PHD - Pioneer Floating Rate Trust - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	7	14	-0	-0	-2	-1	2	8	1
P	%wins				79	57	50	57	64	86	65
S	%ret	1	4	6	0	-1	-2	0	-0	4	0
S	%wins				67	67	50	50	67	50	58

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/28/20 12:26	12/23/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-142	10.35	0	-14	0	6,111	I
6/22/20 08:34	6/17/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	2,959	9.76	0	303	5	6,125	I
6/17/20 14:27	6/15/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	8,766	9.62	0	911	19	5,821	I
6/15/20 09:03	6/11/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,587	9.45	0	168	4	4,911	I
6/11/20 09:00	6/9/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	3,507	9.60	0	365	8	4,743	I
6/9/20 12:24	6/4/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,224	9.45	0	235	6	4,378	I
6/4/20 11:44	6/1/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	2,284	9.19	0	248	6	4,142	I
6/1/20 11:37	5/28/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	178	8.94	0	20	1	3,894	I
5/28/20 13:06	5/26/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	345	8.77	0	39	1	3,874	I
5/26/20 10:52	5/21/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	589	8.68	0	68	2	3,835	I
5/21/20 13:57	5/19/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	739	8.59	0	86	2	3,767	I
5/19/20 14:05	5/15/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	282	8.44	0	33	1	3,681	I
5/15/20 10:07	5/13/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,276	8.48	0	151	4	3,647	I
5/13/20 11:03	5/12/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	385	8.49	0	45	1	3,497	I
4/29/20 12:09	4/27/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	705	8.47	0	83	2	3,451	I
4/28/20 11:21	4/24/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	188	8.49	0	22	1	3,408	I
4/24/20 13:38	4/22/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	372	8.48	0	44	1	3,346	I
4/22/20 12:23	4/20/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	286	8.32	0	34	1	3,302	I
4/20/20 11:45	4/16/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	847	8.38	0	101	3	3,268	I
4/16/20 14:51	4/15/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	184	8.42	0	22	1	3,167	I
4/14/20 13:25	4/9/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	996	8.45	0	118	4	3,145	I
4/9/20 16:51	4/7/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	584	8.09	0	72	2	3,027	I
3/25/20 12:15	3/23/20	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	286	6.75	0	42	1	3,684	I
3/23/20 08:13	3/18/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	869	6.77	0	128	4	3,642	I
3/18/20 16:48	3/16/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	911	8.10	0	113	3	3,514	I
3/16/20 13:49	3/13/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	895	9.00	0	99	3	3,401	I
3/11/20 13:47	3/10/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	84	9.85	0	9	0	3,302	I
3/6/20 16:39	3/4/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,241	10.64	0	117	4	3,293	I
3/4/20 15:41	3/2/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,203	10.56	0	114	4	3,177	I
3/2/20 16:58	2/27/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	770	10.46	0	74	2	3,063	I
2/25/20 11:38	2/21/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	163	11.19	0	15	0	2,938	I
2/19/20 14:13	2/14/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	33	11.12	0	3	0	2,923	I
2/14/20 14:29	2/11/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	323	11.10	0	29	1	2,920	I
2/11/20 14:14	2/7/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	147	11.04	0	13	0	2,891	I
1/28/20 11:20	1/24/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	67	11.08	0	6	0	2,858	I
1/24/20 15:56	1/22/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	64	11.03	0	6	0	2,852	I
1/10/20 13:54	1/8/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	86	10.87	0	8	0	2,846	I
1/8/20 16:46	1/6/20	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	160	10.82	0	15	1	2,838	I
