West Stephen - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	5	1	21	0	0	1	2	10	14	5
P	%wins				86	67	52	81	86	90	77
S	%ret	3	1	5	0	1	4	-3	-2	15	3
S	%wins				80	80	80	80	80	80	80

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/9/13 15:58	10/8/13	HNW	Pioneer Diversified High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	71	20.47	1	3	13	30	D	35	4	-2	6	6	0	-3	-1	1	3	4	4	6	13
10/9/13 15:45	10/9/13	PHD	Pioneer Floating Rate Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	79	12.20	1	7	54	19	D	22	-8	-9	-5	-4	-5	-3	-2	0	1	3	10	5	3
3/13/13 09:59	3/12/13	MAV	Pioneer Municipal High Income Advantage Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	S	-16	16.01	1	-1	-27	3	D	51	15	6	3	0	-1	1	0	-1	-2	-1	-7	-16	-1
3/13/13 09:51	3/12/13	MHI	Pioneer Municipal High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	S	-129	16.14	1	-8	-72	3	D	45	15	5	4	0	-2	-1	0	-1	-1	-2	-7	-11	-2
3/12/13 11:20	3/11/13	MAV	Pioneer Municipal High Income Advantage Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	S	-32	16.12	1	-2	-35	4	D	51	16	6	4	0	-1	2	0	-1	-3	-2	-6	-17	-3
3/12/13 11:09	3/11/13	MHI	Pioneer Municipal High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	S	-97	16.18	1	-6	-35	11	D	44	16	5	3	-2	-2	-1	-1	0	-1	-1	-5	-12	-3
2/13/12 16:32	2/13/12	HNW	Pioneer Diversified High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	23	20.84	0	1	4	27	D	38	10	16	10	10	6	1	1	-1	-1	-3	-3	5	11
12/13/11 14:48	12/12/11	PHT	Pioneer High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P.a	51	17.04	1	3	999%	3	D	48	27	9	6	2	4	0	0	0	1	6	6	3	7
12/13/11 14:29	12/12/11	PHT	Pioneer High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	51	17.04	1	3	New	3	D	48	27	9	6	2	4	0	0	0	1	6	6	3	7
9/12/11 10:55	9/9/11	HNW	Pioneer Diversified High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	9	19.30	0	0	2	26	D	26	0	-7	-7	-1	3	-1	0	0	-1	-3	4	11	22
9/12/11 10:36	9/6/11	HNW	Pioneer Diversified High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	397	19.30	0	21	452	25	D	26	0	-7	-7	-1	3	-1	0	0	-1	-3	4	11	22
8/12/11 09:35	8/11/11	MHI	Pioneer Municipal High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	83	13.91	1	6	54	17	D	39	-1	7	2	0	0	-1	5	0	0	2	5	15	22
8/10/11 16:12	8/9/11	HNW	Pioneer Diversified High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	48	18.13	1	3	140	5	D	34	-3	-8	-16	-14	-10	-6	-6	2	4	5	6	18	24
8/10/11 15:58	8/9/11	MAV	Pioneer Municipal High Income Advantage Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	75	13.19	1	6	New	6	D	43	0	11	1	-3	-1	2	-1	2	2	4	6	22	31
8/10/11 15:32	8/9/11	MHI	Pioneer Municipal High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	25	13.73	1	2	20	11	D	38	-2	7	1	-2	-1	1	-2	2	2	3	5	16	24
7/12/11 15:18	7/8/11	MHI	Pioneer Municipal High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	61	14.39	1	4	84	9	D	46	8	12	10	5	3	1	1	0	-3	-3	1	9	19
7/12/11 13:58	7/8/11	PHD	Pioneer Floating Rate Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P.a	70	14.00	1	5	71	12	D	71	23	10	4	-1	3	2	1	0	-3	-13	-15	-6	0
7/11/11 17:36	7/8/11	PHD	Pioneer Floating Rate Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	129	14.02	1	9	132	16	D	73	25	11	5	-1	2	2	1	0	-3	-13	-14	-5	-1
7/8/11 12:37	7/7/11	MHI	Pioneer Municipal High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	72	14.37	1	5	New	5	D	46	10	10	11	5	4	2	2	1	-2	-2	1	9	19
7/6/11 16:44	7/6/11	PHD	Pioneer Floating Rate Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	70	13.93	1	5	250	7	D	72	26	9	6	-1	-1	2	1	2	1	-1	-14	-5	0
11/12/10 15:59	11/12/10	PHD	Pioneer Floating Rate Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	13	12.85	3	1	100	2	D	77	23	6	6	6	4	3	0	-1	0	-1	6	13	1
11/12/10 15:55	11/9/10	PHD	Pioneer Floating Rate Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	13	13.15	3	1	New	1	D	77	23	6	6	6	4	3	0	-1	0	-1	6	13	1
8/13/10 13:03	8/10/10	HNW	Pioneer Diversified High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	18	20.47	1	1	90	2	D	43	30	15	3	5	0	0	-2	1	1	4	10	9	3
8/10/10 13:10	8/9/10	HNW	Pioneer Diversified High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	21	20.63	1	1	New	1	D	49	39	22	10	5	5	2	2	1	1	1	6	5	-7
12/30/08 17:08	12/30/08	HNW	Pioneer Diversified High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	TRUSTEE	S	-192	11.27	1	-17	-100	0	D		-34	-36	-11	-4	9	9	-2	4	13	25	8	48	83
12/24/08 12:48	12/24/08	HNW	Pioneer Diversified High Income Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	TRUSTEE	P	196	11.53	0	17	New	17	D		-32	-37	-20	-7	11	14	5	0	3	17	12	50	81
4/9/07 15:11	4/9/07	PBF	Pioneer Tax Advantaged Balanced Trust	Fund	CEF	Closed-End Funds	West Stephen	MA	H	TRUSTEE	P	38	14.68	0	3	New	3	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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