Filing Date |
T Date |
Ticker |
Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
4/28/15 15:08 | 4/24/15 | NQU | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 14 | 13.97 | 1 | 1 | 100 | 2 | D | 5 | 8 | 2 | -1 | 1 | 0 | 0 | 0 | 1 | -1 | -2 | -2 | 2 | |
10/16/13 11:17 | 10/15/13 | NQU | Fund | CEF | Closed-End Funds | Zimmerman Gifford R | IL | O | Chief Ad | P | 12 | 12.07 | 2 | 1 | New | 1 | D | 1 | -18 | -17 | -7 | -1 | -5 | -3 | -1 | 0 | 3 | 2 | 7 | 15 | 23 |
6/26/13 15:30 | 6/24/13 | NQU | Fund | CEF | Closed-End Funds | Spalding Thomas C Jr | IL | O | VP,Port. | P | 64 | 12.82 | 4 | 5 | New | 5 | D | 8 | -11 | -15 | -14 | -13 | -9 | -7 | -4 | 3 | 6 | -2 | 1 | 0 | 13 |
5/3/11 14:46 | 1/6/11 | NQU | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | P | 14 | 13.55 | 1 | 1 | 0 | I | 18 | -3 | -8 | 1 | 0 | 1 | 2 | 2 | -1 | 1 | 5 | 5 | 9 | 25 | ||
3/21/11 10:50 | 7/29/10 | NXJ | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | P.m | 17 | 13.73 | 0 | 1 | 0 | I | 38 | 1 | -11 | -1 | 1 | 2 | 0 | 0 | 0 | 0 | -1 | 4 | 9 | 20 | ||
3/18/11 17:16 | 8/30/10 | NQU | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | P | 36 | 15.39 | 1 | 2 | 0 | I | 25 | 1 | -8 | 0 | 0 | 0 | -1 | -1 | 0 | 0 | -2 | 4 | 6 | 17 | ||
6/15/09 18:16 | 11/16/07 | NQU | Fund | CEF | Closed-End Funds | Spalding Thomas C Jr | IL | O | VP,Port. | P | 22 | 12.91 | 1 | 2 | New | 2 | D | -2 | -1 | 24 | 6 | -2 | -3 | -2 | -2 | 1 | 2 | 8 | 14 | 17 | 26 |
6/2/09 16:36 | 12/14/07 | NQU | Fund | CEF | Closed-End Funds | Spalding Thomas C Jr | IL | O | VP,Port. | P.m | 22 | 12.99 | 1 | 2 | New | 2 | D | -5 | -3 | 20 | 11 | 4 | -2 | -1 | 0 | 0 | 0 | 1 | 8 | 9 | 21 |
4/3/09 11:52 | 4/2/09 | NQU | Fund | CEF | Closed-End Funds | Spalding Thomas C Jr | IL | O | VP,Port. | P | 41 | 12.14 | 1 | 3 | New | 3 | D | -10 | -3 | 13 | 10 | 9 | 2 | 2 | 3 | -1 | 0 | 6 | 7 | 18 | 25 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |