DUC - Duff & Phelps Utility & Corporate Bond Trust Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	12	32	-0	1	3	4	8	13	5
P	%wins				63	75	78	78	84	84	77

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/30/14 14:07	9/29/14	DUC	Fund	CEF	Closed-End Funds	Burke Donald C	IL	D		P	15	9.74	1	2	New	2	D	16	32	-2	-5	-5	-4	-3	0	1	1	3	3	4	4
11/18/11 09:21	11/17/11	DUC	Fund	CEF	Closed-End Funds	Genetski Robert J	IL	D		P	12	11.57	1	1	New	1	D	12	6	9	4	3	1	0	0	0	0	4	7	9	14
8/24/11 15:46	8/23/11	DUC	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	2	11.41	1	0		0	I	11	-4	8	5	0	1	2	0	0	0	2	4	13	15
3/10/11 12:16	3/10/11	DUC	Fund	CEF	Closed-End Funds	Petrisko Daniel	IL	O	VP,CIO	P	11	10.99	1	1	250	1	D	26	-8	-11	-6	-1	0	-1	-1	0	-1	0	6	10	23
5/18/09 12:56	5/15/09	DUC	Fund	CEF	Closed-End Funds	Conner Stewart E	IL	D		P	11	11.22	1	1	New	1	D	14	7	16	-2	2	-1	-1	-2	-2	1	3	6	9	12
3/16/09 11:27	3/12/09	DUC	Fund	CEF	Closed-End Funds	McNamara Geraldine M	IL	D		P	22	10.79	3	2	New	2										-2	-1	1	10	13	23
10/14/08 14:56	10/10/08	DUC	Fund	CEF	Closed-End Funds	Beittel T Brooks	IL	O	SVP,Secr	P	3	6.29	1	1	33	2	D	-13	-13	-20	-15	-21	-13	-16	2	6	10	21	30	34	57
10/8/08 14:18	10/8/08	DUC	Fund	CEF	Closed-End Funds	Beittel T Brooks	IL	O	SVP,Secr	P	9	8.76	1	1	200	2	D	-8	-8	-14	-13	-17	-7	-9	-11	-8	0	10	23	21	45
9/18/08 16:43	9/18/08	DUC	Fund	CEF	Closed-End Funds	Jeffries Francis E	IL	D		P	28	9.34	1	3	7	47	I	-2	0	-7	-10	-8	-10	-12	-12	7	5	-4	6	20	38
7/16/08 12:13	7/15/08	DUC	Fund	CEF	Closed-End Funds	Jeffries Francis E	IL	D		P	10	10.01	1	1	2	44	I	4	2	-2	-6	-8	-5	-4	-4	0	5	6	-15	11	29
11/14/06 13:17	11/13/06	DUC	Fund	CEF	Closed-End Funds	Pollard Carl F	KY	D		P	34	11.30	1	3	43	10	D	-11	-10	5	0	0	1	0	1	1	1	3	5	5	-2
7/31/06 15:34	7/31/06	DUC	Fund	CEF	Closed-End Funds	Petrisko Daniel	NJ	O	VP,CIO o	P	5	11.41	1	0	New	0	D	-4	-17	-14	2	4	3	0	0	0	1	3	2	5	0
5/19/06 11:29	5/18/06	DUC	Fund	CEF	Closed-End Funds	Beittel T Brooks	IL	D		P	6	11.05	1	1	New	1										0	0	1	7	7	11
4/19/06 14:08	4/18/06	DUC	Fund	CEF	Closed-End Funds	Morris Everett L	NJ	D		P	37	11.30	2	3	3	98										0	0	-2	1	2	6
4/18/06 15:46	4/17/06	DUC	Fund	CEF	Closed-End Funds	Morris Everett L	NJ	D		P	28	11.30	2	3	3	95										0	1	-1	2	3	7
4/11/06 13:18	4/11/06	DUC	Fund	CEF	Closed-End Funds	Morris Everett L	NJ	D		P	114	11.39	2	10	12	92										1	1	-1	1	4	8
