LAQ - Aberdeen Latin America Equity Fund, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	9	156	0	1	0	4	7	17	5
P	%wins				78	56	47	72	61	65	63
S	%ret	1	1	1	2	1	8	13	-3	45	11
S	%wins				0	0	0	0	100	0	17

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/23/18 16:11	3/22/18	LAQ	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	413	27.54	0	15	1	2,980	I
3/23/18 16:11	3/22/18	LAQ	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		S	-413	27.54	0	-15	-1	2,980	I
11/13/17 16:10	11/8/17	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	26.50	0	0	5	6	D
11/13/17 16:10	11/8/17	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	4	26.50	0	0	2	9	D
11/13/17 16:09	11/8/17	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	26.50	0	0	2	7	D
11/13/17 16:09	11/8/17	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	26.50	0	0	2	7	D
4/14/17 07:17	4/12/17	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	23.71	0	0	6	6	D	12	25	10	15	7	4	-1	-1	1	0
4/14/17 07:17	4/12/17	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	4	23.71	0	0	2	9	D	12	25	10	15	7	4	-1	-1	1	0
4/14/17 07:17	4/12/17	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	23.71	0	0	2	7	D	12	25	10	15	7	4	-1	-1	1	0
4/14/17 07:16	4/12/17	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	23.71	0	0	2	7	D	12	25	10	15	7	4	-1	-1	1	0
11/14/16 14:59	11/9/16	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	21.75	0	0	8	5	D	-17	19	4	-12	-8	-14	-9	-12	-1	-1	-1	15
11/14/16 14:59	11/9/16	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	4	21.75	0	0	2	9	D	-17	19	4	-12	-8	-14	-9	-12	-1	-1	-1	15
11/14/16 14:58	11/9/16	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	21.75	0	0	3	7	D	-17	19	4	-12	-8	-14	-9	-12	-1	-1	-1	15
11/14/16 14:58	11/9/16	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	21.75	0	0	3	7	D	-17	19	4	-12	-8	-14	-9	-12	-1	-1	-1	15
4/15/16 10:41	4/13/16	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	19.31	0	0	10	5	D	-28	-10	15	40	15	10	9	4	0	0	-2	10	13
4/15/16 10:41	4/13/16	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	2	19.31	0	0	1	7	D	-28	-10	15	40	15	10	9	4	0	0	-2	10	13
4/15/16 10:41	4/13/16	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	4	19.31	0	0	2	9	D	-28	-10	15	40	15	10	9	4	0	0	-2	10	13
4/15/16 10:41	4/13/16	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	19.31	0	0	3	7	D	-28	-10	15	40	15	10	9	4	0	0	-2	10	13
4/15/16 10:40	4/13/16	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	19.31	0	0	3	7	D	-28	-10	15	40	15	10	9	4	0	0	-2	10	13
12/30/15 12:21	12/28/15	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	15.98	0	1	13	4	D	-40	-28	-23	1	-5	-1	0	1	-3	-6	-7	16	27	26
12/30/15 12:21	12/28/15	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	4	15.98	0	0	3	8	D	-40	-28	-23	1	-5	-1	0	1	-3	-6	-7	16	27	26
12/30/15 12:21	12/28/15	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	15.98	0	0	4	6	D	-40	-28	-23	1	-5	-1	0	1	-3	-6	-7	16	27	26
12/30/15 12:21	12/28/15	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	4	15.98	0	0	4	6	D	-40	-28	-23	1	-5	-1	0	1	-3	-6	-7	16	27	26
12/30/15 12:21	12/28/15	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	15.98	0	0	4	7	D	-40	-28	-23	1	-5	-1	0	1	-3	-6	-7	16	27	26
