RMT - Royce Micro-Cap Trust, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	3	16	0	2	4	10	7	17	6
S	%wins				63	19	19	0	19	25	24

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/22/20 12:05	9/21/20	RMT	Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	S	-708	7.61	0	-93	-6	1,480	I
9/21/20 16:48	9/18/20	RMT	Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	S	-394	7.88	0	-50	-3	1,486	I
9/17/20 16:21	9/17/20	RMT	Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	S.m	-785	7.85	0	-100	-6	1,622	I
9/16/20 16:39	9/15/20	RMT	Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	S	-783	7.83	0	-100	-6	1,636	I
9/15/20 14:39	9/14/20	RMT	Fund	CEF	Closed-End Funds	Royce Charles M	NY	H	Portfoli	S	-272	7.77	0	-35	-2	1,736	I
10/15/14 15:05	10/14/14	RMT	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	S	-68	10.85	1	-6	-100	0	I	43	4	-4	-10	-12	-8	-7	-3	0	5	12	9	12	-5
10/14/14 14:06	10/13/14	RMT	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	S.m	-405	10.96	1	-37	-62	23	I	41	5	-5	-11	-12	-8	-5	-5	1	4	12	10	13	-4
10/21/13 15:54	11/30/11	FUND	Fund	CEF	Closed-End Funds	Isaacs Stephen L	NY	D		S	-11	6.58	0	-2	-100	0	D	30	18	17	4	3	3	5	3	-1	1	2	4	11	6
12/2/11 14:59	11/30/11	RMT	Fund	CEF	Closed-End Funds	Isaacs Stephen L	NY	D		S	-1	8.33	1	0	-33	0	D	27	-4	-11	-2	5	0	2	6	1	1	6	12	3	16
1/8/10 16:49	1/7/10	RMT	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	S.a	-32	7.45	1	-4	-100	0	I	-18	31	34	6	10	5	3	1	0	2	-9	11	-2	31
1/8/10 14:29	1/7/10	RMT	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	O	VP	S	-32	7.45	1	-4	-100	0	I	-18	31	34	6	10	5	3	1	0	2	-8	12	-2	32
1/7/10 13:52	1/6/10	RMT	Fund	CEF	Closed-End Funds	Fockler Jack E. Jr.	NY	OH	VP	S	-268	7.49	1	-36	-89	4	I	-21	25	31	5	9	4	2	2	1	2	-7	12	-2	34
12/15/06 16:24	12/14/06	RMT	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-777	15.53	1	-50	-4	1,083	D	31	20	17	6	11	0	-2	-1	-1	-1	2	5	4	-21
11/14/06 16:01	11/13/06	RMT	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-614	15.35	1	-40	-3	1,133	D	35	20	8	10	8	2	7	1	1	3	5	16	8	-11
2/16/06 12:05	2/15/06	RMT	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-51	14.61	1	-4	0	1,259	I	29	9	8	5	1	-1	-3	0	1	1	3	4	4	30
2/15/06 12:45	2/13/06	RMT	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-488	14.47	1	-34	-3	1,263	I	32	10	7	6	2	-1	-2	-1	0	1	2	4	2	31
2/13/06 15:37	2/9/06	RMT	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-514	14.68	1	-35	-3	1,296	I	31	10	5	10	0	2	-3	-2	-1	1	2	7	1	30
2/9/06 11:10	2/7/06	RMT	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-248	14.79	1	-17	-1	1,331	I	35	11	5	11	4	3	0	-1	0	-1	1	11	1	28
11/2/05 16:15	11/1/05	RMT	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-328	13.83	0	-24	-2	1,262	D	33	12	9	-9	-4	2	-1	0	0	0	11	12	20	21
10/31/05 16:06	10/28/05	RMT	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-274	13.70	0	-20	-2	1,271	D	35	12	12	-6	-4	-1	-1	-1	0	1	10	14	21	23
10/27/05 16:18	10/26/05	RMT	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.m	-87	13.89	0	-6	0	1,291	D	40	14	13	-5	-4	-2	0	1	1	3	12	14	21	24
5/10/04 15:53	5/7/04	OTCM	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-221	12.35	0	-18	-1	1,213	D
5/7/04 17:30	5/6/04	OTCM	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S.a	-15	12.89	0	-1	0	1,231	D
5/7/04 17:20	5/6/04	OTCM	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-15	12.89	0	-1	0	1,231	D
5/6/04 15:35	5/5/04	OTCM	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-3	13.34	0	0	0	1,232	D
11/10/03 12:35	11/7/03	OTCM	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-188	12.52	0	-15	-1	1,187	I
11/7/03 12:24	11/6/03	OTCM	Fund	CEF	Closed-End Funds	Royce Charles M	NY	DOH	P	S	-186	12.37	0	-15	-1	1,202	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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