Duff Andrew S - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	7	1	-0	-5	-3	5	21	3
P	%wins				71	57	57	43	57	50	56
S	%ret	1	1	5	1	2	0	-2	-14	-29	-7
S	%wins				40	40	60	60	67	100	61

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/23/18 12:15	5/21/18	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	D		M.d	0	0.00	0	20	10	216	D
2/5/18 16:32	2/2/18	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	D		S	-4,672	93.44	0	-50	-19	207	D
5/24/17 16:03	5/22/17	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	M.d	0	0.00	0	26	11	257	D
2/6/17 17:05	2/3/17	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	M.d	676	70.13	10	10	4	244	D	40	98	80	39	-2	9	7	7	1	4	-8	-20
2/6/17 17:05	2/3/17	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	S.d	-726	75.35	10	-10	-4	244	D	40	98	80	39	-2	9	7	7	1	4	-8	-20
11/15/16 19:33	11/14/16	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	M.d	1,321	41.09	7	32	15	244	D	15	82	64	51	35	28	22	11	2	3	11	24
11/15/16 19:33	11/14/16	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	S.d	-2,104	65.44	7	-32	-12	244	D	15	82	64	51	35	28	22	11	2	3	11	24
8/5/16 16:10	8/3/16	ACAT	Arctic Cat Inc	MN	Auto	RecVh	Miscellaneous Transportation	Duff Andrew S	MN	D		P.d	74	14.89	3	5	134	9	D	-55	-44	5	4	-8	-12	-14	7	-1	-3	-7	-6	19
6/2/16 16:31	5/31/16	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	M.d	0	0.00	6	28	13	249	D	-5	-11	4	-6	-12	5	4	1	0	-1	-10	6	66
6/3/15 14:56	6/1/15	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	M.d	0	0.00	7	31	19	196	D	34	7	-17	-11	-13	-2	-1	-1	2	1	-9	-12	-15	-11
2/25/15 16:18	2/24/15	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	S	-151	52.96	6	-3	-100	0	I	41	39	1	-4	-1	3	-3	1	1	-1	-3	-13	-27	-26
11/18/14 17:08	11/17/14	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	M.d	464	39.62	9	12	8	164	D	106	57	35	4	14	2	-3	-5	-1	4	-1	-3	-15	-39
11/18/14 17:08	11/17/14	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	S.d	-661	56.41	9	-12	-7	164	D	106	57	35	4	14	2	-3	-5	-1	4	-1	-3	-15	-39
8/21/14 16:33	8/19/14	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	S	-808	53.85	9	-15	-8	164	D	130	61	35	27	6	4	0	1	0	-2	3	4	1	-23
10/27/11 16:45	10/26/11	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	P	92	18.40	4	5	2	218	D	-62	-37	-47	-36	-11	-1	-1	5	2	-6	-17	1	17	29
7/23/10 14:44	7/22/10	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	P	141	28.19	6	5	3	196	D	-20	-34	-41	-27	-14	-9	-11	-6	5	13	1	6	29	14
5/3/10 16:40	4/29/10	PJC	Piper Jaffray Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Duff Andrew S	MN	DO	CB,CEO	P	97	38.68	11	3	1	191	D	6	14	-17	-19	-11	-7	-1	2	-1	-9	-18	-20	-22	-8
4/22/05 18:38	4/21/05	PJC	Piper Jaffray Companies		Financ	InvAdv	Investment Advice	Duff Andrew S	MN	DO	CB,CEO	P	105	26.30	13	4	8	52	D		-44	-34	-38	-34	-24	-25	-23	1	0	1	18	15	163
5/4/04 11:31	5/3/04	PJC	Piper Jaffray Companies		Financ	InvAdv	Investment Advice	Duff Andrew S	MN	DO	CB,CEO	P	97	48.68	9	2	13	18	D				4	-7	-11	-7	-3	0	0	0	-16	-8	-44
2/26/04 14:45	2/24/04	PJC	Piper Jaffray Companies		Financ	InvAdv	Investment Advice	Duff Andrew S	MN	DO	CB,CEO	P	101	50.53	12	2	15	16	D					25	16	3	1	0	3	2	-7	-16	-26
11/17/03 16:49	11/14/03	USB	Us Bancorp de	DE	Financ	NtBnk	National Commercial Banks	Duff Andrew S	MN	O	Vice CB	M	300	11.97	33	25	21	147	D	63	36	24	16	11	4	3	1	-1	-1	3	3	0	15

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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