12/23/19 12:48	12/20/19	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	12	10.82	0	1	0	2,823	I
12/19/19 14:39	12/17/19	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	190	10.72	0	18	1	2,822	I
12/17/19 14:25	12/13/19	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	146	10.65	0	14	0	2,804	I
12/13/19 14:20	12/12/19	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	145	10.64	0	14	0	2,791	I
12/11/19 15:37	12/6/19	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	287	10.63	0	27	1	2,777	I
12/9/19 16:12	12/5/19	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	123	10.61	0	12	0	2,750	I
12/5/19 11:11	12/3/19	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	103	10.52	0	10	0	2,738	I
11/5/19 12:47	11/4/19	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	298	10.49	0	28	1	2,729	I
10/30/19 10:54	10/28/19	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	59	10.47	0	6	0	2,700	I
10/28/19 11:00	10/24/19	PHD	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	1,106	10.38	0	107	4	2,695	I
10/9/13 15:45	10/9/13	PHD	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	79	12.20	1	7	54	19	D	22	-8	-9	-5	-4	-5	-3	-2	0	1	3	10	5	3
9/21/11 14:04	9/12/11	PHD	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	6	12.07	1	1		0	I	31	5	-7	-11	1	0	0	0	-1	-1	2	6	11	26
9/21/11 14:04	9/12/11	PHD	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-6	12.00	1	-1	-100	0	I	31	5	-7	-11	1	0	0	0	-1	-1	2	6	11	26
7/12/11 13:58	7/8/11	PHD	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P.a	70	14.00	1	5	71	12	D	71	23	10	4	-1	3	2	1	0	-3	-13	-15	-6	0
7/11/11 17:36	7/8/11	PHD	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	129	14.02	1	9	132	16	D	73	25	11	5	-1	2	2	1	0	-3	-13	-14	-5	-1
7/11/11 17:35	6/14/11	PHD	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P	1	13.98	1	0		0	I	73	25	11	5	-1	2	2	1	0	-3	-13	-14	-5	-1
7/11/11 17:35	6/14/11	PHD	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S	-1	14.13	1	0	-100	0	I	73	25	11	5	-1	2	2	1	0	-3	-13	-14	-5	-1
7/6/11 16:44	7/6/11	PHD	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	70	13.93	1	5	250	7	D	72	26	9	6	-1	-1	2	1	2	1	-1	-14	-5	0
3/21/11 11:32	8/17/10	PHD	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		P.m	60	12.32	1	5		0	I	123	15	12	3	-1	-2	-1	0	0	2	5	6	-6	4
3/21/11 11:32	8/17/10	PHD	Financ	NtBnk	National Commercial Banks	Bank of America Corp /de/	NC	T		S.m	-59	12.16	1	-5	-100	0	I	123	15	12	3	-1	-2	-1	0	0	2	5	6	-6	4
11/12/10 15:59	11/12/10	PHD	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	13	12.85	3	1	100	2	D	77	23	6	6	6	4	3	0	-1	0	-1	6	13	1
11/12/10 15:55	11/9/10	PHD	Fund	CEF	Closed-End Funds	West Stephen	MA	H	Trustee	P	13	13.15	3	1	New	1	D	77	23	6	6	6	4	3	0	-1	0	-1	6	13	1
9/24/10 14:47	9/13/10	PHD	Fund	CEF	Closed-End Funds	Pioneer Funds Distributor Inc	MA	T		S	-64	12.17	1	-5	-100	0	D	36	25	4	3	-1	3	1	2	1	-2	2	8	12	0
6/26/07 16:26	6/26/07	PHD	Fund	CEF	Closed-End Funds	Feltus Andrew	MA	H	AFFILIAT	S	-30	20.08	2	-2	-100	0	D	39	18	10	5	1	0	0	0	-1	1	-7	-5	-12	-18
9/13/05 12:12	9/12/05	PHD	Fund	CEF	Closed-End Funds	Drew Rick	TX	H	employee	P	1	17.90	1	0	104	0	D			-4	5	0	2	2	2	0	-1	0	-2	6	16
9/12/05 09:01	9/9/05	PHD	Fund	CEF	Closed-End Funds	Blackburn Michael Jason	TX	O	Treasure	P	9	17.73	1	1	New	1	D			-4	4	0	1	2	2	0	0	0	-1	7	17
6/24/05 16:19	6/23/05	PHD	Fund	CEF	Closed-End Funds	Schramek Chad	TX	H	Officer	P	7	17.30	1	0		0	D				-5	-4	-1	1	0	0	2	3	3	1	17
6/14/05 11:43	6/14/05	PHD	Fund	CEF	Closed-End Funds	Okada Mark	TX	H	Officer	P	43	17.20	1	3	100	5	D				-9	-6	-2	-3	-1	0	1	3	5	3	18
5/31/05 16:27	5/27/05	PHD	Fund	CEF	Closed-End Funds	Piret Maguerite A	MA	D		P	21	17.44	1	1	New	1	I				-8	-1	-3	-2	1	0	-1	-1	0	1	13
5/2/05 11:07	4/28/05	PHD	Fund	CEF	Closed-End Funds	Ciavarra Joseph Kevin	TX	H	Officer	S	-9	18.33	1	-1	-100	0	D				-8	-4	0	1	1	1	0	-3	-1	-1	10

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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