Advent Capital Management /De/ - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	15	0	0	0	6	12	0	4
P	%wins				67	80	60	93	100		80

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m
7/18/23 16:47	7/14/23	AVK	Advent Convertible & Income Fund	Fund	CEF	Closed-End Funds	Advent Capital Management /De/	NY	H	INVESTME	S.m	-690	11.69	0	-59	-100	0	D
12/29/21 16:57	12/27/21	AVK	Advent Convertible & Income Fund	Fund	CEF	Closed-End Funds	Advent Capital Management /De/	NY	H	INVESTME	S.m	-1,675	17.81	0	-94	-61	59	D
12/23/19 09:51	1/16/19	AVK	Advent Convertible & Income Fund	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P.a	286	13.61	0	21	16	152	D
1/16/19 17:13	1/16/19	AVK	Advent Claymore Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	286	13.61	0	21	18	136	D
1/11/19 16:18	1/9/19	AVK	Advent Claymore Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	203	13.53	0	15	15	115	D
10/12/18 13:24	10/10/18	AVK	Advent Claymore Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	294	14.70	0	20	25	100	D
10/1/18 16:13	9/27/18	AVK	Advent Claymore Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	94	15.69	0	6	8	80	D
9/11/18 11:09	9/7/18	AVK	Advent Claymore Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P.m	377	15.70	0	24	48	74	D
9/6/18 17:39	9/5/18	AVK	Advent Claymore Convertible Securities & Income Fund	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P.m	784	15.68	0	50	New	50	D
11/14/17 09:44	11/13/17	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	S	-60	6.02	0	-10	-100	0	D
9/15/17 16:23	9/13/17	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	S.m	-2,904	6.19	0	-469	-98	10	D
8/14/17 17:11	8/10/17	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	S.m	-457	6.10	0	-75	-14	479	D
2/15/17 13:06	2/13/17	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	207	6.28	1	33	6	554	D	15	48	12	19	7	3	2	0	1	0	0
2/13/17 13:31	2/10/17	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	132	6.28	1	21	4	521	D	17	51	13	20	7	4	3	2	2	1	-3	3
1/3/17 12:28	12/30/16	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	100	5.85	1	17	4	500	D	13	18	12	5	10	4	2	0	-1	2	3	6
12/29/16 17:14	12/28/16	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P.m	587	5.87	1	100	12	916	D	13	17	13	3	10	7	2	1	0	1	3	6
12/28/16 12:03	12/23/16	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P.m	429	5.86	1	73	24	383	D	12	17	14	4	12	8	2	2	0	0	2	6
12/1/16 13:16	11/30/16	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	53	5.53	0	10	3	310	D	3	7	2	-4	0	4	1	-1	-1	0	7	17
11/14/16 14:03	11/10/16	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	165	5.31	1	31	12	300	D	-2	6	2	-6	-6	-4	0	1	-1	2	8	19
10/24/16 14:19	10/21/16	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	56	5.60	1	10	4	269	D	4	7	5	1	-1	-2	-1	1	0	-1	0	10	15
10/12/16 10:29	10/11/16	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	113	5.66	1	20	8	259	D	6	10	8	3	-2	-4	-1	0	1	-2	-5	9	14
9/26/16 15:43	9/23/16	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	117	5.83	1	20	9	239	D	0	15	16	8	2	0	2	1	-1	-1	-3	3	10
9/21/16 11:05	9/20/16	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	43	5.74	1	8	4	219	D	-1	12	12	5	2	-1	1	0	2	1	-3	3	11
9/16/16 12:43	9/15/16	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	43	5.75	1	8	4	211	D	-1	11	14	6	3	0	-2	1	0	1	-2	2	13
9/13/16 16:58	9/12/16	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	86	5.73	1	15	8	204	D	-4	10	13	3	2	-1	-2	-3	0	1	0	2	10
9/12/16 11:34	9/7/16	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P	100	5.91	1	17	10	189	D	-4	10	15	2	1	0	-2	-3	0	1	0	1	13
8/31/16 17:24	8/29/16	AGC	Advent Claymore Convertible Securities & Income Fund II	Fund	CEF	Closed-End Funds	Advent Capital Management /de/	NY	H	Investme	P.m	1,006	5.85	1	172	New	172	D	-4	13	21	6	3	2	1	0	-1	1	-1	-3	12

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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