1/24/22 14:52 | 1/21/22 | TEAF | Ecofin Sustainable & Social Impact Term Fund | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 2 | 15.08 | 0 | 0 | 10 | 1 | D | | | | | | | | | | | | | | |
1/24/22 14:48 | 1/21/22 | NDP | Tortoise Energy Independence Fund, Inc. | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 3 | 25.40 | 0 | 0 | 8 | 1 | D | | | | | | | | | | | | | | |
1/24/22 14:45 | 1/21/22 | TTP | Tortoise Pipeline & Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 3 | 25.50 | 0 | 0 | 12 | 1 | D | | | | | | | | | | | | | | |
1/24/22 14:42 | 1/21/22 | TPZ | Tortoise Power & Energy Infrastructure Fund Inc | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 1 | 14.16 | 0 | 0 | 5 | 2 | D | | | | | | | | | | | | | | |
1/24/22 14:40 | 1/21/22 | NTG | Tortoise Midstream Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 3 | 32.77 | 0 | 0 | 16 | 1 | D | | | | | | | | | | | | | | |
1/24/22 14:36 | 1/21/22 | TYG | Tortoise Energy Infrastructure Corp | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 3 | 29.31 | 0 | 0 | 9 | 1 | D | | | | | | | | | | | | | | |
7/20/20 11:09 | 7/17/20 | TEAF | Tortoise Essential Assets Income Term Fund | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 11 | 11.11 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
7/20/20 11:03 | 7/16/20 | TPZ | Tortoise Power & Energy Infrastructure Fund Inc | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 8 | 9.04 | 0 | 1 | 80 | 2 | D | | | | | | | | | | | | | | |
7/13/20 17:01 | 7/10/20 | NDP | Tortoise Energy Independence Fund, Inc. | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 4 | 11.04 | 0 | 0 | 44 | 1 | D | | | | | | | | | | | | | | |
7/13/20 16:59 | 7/10/20 | TTP | Tortoise Pipeline & Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 8 | 13.53 | 0 | 1 | 223 | 1 | D | | | | | | | | | | | | | | |
7/13/20 16:57 | 7/10/20 | NTG | Tortoise Midstream Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 8 | 16.24 | 0 | 0 | 350 | 1 | D | | | | | | | | | | | | | | |
7/13/20 16:54 | 7/10/20 | TYG | Tortoise Energy Infrastructure Corp | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 11 | 15.35 | 0 | 1 | 191 | 1 | D | | | | | | | | | | | | | | |
9/5/19 09:29 | 9/4/19 | NDP | Tortoise Energy Independence Fund, Inc. | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 20 | 4.03 | 0 | 5 | 295 | 7 | D | | | | | | | | | | | | | | |
12/10/15 19:12 | 12/10/15 | TTP | Tortoise Pipeline & Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 5 | 13.82 | 2 | 0 | 54 | 1 | D | -43 | -51 | -47 | -36 | -30 | -23 | -23 | -12 | -4 | -6 | -11 | 6 | 40 | 75 |
12/10/15 19:11 | 12/10/15 | NDP | Tortoise Energy Independence Fund, Inc. | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 10 | 11.29 | 1 | 1 | 108 | 2 | D | -41 | -36 | -37 | -16 | -15 | -14 | -13 | -7 | -4 | -2 | -15 | 3 | 37 | 59 |
12/10/15 19:10 | 12/10/15 | TPZ | Tortoise Power & Energy Infrastructure Fund Inc | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 5 | 16.12 | 1 | 0 | 40 | 1 | D | -22 | -31 | -35 | -21 | -22 | -14 | -14 | -3 | -4 | 0 | -5 | 4 | 26 | 44 |
12/10/15 19:09 | 12/10/15 | NTG | Tortoise Mlp Fund, Inc. | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 5 | 14.98 | 9 | 0 | 46 | 1 | D | -33 | -39 | -32 | -24 | -12 | -9 | -8 | -3 | -8 | -6 | 0 | 14 | 29 | 39 |
12/10/15 19:07 | 12/10/15 | TYG | Tortoise Energy Infrastructure Corp | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 26 | 24.25 | 16 | 1 | 232 | 2 | D | -44 | -42 | -38 | -28 | -16 | -17 | -11 | -3 | -7 | -1 | -2 | 5 | 29 | 40 |