4/7/06 11:23	4/7/06	DUC	Fund	CEF	Closed-End Funds	Morris Everett L	NJ	D		P	117	11.70	1	10	14	82										-4	-3	-3	-4	1	4
4/7/06 07:48	4/6/06	DUC	Fund	CEF	Closed-End Funds	Morris Everett L	NJ	D		P	120	12.05	1	10	16	72										-4	-3	-3	-4	1	4
3/28/06 14:16	3/24/06	DUC	Fund	CEF	Closed-End Funds	Morris Everett L	NJ	D		P	531	12.10	2	44	239	62										0	0	-7	-8	-2	1
6/3/05 13:24	6/1/05	DUC	Fund	CEF	Closed-End Funds	Lampton Nancy	MD	D		P	14	14.32	1	1	New	1	D	10	17	3	0	8	6	2	1	0	1	3	5	-1	-15
1/5/05 14:02	12/31/04	DUC	Fund	CEF	Closed-End Funds	Morris Everett L	NJ	D		P	2	3.61	1	1	8	8	D	29	5	15	5	1	-2	-3	0	-2	-2	1	-7	4	-3
1/4/05 18:18	12/31/04	DUC	Fund	CEF	Closed-End Funds	Jeffries Francis E	NJ	D		P	10	14.49	1	1	6	13	D	27	5	16	4	2	0	-1	0	-2	-2	1	-7	4	-3
1/4/05 18:12	12/31/04	DUC	Fund	CEF	Closed-End Funds	McNamara Geraldine M	NY	D		P	4	14.72	1	0	29	1	D	27	5	16	4	2	0	-1	0	-2	-2	1	-7	4	-3
10/5/04 15:37	10/1/04	DUC	Fund	CEF	Closed-End Funds	Morris Everett L	NJ	D		P	8	14.43	1	1	9	7	D	24	5	-2	11	1	-2	-2	-1	-1	2	4	4	-3	9
10/5/04 15:31	10/1/04	DUC	Fund	CEF	Closed-End Funds	Jeffries Francis E	NJ	D		P	9	14.35	1	1	6	12	D	24	5	-2	11	1	-2	-2	-1	-1	2	4	4	-3	9
10/5/04 15:27	10/5/04	DUC	Fund	CEF	Closed-End Funds	McNamara Geraldine M	NY	D		P	4	14.56	1	0	51	1	D	24	5	-2	11	1	-2	-2	-1	-1	2	4	4	-3	9
7/7/04 16:51	7/6/04	DUC	Fund	CEF	Closed-End Funds	Morris Everett L	NJ	D		P	8	13.11	1	1	10	7	D	14	-7	-9	-12	-1	1	5	4	1	2	6	11	15	20
7/7/04 16:25	7/6/04	DUC	Fund	CEF	Closed-End Funds	McNamara Geraldine M	NY	D		P	4	13.11	1	0	124	1	D	14	-7	-9	-12	-1	1	5	4	1	2	6	11	15	20
7/7/04 16:12	4/30/04	DUC	Fund	CEF	Closed-End Funds	McNamara Geraldine M	NY	D		P	3	13.43	1	0	New	0	D	14	-7	-9	-12	-1	1	5	4	1	2	6	11	15	20
7/7/04 15:26	7/6/04	DUC	Fund	CEF	Closed-End Funds	Jeffries Francis E	NJ	D		P	7	13.11	1	1	5	12	D	14	-7	-9	-12	-1	1	5	4	1	2	7	11	16	20
5/10/04 11:52	5/10/04	DUC	Fund	CEF	Closed-End Funds	Conway Virgil E	NJ	D		P	65	13.02	1	5	New	5	D	13	-2	-8	-12	-13	-2	0	-3	-6	-1	4	9	17	13
4/20/04 16:51	4/16/04	DUC	Fund	CEF	Closed-End Funds	Morris Everett L	NJ	D		P	53	13.27	1	4	36	15	D	16	0	-3	-11	-9	-11	-8	1	1	1	0	6	15	10

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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