7/29/15 16:01	7/27/15	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	19.06	0	0	13	4	D	-31	-36	-19	-17	-11	-9	-10	-4	0	-2	-14	-10	-26	13
7/29/15 16:01	7/27/15	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	8	19.06	0	0	5	8	D	-31	-36	-19	-17	-11	-9	-10	-4	0	-2	-14	-10	-26	13
7/29/15 16:00	7/27/15	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	4	19.06	0	0	4	6	D	-31	-36	-19	-17	-11	-9	-10	-4	0	-2	-14	-10	-26	13
7/29/15 16:00	7/27/15	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	19.06	0	0	3	6	D	-31	-36	-19	-17	-11	-9	-10	-4	0	-2	-14	-10	-26	13
7/29/15 16:00	7/27/15	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	19.06	0	0	4	6	D	-31	-36	-19	-17	-11	-9	-10	-4	0	-2	-14	-10	-26	13
4/10/15 16:49	12/26/14	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P.a	8	23.63	0	0	12	3	D	-32	-21	-20	-2	-2	8	7	1	-1	2	4	-6	-18	-15
4/7/15 12:20	12/26/14	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P.a	8	23.63	0	0	5	7	D	-31	-19	-17	-3	-1	9	4	6	0	-1	3	-3	-24	-17
4/7/15 12:20	12/26/14	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P.a	4	23.63	0	0	3	6	D	-31	-19	-17	-3	-1	9	4	6	0	-1	3	-3	-24	-17
4/7/15 12:20	12/26/14	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P.a	4	23.63	0	0	3	6	D	-31	-19	-17	-3	-1	9	4	6	0	-1	3	-3	-24	-17
4/7/15 12:20	12/26/14	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P.a	4	23.63	0	0	3	5	D	-31	-19	-17	-3	-1	9	4	6	0	-1	3	-3	-24	-17
12/30/14 11:03	12/26/14	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	23.63	0	0	12	3	D	-27	-17	-21	-14	-6	-4	5	0	0	-3	1	-9	-6	-28
12/30/14 11:02	12/26/14	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	8	23.63	0	0	5	7	D	-27	-17	-21	-14	-6	-4	5	0	0	-3	1	-9	-6	-28
12/30/14 11:02	12/26/14	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	4	23.63	0	0	3	6	D	-27	-17	-21	-14	-6	-4	5	0	0	-3	1	-9	-6	-28
12/30/14 11:02	12/26/14	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	23.63	0	0	28	1	D	-27	-17	-21	-14	-6	-4	5	0	0	-3	1	-9	-6	-28
12/30/14 11:01	12/26/14	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	23.63	0	0	3	5	D	-27	-17	-21	-14	-6	-4	5	0	0	-3	1	-9	-6	-28
7/29/14 13:08	7/25/14	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	8	31.05	0	0	4	7	D	15	8	20	9	4	5	3	0	-1	-4	1	-14	-22	-36
7/29/14 13:07	7/25/14	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	31.05	0	0	10	3	D	15	8	20	9	4	5	3	0	-1	-4	1	-14	-22	-36
7/29/14 13:06	7/25/14	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	4	31.05	0	0	2	5	D	15	8	20	9	4	5	3	0	-1	-4	1	-14	-22	-36
7/29/14 13:05	7/25/14	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	31.05	0	0	27	1	D	15	8	20	9	4	5	3	0	-1	-4	1	-14	-22	-36
7/29/14 13:03	7/25/14	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	31.05	0	0	2	5	D	15	8	20	9	4	5	3	0	-1	-4	1	-14	-22	-36
12/30/13 15:01	12/26/13	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	30.29	0	0	12	2	D	10	-12	1	-5	-3	1	1	1	0	-3	-11	-2	6	-17
12/30/13 14:55	12/26/13	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	8	30.29	0	0	4	6	D	10	-12	1	-5	-3	1	1	1	0	-3	-11	-2	6	-17
12/30/13 14:43	12/26/13	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	4	30.29	0	0	3	5	D	10	-12	1	-5	-3	1	1	1	0	-3	-11	-2	6	-17
12/30/13 14:40	12/26/13	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	30.29	0	0	39	0	D	10	-12	1	-5	-3	1	1	1	0	-3	-11	-2	6	-17
12/30/13 14:34	12/26/13	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	30.29	0	0	3	5	D	10	-12	1	-5	-3	1	1	1	0	-3	-11	-2	6	-17
7/29/13 14:40	7/25/13	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P.a	4	32.12	0	0	3	4	D	-6	6	-16	-13	-2	5	1	0	-2	-1	-5	7	-10	8
7/29/13 09:31	7/25/13	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	7	32.12	0	0	4	6	D	-6	6	-16	-13	-2	5	1	0	-2	-1	-5	7	-10	8
7/29/13 09:23	7/25/13	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	4	32.12	0	0	3	5	D	-6	6	-16	-13	-2	5	1	0	-2	-1	-5	7	-10	8
7/29/13 08:58	7/25/13	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	7	32.12	0	0	13	2	D	-6	6	-16	-13	-2	5	1	0	-2	-1	-5	7	-10	8
7/29/13 08:50	7/25/13	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	32.12	0	0	61	0	D	-6	6	-16	-13	-2	5	1	0	-2	-1	-5	7	-10	8
7/26/13 18:11	7/25/13	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	32.12	0	0	1	9	D	-7	5	-15	-14	-2	6	4	1	-2	-1	-4	7	-9	8
12/28/12 09:45	12/26/12	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	6	37.47	1	0	11	2	D	5	26	22	9	11	7	2	1	0	5	5	4	-13	-12
12/28/12 09:43	12/26/12	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	6	37.47	1	0	3	5	D	5	26	22	9	11	7	2	1	0	5	5	4	-13	-12
12/28/12 09:42	12/26/12	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	3	37.47	1	0	2	4	D	5	26	22	9	11	7	2	1	0	5	5	4	-13	-12
12/28/12 09:41	12/26/12	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	3	37.47	1	0	2	5	D	5	26	22	9	11	7	2	1	0	5	5	4	-13	-12
12/28/12 09:40	12/26/12	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	3	37.47	1	0	2	4	D	5	26	22	9	11	7	2	1	0	5	5	4	-13	-12
8/10/12 12:42	7/25/12	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P.a	6	31.53	0	0	14	2	D	17	16	-6	5	10	5	3	1	0	0	-1	2	16	-2
8/10/12 12:41	7/25/12	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P.a	6	31.53	0	0	4	5	D	17	16	-6	5	10	5	3	1	0	0	-1	2	16	-2
8/10/12 12:34	7/25/12	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P.a	3	31.53	0	0	2	4	D	17	16	-6	5	10	5	3	1	0	0	-1	2	16	-2
8/10/12 12:33	7/25/12	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P.a	3	31.53	0	0	New	0	D	17	16	-6	5	10	5	3	1	0	0	-1	2	16	-2
8/10/12 12:08	7/25/12	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P.a	3	31.54	0	0	2	4	D	17	16	-6	5	10	5	3	1	0	0	-1	2	16	-2
7/27/12 11:20	7/25/12	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	6	31.53	0	0	15	1	D	9	-8	-5	-5	5	0	-1	1	4	1	4	10	23	1
7/27/12 11:20	7/25/12	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	6	31.53	0	0	4	5	D	9	-8	-5	-5	5	0	-1	1	4	1	4	10	23	1
7/27/12 11:19	7/25/12	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	3	31.53	0	0	3	4	D	9	-8	-5	-5	5	0	-1	1	4	1	4	10	23	1
7/27/12 11:18	7/25/12	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	3	31.53	0	0	4	3	D	9	-8	-5	-5	5	0	-1	1	4	1	4	10	23	1
7/27/12 11:17	7/25/12	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	3	31.53	0	0	3	4	D	9	-8	-5	-5	5	0	-1	1	4	1	4	10	23	1
