Zimmerman Gifford R - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	23	1	46	1	1	2	2	5	-3	1
P	%wins				89	80	80	81	80	57	78

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/12/20 18:36	11/10/20	QQQX	Nuveen Nasdaq 100 Dynamic Overwrite Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	P.a	14	14.13	0	1	New	1	D
11/12/20 18:32	11/10/20	DIAX	Nuveen Dow 30Sm Dynamic Overwrite Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	P	14	14.13	0	1	New	1	D
11/12/20 16:38	11/10/20	QQQX	Nuveen Nasdaq 100 Dynamic Overwrite Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	P	14	14.13	0	1	New	1	D
9/10/20 10:00	9/9/20	JDD	Nuveen Diversified Dividend & Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	P	8	8.04	0	1	New	1	D
5/17/19 18:20	5/15/19	NHA	Nuveen Municipal 2021 Target Term Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	P	14	9.61	0	2	New	2	D
2/8/18 11:32	2/6/18	JHA	Nuveen High Income December 2018 Target Term Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	P	14	9.82	0	1	New	1	D
1/26/18 12:54	1/24/18	NIQ	Nuveen Intermediate Duration Quality Municipal Term Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	P	15	12.86	0	1	26	6	D
1/25/18 12:11	1/23/18	NAD	Nuveen Quality Municipal Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	P	27	13.70	0	2	133	4	D
12/8/17 14:24	12/6/17	JQC	Nuveen Credit Strategies Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	P	25	8.20	0	3	120	6	D
9/22/17 17:52	9/20/17	JQC	Nuveen Credit Strategies Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	P	21	8.32	0	3	New	3	D
3/8/17 17:33	3/7/17	NIQ	Nuveen Intermediate Duration Quality Municipal Term Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	19	12.37	0	2	47	5	D	5	-3	-9	2	-1	-2	-1	-1	0	0	4
3/3/17 15:07	3/1/17	NIQ	Nuveen Intermediate Duration Quality Municipal Term Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	19	12.51	0	2	89	3	D	4	-3	-8	2	0	-2	0	0	0	-1	4
2/22/17 16:59	2/21/17	NAD	Nuveen Quality Municipal Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	21	13.75	6	2	New	2	D	9	0	-11	3	-1	-1	-1	0	0	1	-2
2/14/17 15:14	2/10/17	NXP	Nuveen Select Tax Free Income Portfolio	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	21	14.06	1	2	New	2	D	4	0	-9	0	1	0	-1	-1	-1	0	1
1/11/17 16:30	1/10/17	NIQ	Nuveen Intermediate Duration Quality Municipal Term Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	21	12.61	1	2	New	2	D	7	0	-7	-5	2	3	2	0	1	0	0	3
11/22/16 15:59	11/18/16	NEA	Nuveen Amt-Free Quality Municipal Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	13	13.05	12	1	New	1	D	10	7	-6	-10	-5	-3	0	1	1	0	-1	2
11/2/16 17:06	11/1/16	DRA	Diversified Real Asset Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	13	16.19	1	1	80	2	D	2	3	2	-4	-5	-2	-3	-1	-1	0	-4	7	13
8/17/16 16:52	8/15/16	DRA	Diversified Real Asset Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	17	17.42	1	1	New	1	D		6	27	9	6	3	1	0	1	2	-3	-10	2
3/8/16 15:31	3/7/16	JDD	Nuveen Diversified Dividend & Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	16	10.51	1	2	New	2	D	5	-6	3	0	5	10	3	2	1	3	5	11	23	30
2/18/16 16:26	2/16/16	JMT	Nuveen Mortgage Opportunity Term Fund 2	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	11	21.51	0	1	50	2	D	6	2	2	2	-2	-1	-1	0	0	-1	2	4	10	16
