Oates James M - Insider Stock Trading - OpenInsider

CIK: 1180238 - Address: 501 North Broadway, St. Louis, MO 63102

16 results

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	10	1	16	-1	-1	1	8	18	24	8
P	%wins				81	56	69	88	93	92	80

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/11/17 17:25	1/11/17	ZTR	Virtus Global Dividend & Income Fund Inc.		Fund	CEF	Closed-End Funds	Oates James M	CT	D		P	34	11.26	1	3	New	3	D	3	13	3	2	8	3	0	-1	0	0	2	10
6/7/16 10:33	6/6/16	DSE	Duff & Phelps Select Energy Mlp Fund Inc.		Fund	CEF	Closed-End Funds	Oates James M	CT	D		P	16	8.15	1	2	16	15	D		-29	33	55	25	13	6	9	1	-9	-6	-4	-3
5/17/16 15:57	5/16/16	DSE	Duff & Phelps Select Energy Mlp Fund Inc.		Fund	CEF	Closed-End Funds	Oates James M	CT	D		P	63	7.26	1	9	219	13	D		-44	4	102	50	9	-6	2	0	6	3	14	7
12/7/15 11:34	12/4/15	DSE	Duff & Phelps Select Energy Mlp Fund Inc.		Fund	CEF	Closed-End Funds	Oates James M	CT	D		P	13	6.28	1	2	117	4	D		-54	-49	-36	-21	-22	-15	-13	-10	-14	-9	-14	43	34
2/10/14 17:19	2/10/14	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	Oates James M	MA	H	Trustee	P	2	19.97	0	0	16	1	D	4	-3	6	7	7	1	3	3	1	-1	10	3	0	-5
2/10/14 17:04	2/10/14	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	Oates James M	MA	H	Trustee	P	2	18.88	1	0	17	1	D	1	-10	1	2	2	2	2	1	0	1	3	13	11	23
2/10/14 16:22	2/10/14	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	Oates James M	MA	H	Trustee	P	2	18.95	2	0	17	1	D	-2	-12	2	2	3	2	2	1	0	1	3	12	9	21
2/10/14 16:10	2/10/14	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	Oates James M	MA	H	Trustee	P	2	16.82	2	0	16	1	D	8	-7	1	3	4	3	3	2	0	1	1	10	8	19
2/10/14 15:59	2/10/14	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	Oates James M	MA	H	Trustee	P	2	12.22	2	0	17	1	D	4	-5	0	3	4	2	2	0	1	2	5	13	13	27
2/10/14 15:02	2/10/14	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	Oates James M	MA	H	Trustee	P	2	14.53	0	0	17	1	D	8	-7	6	3	1	0	1	0	0	0	1	3	3	5
11/18/13 14:37	11/18/13	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	Oates James M	MA	H	Trustee	P	1	18.83	0	0	10	1	D	0	1	-14	-1	0	-3	-3	-1	0	-1	0	9	12	8
11/18/13 14:19	11/18/13	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	Oates James M	MA	H	Trustee	P	1	18.23	1	0	10	1	D	2	-4	-19	4	-2	-3	-2	-1	-1	-1	-3	7	19	22
11/18/13 14:03	11/18/13	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	Oates James M	MA	H	Trustee	P	1	18.35	2	0	9	1	D	0	-4	-20	4	-2	-2	-3	0	0	-1	-4	7	18	23
11/18/13 13:43	11/18/13	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	Oates James M	MA	H	Trustee	P	1	16.06	1	0	9	1	D	8	-3	-17	3	-1	-2	-3	-1	-1	-2	-4	7	17	21
1/30/12 13:36	1/26/12	DCA	Dividend Capital Realty Income Allocation Fund		Fund	CEF	Closed-End Funds	Oates James M	CT	D		P	34	3.45	0	10	New	10	D	79	5	-6	2	5	-1	1	1	0	2	8	13	13	25
8/14/03 10:37	8/13/03	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Oates James M	NH	D		P.d	9	12.50	0	1	2	46	I	3	4	5	0	-1	2	3	-2	0	1	7	23	94	88

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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