Zimmerman Gifford R - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	15	1	27	0	-0	1	3	4	4	2
S	%wins				85	59	26	30	33	33	44

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/30/21 13:27	11/30/21	DIAX	Nuveen Dow 30Sm Dynamic Overwrite Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	CCO,VP	S	-17	17.19	0	-1	-100	0	D
9/15/21 15:03	9/15/21	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	CCO,VP	S	-16	15.97	0	-1	-100	0	D
8/19/21 10:00	8/18/21	NID	Nuveen Intermediate Duration Municipal Term Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	CCO,VP	S	-22	14.92	0	-2	-100	0	D
7/29/21 07:41	7/28/21	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	CCO,VP	S	-16	16.28	0	-1	-50	1	D
7/15/21 10:11	7/14/21	NAD	Nuveen Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	CCO,VP	S	-24	16.27	0	-2	-43	2	D
6/21/21 10:29	6/18/21	NEA	Nuveen Amt-Free Quality Municipal Income Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	CCO,VP	S	-32	15.54	0	-2	-67	1	D
6/11/21 15:31	6/11/21	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	CCO,VP	S	-12	17.13	0	-1	-100	0	D
4/28/21 15:11	4/28/21	NIQ	Nuveen Intermediate Duration Quality Municipal Term Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	CCO,VP	S	-37	14.70	0	-2	-100	0	D
10/14/20 11:15	10/5/20	NIQ	Nuveen Intermediate Duration Quality Municipal Term Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	S	-7	14.31	0	-1	-17	2	D
2/13/20 12:43	2/12/20	NID	Nuveen Intermediate Duration Municipal Term Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-40	14.44	0	-3	-65	2	D
1/22/20 11:14	1/21/20	NIQ	Nuveen Intermediate Duration Quality Municipal Term Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	S	-24	14.14	0	-2	-36	3	D
12/12/19 15:53	12/10/19	NZF	Nuveen Municipal Credit Income Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	S	-21	16.29	0	-1	-65	1	D
12/6/19 12:55	12/4/19	JRI	Nuveen Real Asset Income & Growth Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	S	-33	18.10	0	-2	-100	0	D
10/28/19 12:31	10/24/19	NIQ	Nuveen Intermediate Duration Quality Municipal Term Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	S	-16	13.49	0	-1	-20	5	D
9/3/19 15:17	8/29/19	NVG	Nuveen Amt-Free Municipal Credit Income Fund	MA	Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	S	-33	16.79	0	-2	-100	0	D
5/13/19 17:57	5/10/19	NBB	Nuveen Taxable Municipal Income Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	S	-18	20.82	0	-1	-100	0	D
2/19/19 17:11	2/14/19	NXP	Nuveen Select Tax Free Income Portfolio		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	S	-22	14.41	0	-2	-100	0	D
1/30/18 16:06	1/26/18	JMT	Nuveen Mortgage Opportunity Term Fund 2		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Secretar	S	-35	23.43	0	-2	-100	0	D
8/4/17 18:50	8/3/17	NID	Nuveen Intermediate Duration Municipal Term Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-16	13.63	0	-1	-22	4	D
7/26/17 18:53	7/26/17	JDD	Nuveen Diversified Dividend & Income Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-20	13.01	0	-2	-100	0	D
10/4/16 18:11	10/4/16	JRO	Nuveen Floating Rate Income Opportunity Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-11	11.08	2	-1	-100	0	D	13	21	16	9	3	3	1	-1	1	0	2	13	10
5/10/16 11:52	5/6/16	NAD	Nuveen Dividend Advantage Municipal Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-16	15.62	1	-1	-100	0	D	27	18	14	9	7	3	3	1	0	-1	-2	3	-7
4/6/16 12:55	4/5/16	NEA	Nuveen Amt-Free Municipal Income Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-14	14.45	2	-1	-100	0	D	25	11	14	6	4	4	3	2	0	1	2	6	4	-3
4/28/15 15:51	4/24/15	JGH	Nuveen Global High Income Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-12	17.27	2	-1	-100	0	D				5	2	2	0	0	0	0	1	-4	-8	-8
9/11/14 17:18	9/11/14	NIO	Nuveen Municipal Opportunity Fund Inc		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-10	14.26	2	-1	-100	0	D	7	22	8	3	3	2	1	0	-1	-1	1	2	3	3
8/18/14 15:19	8/15/14	JGT	Nuveen Diversified Currency Opportunities Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-17	11.28	0	-2	-56	1	D