12/28/11 16:21	12/27/11	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	6	31.78	0	0	18	1	D	7	-17	-16	3	-5	-5	2	2	1	6	15	19	5	27
12/28/11 16:21	12/27/11	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	6	31.78	0	0	4	5	D	7	-17	-16	3	-5	-5	2	2	1	6	15	19	5	27
12/28/11 16:20	12/27/11	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	3	31.78	0	0	3	4	D	7	-17	-16	3	-5	-5	2	2	1	6	15	19	5	27
12/28/11 16:20	12/27/11	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	3	31.78	0	0	4	3	D	7	-17	-16	3	-5	-5	2	2	1	6	15	19	5	27
12/28/11 16:18	12/27/11	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	3	31.78	0	0	3	4	D	7	-17	-16	3	-5	-5	2	2	1	6	15	19	5	27
7/27/11 13:20	7/25/11	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	7	41.03	0	0	5	3	D	65	20	0	-5	0	-3	1	-2	-2	-4	-12	-13	-4	-11
7/26/11 17:03	7/25/11	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	3	41.03	0	0	3	3	D	67	21	0	-4	2	-3	2	1	-2	-2	-11	-16	-5	-11
7/26/11 16:58	7/25/11	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	3	41.03	0	0	3	3	D	67	21	0	-4	2	-3	2	1	-2	-2	-11	-16	-5	-11
7/26/11 16:50	7/25/11	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	41.03	0	0	10	1	D	67	21	0	-4	2	-3	2	1	-2	-2	-11	-16	-5	-11
7/26/11 14:40	7/25/11	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	3	41.03	0	0	3	3	D	67	21	0	-4	2	-3	2	1	-1	-2	-12	-16	-6	-12
12/29/10 10:54	12/27/10	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	6	38.76	0	0	5	3	D	190	28	34	9	5	0	2	1	0	3	-2	0	-1	-17
12/29/10 10:38	12/27/10	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	38.76	0	0	10	1	D	190	28	34	9	5	0	2	1	0	3	-2	0	-1	-17
12/29/10 10:28	12/27/10	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	3	38.76	0	0	3	3	D	190	28	34	9	5	0	2	1	0	3	-2	0	-1	-17
12/29/10 10:12	12/27/10	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	3	38.76	0	0	3	3	D	190	28	34	9	5	0	2	1	0	3	-2	0	-1	-17
12/29/10 10:02	12/27/10	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	3	38.76	0	0	3	3	D	190	28	34	9	5	0	2	1	0	3	-2	0	-1	-17
7/29/10 17:24	7/26/10	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P.a	3	41.03	0	0	11	1	D	12	38	14	3	7	4	7	1	1	3	-2	20	21	18
7/29/10 17:17	7/26/10	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P.a	6	41.03	0	0	5	3	D	12	38	14	3	7	4	7	1	1	3	-2	20	21	18
7/29/10 17:12	7/26/10	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P.a	3	41.03	0	0	3	3	D	12	38	14	3	7	4	7	1	1	3	-2	20	21	18
7/29/10 17:06	7/26/10	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P.a	3	41.03	0	0	3	3	D	12	38	14	3	7	4	7	1	1	3	-2	20	21	18
7/28/10 18:30	7/26/10	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	6	41.03	0	0	5	3	D	11	37	12	3	7	4	7	0	0	2	-1	20	20	20
7/28/10 17:55	7/26/10	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	41.03	0	0	3	2	D	11	37	12	3	7	4	7	0	0	2	-1	20	20	20
7/28/10 17:11	7/26/10	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	3	41.03	0	0	3	3	D	11	37	12	3	7	4	7	0	0	2	-1	20	20	20
7/28/10 16:50	7/26/10	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	3	41.03	0	0	3	3	D	11	37	12	3	7	4	7	0	0	2	-1	20	20	20
7/28/10 16:27	7/26/10	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	3	41.03	0	0		0	D	11	37	12	3	7	4	7	0	0	2	-1	20	20	20