6/10/15 17:32	6/9/15	NID	Nuveen Intermediate Duration Municipal Term Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	18	12.17	2	2	38	6	D	4	3	0	-4	-6	-2	-2	-1	0	2	1	1	5	20
5/1/15 14:27	4/30/15	NBD	Nuveen Build America Bond Opportunity Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	17	21.27	0	1	New	1	D	8	8	3	-3	-2	-1	-2	-1	-1	-2	-3	-5	-4	8
4/28/15 15:08	4/24/15	NQU	Nuveen Quality Income Municipal Fund Inc	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	14	13.97	1	1	100	2	D	5	8	2	-1	1	0	0	0	1	-1	-2	-2	2
11/25/14 16:10	11/25/14	NID	Nuveen Intermediate Duration Municipal Term Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	19	12.34	2	2	60	4	D		17	0	0	-1	-2	-2	-1	0	1	2	7	3	7
11/20/14 17:25	11/18/14	JMT	Nuveen Mortgage Opportunity Term Fund 2	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	23	22.72	0	1	New	1	D	5	9	-1	-1	-1	0	0	0	0	1	0	3	2	3
10/20/14 11:30	10/16/14	JRO	Nuveen Floating Rate Income Opportunity Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	11	10.88	3	1	New	1	D	2	-4	-6	-10	-6	-3	-3	0	1	3	2	1	10	-3
10/17/14 09:41	10/15/14	NPM	Nuveen Premium Income Municipal Fund 2 Inc	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	28	13.89	2	2	New	2	D	2	19	8	4	2	2	0	1	1	0	0	5	4	5
10/7/14 16:56	10/3/14	NID	Nuveen Intermediate Duration Municipal Term Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	16	12.50	1	1	108	3	D		16	7	2	2	2	2	0	0	0	1	4	7	4
9/11/14 17:26	9/11/14	NID	Nuveen Intermediate Duration Municipal Term Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	15	12.32	1	1	New	1	D		17	5	0	1	0	-1	0	-1	-1	1	2	7	4
8/27/14 10:52	8/25/14	NXZ	Nuveen Dividend Advantage Municipal Fund 2	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	18	13.78	1	1	186	2	D	1	18	5	-1	2	2	0	1	0	0	0	2	6	2
12/20/13 17:31	12/18/13	NXZ	Nuveen Dividend Advantage Municipal Fund 2	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	9	12.58	2	1	New	1	D	1	-11	-2	1	0	3	5	4	1	-1	5	7	11	16
10/16/13 11:17	10/15/13	NQU	Nuveen Quality Income Municipal Fund Inc	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	12	12.07	2	1	New	1	D	1	-18	-17	-7	-1	-5	-3	-1	0	3	2	7	15	23
8/12/13 11:36	8/8/13	NAD	Nuveen Dividend Advantage Municipal Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	13	12.53	2	1	New	1	D	14	-14	-18	-16	-8	-3	-3	0	1	-2	0	5	11	19
6/3/13 13:56	5/30/13	NEA	Nuveen Amt-Free Municipal Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	13	13.29	6	1	New	1	D	8	-6	-13	-10	-8	-6	-4	-2	0	2	-1	-8	-7	9
3/20/13 13:14	3/18/13	NIO	Nuveen Municipal Opportunity Fund Inc	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	10	14.80	4	1	New	1	D	26	9	0	-2	-4	-4	-3	2	1	0	2	-5	-11	-2
12/19/08 15:25	12/17/08	JGT	Nuveen Multi-Currency Short-Term Government Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	8	11.71	2	1	20	4	D		-16	-24	-8	-5	10	10	9	2	7	7	0	24	36
7/15/08 17:59	7/15/08	JGT	Nuveen Multi-Currency Short-Term Government Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	8	16.67	2	1	17	4	D		-2	1	2	-2	-3	0	-1	2	4	0	-33	-13	2
2/21/08 16:24	11/29/07	JPC	Nuveen Multi-Strategy Income & Growth Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	11	11.04	3	1	New	1	D	3	-16	-1	4	0	-4	-1	2	0	2	-4	2	-16	-60
