds	Neel Carlton	NY	O	EVP	P.a	53	2.16	0	25		22	I	-10	32	36	11	7	4	2	3	-1	-1	-9	4	-6	10
8/6/09 15:44	6/13/05	ZF	Fund	CEF	Closed-End Funds	Walton R Keith	NY	D		S.m	-27	5.37	0	-5	-72	2	M	-28	-20	20	11	12	8	3	2	0	0	0	5	11	15
3/19/09 15:01	3/19/09	ZF	Fund	CEF	Closed-End Funds	Dickerson David	NY	O	SVP	P	10	2.46	0	4	18	27										-5	5	13	20	41	64
3/11/09 11:04	3/10/09	ZF	Fund	CEF	Closed-End Funds	Neel Carlton	NY	O	EVP	P	53	2.16	0	25	999%	27	O									7	10	19	40	52	76
3/2/09 10:50	2/26/09	ZF	Fund	CEF	Closed-End Funds	Walton R Keith	NY	D		P	5	2.50	0	2	58	5	B									-6	-10	4	25	38	58
10/10/08 10:46	10/8/08	ZF	Fund	CEF	Closed-End Funds	Dickerson David		O	SVP	P	6	2.92	0	2	10	22	D	-38	-43	-38	-35	-37	-28	-22	-14	-7	4	5	9	3	34
10/7/08 16:13	10/6/08	ZF	Fund	CEF	Closed-End Funds	Zweig Martin	NY	H	Presiden	P	31	3.10	0	10	4	267	D	-28	-34	-28	-25	-24	-15	-16	-12	-3	-1	8	7	-9	21
4/11/08 13:18	4/11/08	ZF	Fund	CEF	Closed-End Funds	Luscombe Wendy W	NY	D		P	10	4.61	0	2	56	6	I	7	-12	-7	-1	-1	5	1	1	-1	1	3	-5	-35	-37
3/6/08 15:47	3/6/08	ZF	Fund	CEF	Closed-End Funds	Dickerson David	NY	O	SVP	P	10	4.67	0	2	13	19	D	8	-11	-3	-5	5	-1	-1	-1	-1	-1	1	4	-5	-49
12/31/07 10:20	12/28/07	ZF	Fund	CEF	Closed-End Funds	Walton R Keith	NY	D		P	10	5.07	0	2	48	6	D	19	-4	-13	0	1	-2	2	-1	-1	-2	-4	-4	-4	-39
5/9/07 16:58	5/7/07	ZF	Fund	CEF	Closed-End Funds	Walton R Keith	NY	D		P	10	5.90	0	2	117	3	M	38	20	13	2	-1	0	0	0	-1	1	1	-7	-8	-11
3/6/07 11:25	3/5/07	ZF	Fund	CEF	Closed-End Funds	Aylward George R Jr	CT	DOH	P	P	5	5.60	0	1	New	1	D	27	15	13	2	-4	-8	-9	-6	5	5	8	11	-5	-7
5/2/06 16:01	5/2/06	ZF	Fund	CEF	Closed-End Funds	Dickerson David	NY	O	SVP	P	24	5.41	0	4	62	12										0	1	-4	-1	8	21
1/4/06 13:19	12/30/04	ZF	Fund	CEF	Closed-End Funds	Walton R Keith	NY	D		P	2	5.17	0	0	49	1										1	3	3	8	6	25
5/26/05 10:42	5/25/05	ZF	Fund	CEF	Closed-End Funds	Dickerson David	NY	O	SVP	P	22	5.31	0	4	193	6	D	18	17	1	1	-1	1	2	0	1	1	1	2	5	9
4/5/05 14:52	4/5/05	ZF	Fund	CEF	Closed-End Funds	Luscombe Wendy W	NY	D		P	3	5.54	0	1	18	3	D	26	15	6	0	2	0	1	1	0	0	-3	-1	2	12
3/3/05 13:10	3/3/05	ZF	Fund	CEF	Closed-End Funds	Luscombe Wendy W	NY	D		P	8	5.52	0	2	119	3	D	32	12	11	1	2	1	1	1	0	1	0	1	1	10
2/17/05 15:28	2/16/05	ZF	Fund	CEF	Closed-End Funds	Walton R Keith	NY	D		P.a	5	5.44	0	1	875	1	D	30	12	12	-1	2	2	0	0	0	-1	1	0	3	9
2/17/05 15:05	2/16/05	ZF	Fund	CEF	Closed-End Funds	Walton R Keith	NY	D		P	3	5.44	0	1	500	1	D	30	12	12	-1	2	2	0	0	0	-1	1	0	3	9
12/10/04 10:04	12/9/04	ZF	Fund	CEF	Closed-End Funds	Baltuch Marc	NY	O	VP	P	3	5.52	0	1	New	1	D	24	21	17	8	3	-1	1	0	0	-1	-2	1	1	5
5/17/04 12:46	5/14/04	ZF	Fund	CEF	Closed-End Funds	Olson Alden	NY	D		P	14	4.80	0	3	67	7	D	-24	0	3	-4	-5	-6	-4	0	-1	0	1	4	19	17
5/7/04 15:22	5/6/04	ZF	Fund	CEF	Closed-End Funds	Neel Carlton	NY	O	EVP	P.a	50	4.97	0	10	New	10	D	-29	4	7	1	1	-2	-2	-1	-3	-4	-2	-6	13	14
5/7/04 14:50	5/6/04	ZF	Fund	CEF	Closed-End Funds	Neel Carlton	NY	O	EVP	P	51	5.14	0	10	New	10	D	-29	4	7	1	1	-2	-2	-1	-3	-4	-2	-6	13	14
4/20/04 13:16	4/20/04	ZF	Fund	CEF	Closed-End Funds	Dickerson David		O	SVP	P	10	5.10	0	2	New	2	D	-30	8	8	3	0	2	1	0	0	0	-6	-5	7	11
4/19/04 09:33	4/16/04	ZF	Fund	CEF	Closed-End Funds	Geraci Daniel T	NY	DOH	Fund P	P	10	5.07	0	2	New	2	D	-30	8	9	3	-1	3	0	0	0	0	-7	-5	7	10
4/15/04 10:18	3/14/04	ZF	Fund	CEF	Closed-End Funds	Walton R Keith	NY	D		P	1	5.07	0	0	New	0	D	-31	8	8	3	-1	3	1	-3	-1	0	-5	-5	7	13
4/14/04 11:14	4/12/04	ZF	Fund	CEF	Closed-End Funds	Luscombe Wendy W	NY	D		P	2	5.21	0	0	47	1	D	-31	10	9	3	0	4	2	1	-1	-1	-5	-6	7	13

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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Rel

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