12/29/09 16:35	12/28/09	LAQ	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	3	39.26	0	0	3	3	D	-1	127	45	16	2	-1	0	2	0	3	-8	2	-6	27
12/29/09 16:26	12/28/09	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	3	39.26	0	0	3	2	D	-1	127	45	16	2	-1	0	2	0	3	-8	2	-6	27
12/29/09 16:22	12/28/09	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	3	39.26	0	0	3	3	D	-1	127	45	16	2	-1	0	2	0	3	-8	2	-6	27
12/29/09 16:15	12/28/09	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	6	39.26	0	0	5	3	D	-1	127	45	16	2	-1	0	2	0	3	-8	2	-6	27
12/29/09 16:05	12/28/09	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	39.26	0	0	13	1	D	-1	127	45	16	2	-1	0	2	0	3	-8	2	-6	27
7/30/09 16:28	7/28/09	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	33.69	0	0	18	1	D	-15	-22	46	29	8	12	0	-1	0	2	4	22	22	38
7/30/09 16:14	7/28/09	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	3	33.69	0	0	3	3	D	-15	-22	46	29	8	12	0	-1	0	2	4	22	22	38
7/30/09 16:08	7/28/09	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	6	33.69	0	0	7	3	D	-15	-22	46	29	8	12	0	-1	0	2	4	22	22	38
7/30/09 15:31	7/28/09	LAQ	Fund	CEF	Closed-End Funds	Cattano James	FL	DH	Audit Co	P	3	33.69	0	0	3	3	D	-15	-22	46	29	8	12	0	-1	2	4	6	24	23	40
7/30/09 15:20	7/28/09	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	3	33.69	0	0	2	4	D	-15	-22	46	29	8	12	0	-1	2	4	6	24	23	40
1/6/09 16:35	12/30/08	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	6	21.04	0	0	13	2										-5	-9	-5	2	29	103
1/6/09 15:20	12/30/08	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	3	21.04	0	0	7	2										-1	-5	0	6	33	107
1/6/09 14:45	12/30/08	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	21.04	0	0	46	0										-1	-5	0	6	33	107
1/6/09 13:16	12/30/08	LAQ	Fund	CEF	Closed-End Funds	Cattano James	FL	DH	Audit Co	P	3	21.04	0	0	5	3										-1	-5	0	6	33	107
1/6/09 10:42	12/30/08	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	3	21.04	0	0	5	3	D	-31	-48	-49	-18	38	19	20	12	4	-5	0	6	33	107
7/30/08 12:13	7/25/08	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	6	49.94	0	0	6	2	D	76	8	1	-4	-14	-1	-3	1	4	-1	-6	-60	-46	-22
7/30/08 10:24	7/25/08	LAQ	Fund	CEF	Closed-End Funds	Cattano James	FL	DH	Audit Co	P	3	49.94	0	0	2	3	D	76	8	1	-4	-14	-1	-3	1	4	-1	-6	-60	-46	-22
7/30/08 08:49	7/25/08	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	3	49.94	0	0	2	3	D	76	8	1	-4	-14	-1	-3	1	4	-1	-6	-60	-46	-22
7/29/08 16:36	7/25/08	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	49.94	0	0	24	0	D	74	9	0	-9	-13	-4	-3	-4	4	-3	-8	-60	-49	-21
7/29/08 14:51	7/25/08	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	3	49.94	0	0	3	2	D	74	9	0	-9	-13	-4	-3	-4	2	-1	-6	-58	-47	-19
12/28/07 16:50	12/26/07	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	3	47.80	1	0	2	3	D	123	44	17	6	1	-2	10	3	-1	-4	-6	-5	4	-56
12/28/07 15:36	12/26/07	LAQ	Fund	CEF	Closed-End Funds	Cattano James	FL	DH	Audit Co	P	3	47.80	1	0	3	2	D	123	44	17	6	1	-2	10	3	0	-3	-6	-5	4	-56
12/28/07 14:19	12/26/07	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	3	47.80	1	0	4	2	D	123	44	17	6	1	-2	10	3	0	-3	-6	-5	4	-56
12/28/07 13:03	12/26/07	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	47.80	1	0	38	0	D	123	44	17	6	1	-2	10	3	0	-3	-6	-5	4	-56