8/15/14 10:24	8/13/14	JGT	Nuveen Diversified Currency Opportunities Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-6	11.26	0	-1	-16	3	D
10/1/12 16:21	9/28/12	NPP	Nuveen Performance Plus Municipal Fund Inc		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-25	16.80	2	-2	-100	0	D	26	25	12	7	5	5	3	2	0	-1	-2	-1	-4	-16
9/7/12 15:50	9/6/12	JTD	Nuveen Tax-Advantaged Dividend Growth Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-15	14.62	1	-1	-100	0	D	43	32	13	13	7	5	4	2	0	-1	1	1	10	9
7/30/12 17:02	7/26/12	JPC	Nuveen Preferred Income Opportunities Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-10	9.60	3	-1	-100	0	D	47	23	19	9	9	4	2	1	0	1	2	7	9	7
7/13/12 16:22	7/11/12	JDD	Nuveen Diversified Dividend & Income Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-12	11.76	1	-1	-100	0	D	37	12	13	3	5	3	0	-2	1	1	1	5	8	11
6/7/12 13:14	6/5/12	NPP	Nuveen Performance Plus Municipal Fund Inc		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-16	15.88	1	-1	-40	2	D	27	21	10	2	2	2	1	1	-1	0	3	4	11	0
12/14/11 14:34	12/14/11	NPP	Nuveen Performance Plus Municipal Fund Inc		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-8	15.01	1	-1	-17	3	D	24	21	14	6	5	2	1	1	1	1	4	2	9	16
12/2/11 14:27	11/30/11	NPP	Nuveen Performance Plus Municipal Fund Inc		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-7	14.85	1	-1	-14	3	D	24	14	10	6	5	3	1	1	0	0	3	8	10	21
9/16/11 13:05	9/14/11	JTD	Nuveen Tax-Advantaged Dividend Growth Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-12	11.69	1	-1	-50	1	D	32	7	-2	-4	2	3	1	3	0	-7	-1	-1	18	31
6/8/11 12:05	6/7/11	JDD	Nuveen Diversified Dividend & Income Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-12	11.70	1	-1	-50	1	D	93	31	8	5	0	-1	-1	0	-1	-1	1	-9	-6	3
6/6/11 14:54	6/2/11	JGT	Nuveen Multi-Currency Short-Term Government Income Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-15	14.94	2	-1	-24	3	D	18	21	10	9	3	2	1	0	0	0	2	2	-10
12/23/10 14:37	12/22/10	JCE	Nuveen Core Equity Alpha Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-13	13.08	1	-1	-100	0	D	78	22	16	8	2	0	0	1	-1	0	3	7	9	2
8/4/10 17:45	8/2/10	NPI	Nuveen Premium Income Municipal Fund Inc		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-22	14.71	1	-2	-100	0	D	32	27	13	9	7	3	1	1	0	1	1	-1	-10	-4
6/10/10 09:43	6/8/10	NPI	Nuveen Premium Income Municipal Fund Inc		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-21	13.79	1	-2	-50	2	D	17	18	7	3	1	1	1	0	0	1	5	9	-2	3
3/5/10 14:19	3/3/10	JSN	Nuveen Equity Premium Opportunity Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-19	13.42	2	-1	-100	0	D	8	68	17	7	3	6	2	1	0	1	2	-5	3	6
12/15/09 18:34	12/11/09	NPI	Nuveen Premium Income Municipal Fund Inc		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-13	13.31	1	-1	-25	3	D	15	57	14	0	5	2	0	0	0	1	2	6	9	3
2/9/07 18:01	2/9/07	NPP	Nuveen Performance Plus Municipal Fund Inc		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-15	15.29	1	-1	-50	1	D	17	7	6	2	3	2	1	1	0	0	0	1	-6	-2
11/30/06 11:45	11/29/06	JPC	Nuveen Preferred Convertible Income Fund		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-14	14.12	3	-1	-100	0	D	20	29	19	8	4	3	2	1	0	1	2	1	0	-14
10/24/06 16:16	10/24/06	NMO	Nuveen Municipal Market Opportunity Fund Inc		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-15	14.80	1	-1	-100	0	D	16	11	8	8	2	-1	0	1	0	1	2	4	4	-4
8/3/06 17:48	8/1/06	JQC	Nuveen Preferred Convertible Income Fund 2		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-13	12.83	4	-1	-100	0	D	14	5	8	7	6	4	3	2	0	2	4	10	14	2
6/2/06 12:52	6/2/06	JQC	Nuveen Preferred Convertible Income Fund 2		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-13	12.50	3	-1	-50	1										1	0	0	10	20	20
4/6/06 16:53	4/5/06	NMO	Nuveen Municipal Market Opportunity Fund Inc		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-15	14.63	0	-1	-50	1										0	-2	-2	-2	7	10
9/9/05 11:05	9/8/05	NPP	Nuveen Performance Plus Municipal Fund Inc		Fund	CEF	Closed-End Funds	Zimmerman Gifford R	IL	O	Chief Ad	S	-31	15.40	1	-2	-50	2	D	22	12	9	6	1	2	1	0	0	-2	-2	-6	1	4

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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