2/14/14 17:19 | 2/14/14 | TYG | Tortoise Energy Infrastructure Corp | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 10 | 44.02 | 6 | 0 | New | 0 | D | 21 | 5 | 2 | -5 | -7 | 1 | 3 | -2 | 1 | 1 | 7 | 13 | 13 | 7 |
2/14/14 17:17 | 2/14/14 | TYY | Tortoise Energy Capital Corp | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 5 | 32.48 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
2/14/14 17:14 | 2/14/14 | TYN | Tortoise North American Energy Corp | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 5 | 28.59 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
2/14/14 17:12 | 2/14/14 | TPZ | Tortoise Power & Energy Infrastructure Fund Inc | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 20 | 25.69 | 0 | 1 | New | 1 | D | 12 | 2 | 2 | 7 | 1 | 1 | 2 | 1 | 0 | 0 | 0 | 6 | 16 | 13 |
2/14/14 17:09 | 2/14/14 | NTG | Tortoise Mlp Fund, Inc. | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 20 | 27.48 | 2 | 1 | New | 1 | D | 17 | 7 | 0 | 5 | 1 | 1 | 1 | 2 | -1 | -1 | -1 | 2 | 11 | 1 |
2/14/14 16:10 | 2/14/14 | TTP | Tortoise Pipeline & Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 20 | 28.75 | 1 | 1 | New | 1 | D | 30 | 11 | 2 | 3 | 1 | 4 | 5 | 2 | 0 | 1 | 1 | 11 | 24 | 9 |
2/14/14 16:02 | 2/14/14 | NDP | Tortoise Energy Independence Fund, Inc. | | Fund | CEF | Closed-End Funds | Berney Rand C | KS | D | | P | 20 | 24.77 | 1 | 1 | New | 1 | D | | 7 | 6 | 0 | 0 | 2 | 2 | 1 | 1 | 0 | 0 | 8 | 12 | -7 |
5/19/08 18:51 | 5/15/08 | COP | Conocophillips | DE | Energy | OilRef | Petroleum Refining | Berney Rand C | TX | O | VP,Contr | S | -308 | 88.88 | 33 | -3 | -6 | 51 | D | 49 | 28 | 17 | 17 | 17 | 9 | 5 | 4 | 1 | -1 | 4 | -15 | -46 | -50 |
5/19/08 18:48 | 5/15/08 | COP | Conocophillips | DE | Energy | OilRef | Petroleum Refining | Berney Rand C | TX | O | VP,Contr | M.d | 1,921 | 26.76 | 33 | 72 | | 52 | D | 49 | 28 | 17 | 17 | 17 | 9 | 5 | 4 | 1 | -1 | 4 | -15 | -46 | -50 |
5/19/08 18:48 | 5/15/08 | COP | Conocophillips | DE | Energy | OilRef | Petroleum Refining | Berney Rand C | TX | O | VP,Contr | S.d | -4,957 | 89.15 | 33 | -56 | -52 | 52 | D | 49 | 28 | 17 | 17 | 17 | 9 | 5 | 4 | 1 | -1 | 4 | -15 | -46 | -50 |
5/15/07 16:53 | 5/11/07 | COP | Conocophillips | DE | Energy | OilRef | Petroleum Refining | Berney Rand C | TX | O | VP,Contr | M.d | 712 | 23.06 | 33 | 31 | 298 | 41 | D | 40 | 8 | 14 | 8 | 4 | 2 | 1 | 1 | 2 | 8 | 11 | 13 | 19 | 28 |
5/15/07 16:53 | 5/11/07 | COP | Conocophillips | DE | Energy | OilRef | Petroleum Refining | Berney Rand C | TX | O | VP,Contr | S.d | -1,615 | 70.37 | 33 | -23 | -36 | 41 | D | 40 | 8 | 14 | 8 | 4 | 2 | 1 | 1 | 2 | 8 | 11 | 13 | 19 | 28 |
8/17/05 16:16 | 8/15/05 | COP | Conocophillips | DE | Energy | OilRef | Petroleum Refining | Berney Rand C | TX | O | VP,Contr | M.d | 254 | 19.94 | 33 | 13 | 57 | 35 | M | 146 | 81 | 28 | 30 | 7 | 3 | 1 | -3 | 0 | 2 | 9 | 3 | -4 | 10 |
11/29/04 14:47 | 11/24/04 | COP | Conocophillips | DE | Energy | OilRef | Petroleum Refining | Berney Rand C | TX | O | VP,Contr | M.d | 343 | 44.92 | 33 | 8 | 47 | 24 | D | 97 | 62 | 26 | 24 | 8 | 2 | 5 | 2 | 0 | -4 | -4 | 23 | 20 | 45 |
8/11/04 09:48 | 8/9/04 | COP | Conocophillips | DE | Energy | OilRef | Petroleum Refining | Berney Rand C | TX | O | VP,Contr | M.d | 93 | 31.44 | 33 | 3 | 17 | 20 | D | 54 | 41 | 14 | 5 | -1 | -4 | -6 | -2 | -1 | -2 | 5 | 18 | 31 | 78 |
11/24/03 17:54 | 11/20/03 | COP | Conocophillips | DE | Energy | OilRef | Petroleum Refining | Berney Rand C | TX | O | VP,Contr | M | 52 | 31.50 | 33 | 2 | 12 | 15 | D | 10 | 17 | 5 | 5 | -2 | -1 | -1 | -1 | 0 | 1 | 11 | 21 | 31 | 61 |