TC |
Stat |
Stk |
Ins |
Fil |
+d |
+w |
+m |
+q |
+h |
+y |
avg |
|---|---|---|---|---|---|---|---|---|---|---|---|
| P | %ret | 2 | 1 | 3 | 0 | 3 | 4 | 13 | 8 | 26 | 9 |
| P | %wins | 67 | 100 | 67 | 100 | 67 | 100 | 83 |
Filing Date |
T Date |
Ticker |
Issuer | Inc | Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1/26/16 16:39 | 1/26/16 | LM | Legg Mason, Inc. | MD | Financ | InvAdv | Investment Advice | Sullivan Joseph A | MD | DO | CB,P,CEO | P | 745 | 29.81 | 33 | 25 | 9 | 295 | D | -31 | -45 | -37 | -34 | -29 | -26 | -12 | -7 | 0 | 0 | -6 | 17 | 12 | 15 |
2/8/10 16:50 | 2/4/10 | LM | Legg Mason Inc | MD | Financ | InvAdv | Investment Advice | Sullivan Joseph A | MD | O | Sr. EVP | P.m | 1,064 | 24.98 | 33 | 43 | 24 | 219 | D | -62 | 62 | -12 | -14 | -17 | -18 | -8 | -6 | 2 | 5 | 18 | 13 | 19 | 42 |
1/19/06 17:37 | 1/17/06 | SF | Stifel Financial Corp | DE | Financ | FinTrd | Security Brokers, Dealers & F | Sullivan Joseph A | MD | DO | Dir | P.d | 2,000 | 25.00 | 3 | 80 | 70 | -1 | 4 | 1 | 8 | -8 | 21 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |