BRW - Saba Capital Income & Opportunities Fund - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	4	15	0	0	0	-1	-4	0	-1
S	%wins				40	40	40	47	67	60	49

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/16/22 15:30	11/14/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,520	7.89	0	-193	-5	4,082	I
11/14/22 09:24	11/9/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-54	7.75	0	-7	0	4,274	I
11/9/22 11:30	11/8/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-243	7.80	0	-31	-1	4,281	I
9/13/22 17:23	9/13/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	OT	P	S	-35	8.24	0	-4	0	4,312	I
9/12/22 14:56	9/8/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	OT	P	S	-231	8.31	0	-28	-1	4,317	I
9/8/22 13:20	9/6/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	OT	P	S.m	-692	8.44	0	-82	-2	4,345	I
9/6/22 12:24	8/31/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	OT	P	S.m	-681	8.46	0	-80	-2	4,427	I
5/31/22 12:18	5/26/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,061	8.22	0	-129	-3	4,507	I
5/24/22 17:23	5/23/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-395	8.09	0	-49	-1	4,636	I
5/23/22 14:02	5/19/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-308	7.83	0	-39	-1	4,685	I
5/19/22 10:47	5/17/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	OT	P	S.m	-506	4.10	0	-123	-1	9,445	I
5/10/22 13:34	5/6/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-330	4.20	0	-79	-1	9,568	I
5/6/22 09:22	5/4/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-519	4.28	0	-121	-1	9,647	I
5/3/22 17:14	5/2/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-494	4.29	0	-115	-1	9,768	I
4/11/22 09:53	4/7/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-51	4.41	0	-11	0	9,883	I
3/7/22 12:08	3/3/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-137	4.51	0	-30	0	9,894	I
2/4/22 10:59	2/2/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,126	4.54	0	-248	-2	9,925	I
2/2/22 10:01	1/31/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-322	4.54	0	-71	-1	10,173	I
1/31/22 10:43	1/27/22	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-252	4.54	0	-56	-1	10,244	I
12/3/21 10:12	12/1/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-158	4.54	0	-35	0	10,327	I
12/1/21 10:24	11/29/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-238	4.55	0	-52	-1	10,362	I
11/26/21 13:07	11/23/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-626	4.56	0	-137	-1	10,414	I
11/22/21 14:19	11/22/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-526	4.59	0	-115	-1	10,652	I
11/19/21 15:04	11/18/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-584	4.61	0	-127	-1	10,758	I
11/12/21 13:12	11/8/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-665	4.65	0	-143	-1	10,793	I
11/8/21 12:45	11/4/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-344	4.69	0	-73	-1	10,936	I
7/30/21 15:20	7/28/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-1,192	4.56	0	-261	-2	12,438	I
7/28/21 16:52	7/26/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-865	4.55	0	-190	-1	12,699	I
7/23/21 16:44	7/22/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,294	4.55	0	-284	-1	25,337	I
7/21/21 12:17	7/20/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-365	4.56	0	-80	0	25,621	I
7/15/21 15:25	7/13/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-677	4.71	0	-144	-1	25,701	I
7/12/21 12:31	7/8/21	BRW	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,203	4.72	0	-255	-1	25,845	I
4/27/21 14:11	4/23/21	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-459	4.59	0	-100	0	26,100	I
4/23/21 12:36	4/21/21	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-592	4.61	0	-129	0	26,200	I
4/21/21 11:14	4/16/21	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-2,161	4.62	0	-468	-2	26,329	I
4/16/21 14:52	4/14/21	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-1,174	4.64	0	-253	-1	26,796	I
4/14/21 10:02	4/12/21	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-508	4.65	0	-109	0	27,049	I
4/13/21 13:48	4/8/21	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.am	-928	4.67	0	-199	-1	27,158	I
4/12/21 12:16	4/8/20	PPR	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-928	4.67	0	-199	-1	27,158	I
6/6/18 17:09	6/4/18	PPR	Fund	CEF	Closed-End Funds	Weber Mark	NY	O	Senior M	S	-61	5.11	0	-12	-14	75	D
6/5/18 11:27	6/4/18	PPR	Fund	CEF	Closed-End Funds	Weber Mark	NY	O	Senior M	S	0	5.12	0	0	0	87	D
10/5/17 18:16	10/2/17	PPR	Fund	CEF	Closed-End Funds	Roland Michael J	AZ	D		S	-256	5.21	0	-49	-100	0	D
7/1/11 13:44	7/1/11	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S	-31	6.20	2	-5	-15	27	D	63	18	9	3	-1	0	0	1	1	1	-4	-16	-13	0
4/14/11 16:37	4/14/11	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S	-31	6.18	3	-5	-13	32	D	87	8	11	6	2	1	2	-1	-2	0	-1	-1	-17	-5
1/20/11 17:24	1/18/11	PPR	Fund	CEF	Closed-End Funds	Morgan Stanley	NY	T		S	-1	5.85	3	0	-20	1	I	88	8	7	4	2	1	0	-1	1	3	4	8	6	-3
1/19/11 17:28	1/11/11	PPR	Fund	CEF	Closed-End Funds	Citigroup Inc	NY	T		S.m	-5,150	25,000	3	0	-16	1	I	87	7	6	4	3	2	0	0	1	3	5	8	6	-3
1/11/11 17:04	1/10/11	PPR	Fund	CEF	Closed-End Funds	Citigroup Inc	NY	T		S	-1,325	25,000	3	0	-4	1	I	75	11	8	4	3	1	1	1	1	1	4	7	8	-2
3/3/10 14:05	2/24/10	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S.a	-29	5.88	4	-5	-19	22	D	25	89	33	19	5	5	2	1	0	1	5	-8	-5	8
3/1/10 13:06	3/1/10	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S	-30	6.00	4	-5	-23	17	D	21	77	33	19	6	3	3	2	1	1	5	-8	-6	8
1/25/10 15:05	1/25/10	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Senior V	S	-17	5.81	5	-3	-10	27	D	11	67	37	11	12	9	4	-1	2	1	3	8	0	9
1/25/10 15:01	1/25/10	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Senior V	S	-17	5.76	5	-3	-9	30	D	11	67	37	11	12	9	4	-1	2	1	3	8	0	9
1/14/09 14:49	12/24/08	PPR	Fund	CEF	Closed-End Funds	Morgan Stanley	NY	T		S.m	-84	3.26	3	-26	-97	1	B									-1	-2	5	2	18	60
6/26/07 12:17	6/25/07	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	EVP	S	-8	7.83	3	-1	-5	21	D	28	18	12	8	3	0	0	-2	-4	-3	-11	-9	-16	-19
6/21/07 13:10	6/20/07	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	S	-3	7.89	3	0	-1	22	D	29	21	14	10	4	3	2	1	-1	-7	-10	-10	-18	-19
6/19/07 12:29	6/15/07	PPR	Fund	CEF	Closed-End Funds	Bakalar Jeffrey A	AZ	O	SVP	S	-51	7.81	3	-6	-100	0	D	29	21	13	9	3	3	2	1	1	-1	-9	-12	-17	-18
2/16/07 10:41	2/15/07	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	Exec Vic	S	-30	7.38	3	-4	-15	22	D	12	15	9	5	3	0	1	0	0	0	0	5	-11	-21
1/12/04 10:49	8/20/03	PPR	Fund	CEF	Closed-End Funds	Rosen Elliot	AZ	O	SVP	S.m	-16	7.81	2	-2	-19	8	D	30	31	11	9	7	1	1	1	1	1	3	5	3	1

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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