12/28/07 11:59	12/26/07	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	3	47.80	1	0	4	2	D	123	44	17	6	1	-2	10	3	0	-3	-6	-5	4	-56
7/27/07 17:11	7/25/07	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	3	54.59	1	0	4	1	D	147	59	20	9	0	-4	-7	-10	2	2	-4	14	5	9
7/27/07 15:57	7/25/07	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	54.59	1	0	54	0	D	147	59	20	9	0	-4	-7	-10	1	2	-3	15	6	9
7/27/07 14:35	7/25/07	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	3	54.59	1	0	3	1	D	147	59	20	9	0	-4	-7	-10	1	2	-3	15	6	9
7/27/07 13:56	7/25/07	LAQ	Fund	CEF	Closed-End Funds	Cattano James	FL	DH	Audit Co	P	3	54.59	1	0	2	2	D	147	59	20	9	0	-4	-7	-10	1	2	-3	15	6	9
7/27/07 11:37	7/25/07	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	3	54.59	1	0	2	3	D	147	59	20	9	0	-4	-7	-10	1	2	-3	15	6	9
12/29/06 16:00	12/27/06	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	2	42.13	1	0	5	1	D	138	61	38	27	11	7	2	3	1	-2	1	3	22	39
12/29/06 14:46	12/27/06	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	2	42.13	1	0	205	0	D	138	61	38	27	11	7	2	3	1	-2	2	4	22	39
12/29/06 14:06	12/27/06	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	2	42.13	1	0	5	1	D	138	61	38	27	11	7	2	3	1	-2	2	4	22	39
12/29/06 12:55	12/27/06	LAQ	Fund	CEF	Closed-End Funds	Cattano James	FL	DH	Audit Co	P	2	42.13	1	0	3	2	D	138	61	38	27	11	7	2	3	1	-2	2	4	22	39
12/29/06 11:34	12/27/06	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	2	42.13	1	0	3	2	D	138	61	38	27	11	7	2	3	1	-2	2	4	22	39
7/27/06 20:28	7/25/06	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	2	36.82	1	0	6	1	D	162	57	5	-7	19	-1	6	4	1	2	3	11	33	60
7/27/06 19:55	7/25/06	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	2	36.82	1	0	6	1	D	162	57	5	-7	19	-1	6	4	1	2	3	11	33	60
7/27/06 18:48	7/25/06	LAQ	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	1	36.82	1	0	New	0	D	162	57	5	-7	19	-1	6	4	1	2	3	11	33	60
7/27/06 16:27	7/25/06	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB and	P	2	36.82	1	0	3	2	D	162	57	5	-7	19	-1	6	4	1	2	3	11	33	60
7/27/06 14:45	7/25/06	LAQ	Fund	CEF	Closed-End Funds	Cattano James	CT	DH	Audit Co	P	2	36.82	1	0	4	2	D	162	57	5	-7	19	-1	6	4	1	2	3	12	33	60
12/29/05 18:35	12/27/05	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	1	30.84	1	0	4	1	D	115	48	33	2	4	-3	0	-1	-1	7	20	16	15	60
12/29/05 18:17	12/27/05	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	34	30.84	1	1	999%	1	D	115	48	33	2	4	-3	0	-1	-1	7	20	16	15	60
12/29/05 17:41	12/27/05	LAQ	Fund	CEF	Closed-End Funds	Landau Ambassador George	FL	D		P	1	30.84	1	0	1	5	D	115	48	33	2	4	-3	0	-1	-1	7	20	16	15	60
12/29/05 16:26	12/27/05	LAQ	Fund	CEF	Closed-End Funds	Cattano James	CT	DH	Audit Co	P	1	30.84	1	0	2	2	D	115	48	33	2	4	-3	0	-1	-1	7	20	16	15	60
12/29/05 14:49	12/27/05	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DH	Nominati	P	1	30.84	1	0	2	2	D	115	48	33	2	4	-3	0	-1	1	8	21	17	16	61
9/1/05 11:36	8/30/05	LAQ	Fund	CEF	Closed-End Funds	Plump Steven B	NY	OH	CEO	P	11	25.95	0	0	New	0	D	118	70	10	13	6	-1	2	1	2	5	17	19	47	51
7/27/05 19:03	7/25/05	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	1	24.90	0	0	5	1	D	110	67	17	10	5	3	-2	-4	2	7	7	17	48	57
7/27/05 18:23	7/25/05	LAQ	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	0	24.90	0	0	New	0	D	110	67	17	10	5	3	-2	-4	2	7	7	17	48	57
7/27/05 17:47	7/25/05	LAQ	Fund	CEF	Closed-End Funds	Landau Ambassador George	FL	D		P	1	24.90	0	0	1	5	D	110	67	17	10	5	3	-2	-4	2	7	7	17	48	57
7/27/05 16:35	7/25/05	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DH	Nominati	P	1	24.90	0	0	2	2	D	110	67	17	10	5	3	-2	-4	2	7	7	17	48	57
7/27/05 15:36	7/25/05	LAQ	Fund	CEF	Closed-End Funds	Cattano James	CT	DH	Audit Co	P	1	24.90	0	0	3	2	D	110	67	17	10	5	3	-2	-4	1	8	8	17	49	57
12/29/04 17:45	12/27/04	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	1	20.64	0	0	6	1	D	117	45	50	25	10	5	6	2	1	-4	-3	-1	11	49
12/29/04 17:10	12/27/04	LAQ	Fund	CEF	Closed-End Funds	Priest William W	NY	D		P	1	20.64	0	0	22	0	D	117	45	50	25	10	5	6	2	1	-4	-3	-1	11	49
12/29/04 16:27	12/27/04	LAQ	Fund	CEF	Closed-End Funds	Landau Ambassador George	FL	D		P	1	20.64	0	0	1	5	D	117	45	50	25	10	5	6	2	1	-4	-3	-1	11	49
12/29/04 15:32	12/27/04	LAQ	Fund	CEF	Closed-End Funds	Cattano James	CT	DH	Audit Co	P	1	20.64	0	0	4	2	D	117	45	50	25	10	5	6	2	1	-3	-2	0	12	50
12/29/04 13:48	12/27/04	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DH	Nominati	P	1	20.64	0	0	3	2	D	117	45	50	25	10	5	6	2	1	-3	-2	0	12	50
7/28/04 17:11	7/26/04	LAQ	Fund	CEF	Closed-End Funds	Priest William W	NY	D		P	1	14.82	0	0	44	0	D	51	25	-11	-2	7	1	-1	-1	2	3	7	18	43	67
7/28/04 16:36	7/26/04	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	1	14.82	0	0	10	1	D	51	25	-11	-2	7	1	-1	-1	2	3	7	18	43	67
7/28/04 16:29	7/26/04	LAQ	Fund	CEF	Closed-End Funds	Roett Riordan	DC	D		P	1	14.82	0	0	10	1	D	51	25	-11	-2	7	1	-1	-1	2	3	7	18	43	67
7/28/04 15:54	7/26/04	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	D		P	1	14.82	0	0	4	2	D	51	25	-11	-2	7	1	-1	-1	0	3	8	18	43	67
7/28/04 15:22	7/26/04	LAQ	Fund	CEF	Closed-End Funds	Landau Ambassador George	FL	D		P	1	14.82	0	0	4	2	D	51	25	-11	-2	7	1	-1	-1	0	3	8	18	43	67
7/28/04 12:26	7/26/04	LAQ	Fund	CEF	Closed-End Funds	Cattano James	CT	DO	Audit Co	P	1	14.82	0	0	6	2	D	51	25	-11	-2	7	1	-1	-1	0	3	8	18	43	67
12/30/03 16:15	12/26/03	LAQ	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	1	14.87	0	0	11	1	D	26	53	31	19	7	4	4	2	1	8	5	2	-5	44
12/30/03 15:58	12/26/03	LAQ	Fund	CEF	Closed-End Funds	Roett Riordan	DC	D		P	1	14.87	0	0	11	1	D	26	53	31	19	7	4	4	2	2	9	6	4	-3	45
12/30/03 15:14	12/26/03	LAQ	Fund	CEF	Closed-End Funds	Priest William W	NY	D		P	1	14.87	0	0	80	0	D	26	53	31	19	7	4	4	2	2	9	6	4	-3	45
12/30/03 14:22	12/26/03	LAQ	Fund	CEF	Closed-End Funds	Landau Ambassador George	FL	D		P	1	14.87	0	0	4	2	D	26	53	31	19	7	4	4	2	2	9	6	4	-3	45
12/30/03 13:54	12/26/03	LAQ	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	D		P	1	14.87	0	0	4	2	D	26	53	31	19	7	4	4	2	2	9	6	4	-3	45
12/30/03 12:43	12/26/03	LAQ	Fund	CEF	Closed-End Funds	Cattano James	CT	DH	Audit Co	P	1	14.87	0	0	6	1	D	26	53	31	19	7	4	4	2	2	9	6	4	-3	45
12/3/03 11:56	12/1/03	LAQ	Fund	CEF	Closed-End Funds	Landau Ambassador George	FL	D		S	-14	14.00	0	-1	-33	2	D	32	49	28	13	7	4	4	3	2	1	8	13	-3	45

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y