12/26/07 18:39	12/24/07	NPI	Nuveen Premium Income Municipal Fund Inc	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	19	12.72	2	2	60	4	D	6	-6	-4	-4	1	-3	-2	0	1	4	9	4	2	-19
12/20/07 10:59	12/19/07	JGT	Nuveen Multi-Currency Short-Term Government Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	25	16.77	3	2	100	3	D			-8	-3	-6	-4	-5	-3	0	-1	2	3	10	-16
12/20/07 10:57	12/19/07	JDD	Nuveen Diversified Dividend & Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	27	13.73	1	2	New	2	D	3	-25	-21	-14	-9	-5	-8	-2	0	5	-1	0	-1	-54
12/11/07 14:54	12/11/07	JGT	Nuveen Multi-Currency Short-Term Government Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	18	18.29	3	1	200	2	D			-5	2	-3	1	0	-2	0	-4	1	0	4	-27
12/10/07 12:42	12/7/07	JTD	Nuveen Tax-Advantaged Dividend Growth Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P.m	33	16.62	1	2	New	2	D				-4	-1	4	4	3	3	2	3	-2	4	-48
12/5/07 16:20	12/5/07	NPP	Nuveen Performance Plus Municipal Fund Inc	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	20	13.29	1	2	75	4	D	5	-7	-9	-5	-2	2	2	1	0	1	5	2	5	-15
11/30/07 16:19	11/30/07	NPP	Nuveen Performance Plus Municipal Fund Inc	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	13	13.21	1	1	100	2	D	4	-8	-11	-5	-3	-1	2	0	0	1	2	1	6	-11
11/29/07 16:08	11/28/07	JSN	Nuveen Equity Premium Opportunity Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	7	16.31	3	0	40	1	D	6	-2	-9	-4	-3	-1	1	1	1	1	3	1	8	-33
11/27/07 12:43	11/27/07	JCE	Nuveen Core Equity Alpha Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	16	15.54	1	1	New	1	D			-16	-7	-9	-6	-2	-1	2	5	10	5	9	-37
11/27/07 12:39	11/27/07	NPI	Nuveen Premium Income Municipal Fund Inc	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	19	12.83	1	2	150	3	D	6	-4	-7	-2	-3	-2	3	2	1	2	0	2	7	-19
11/20/07 17:10	11/20/07	JSN	Nuveen Equity Premium Opportunity Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	16	16.03	3	1	New	1	D	0	-4	-10	-4	-8	-4	-2	-3	0	0	2	3	7	-29
11/14/07 17:40	11/14/07	NPI	Nuveen Premium Income Municipal Fund Inc	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	13	12.56	1	1	New	1	D	2	-7	-10	-3	-8	-5	-5	-2	0	2	5	5	9	-9
8/16/07 15:37	8/16/07	JGT	Nuveen Multi-Currency Short-Term Government Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	8	15.99	3	1	New	1	D				-18	-17	-14	-11	-10	4	12	10	15	9	15
10/18/05 10:13	10/17/05	JPC	Nuveen Preferred Convertible Income Fund	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	12	11.93	3	1	New	1	D	-3	-10	-1	-10	-9	-3	-4	-1	1	1	2	8	7	26
6/29/05 15:32	6/28/05	NMO	Nuveen Municipal Market Opportunity Fund Inc	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	15	14.75	1	1	100	2	D	12	18	9	11	5	3	2	1	1	1	2	-1	-1	-1
3/22/05 14:33	3/22/05	JQC	Nuveen Preferred Convertible Income Fund 2	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	13	12.58	6	1	100	2	D		-8	-6	-4	-10	-10	-6	-1	0	0	0	6	4	8
10/7/04 16:12	10/7/04	NMO	Nuveen Municipal Market Opportunity Fund Inc	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	14	14.38	1	1	New	1	D		8	5	5	2	0	0	1	1	1	2	0	-1	7
4/26/04 15:42	4/26/04	JQC	Nuveen Preferred Convertible Income Fund 2	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	P	13	12.82	7	1	New	1	D			-5	-11	-13	-12	-6	-6	-1	4	0	4	12	5

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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