NDP - Tortoise Energy Independence Fund, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	14	44	-0	1	1	0	2	9	2
P	%wins				68	70	66	42	44	69	60

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/10/24 15:33	1/9/24	NDP	Fund	CEF	Closed-End Funds	Ciccotello Conrad S	KS	D		P	12	29.38	0	0	22	2	D
2/28/23 17:12	2/28/23	NDP	Fund	CEF	Closed-End Funds	Ciccotello Conrad S	KS	D		P	6	29.46	0	0	14	2	D
9/27/22 12:25	9/26/22	NDP	Fund	CEF	Closed-End Funds	Ciccotello Conrad S	KS	D		P	8	27.36	0	0	27	1	D
6/17/22 12:40	6/17/22	NDP	Fund	CEF	Closed-End Funds	Paquette Jennifer	KS	D		P	1	27.80	0	0	16	0	D
6/6/22 12:39	9/8/21	NDP	Fund	CEF	Closed-End Funds	Gopal Shobana	KS	O	VP	S	0	19.16	0	0	-1	0	D
3/21/22 14:00	3/21/22	NDP	Fund	CEF	Closed-End Funds	Paquette Jennifer	KS	D		P	1	28.55	0	0	19	0	D
2/2/22 18:27	2/2/22	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	3	27.84	0	0	6	2	D
1/26/22 17:28	1/26/22	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	3	26.07	0	0	6	2	D
1/25/22 16:38	1/24/22	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P.m	5	24.74	0	0	14	2	D
1/25/22 13:11	1/24/22	NDP	Fund	CEF	Closed-End Funds	Paquette Jennifer	KS	D		P	1	24.82	0	0	24	0	D
1/25/22 10:49	1/21/22	NDP	Fund	CEF	Closed-End Funds	Adams P. Bradley	KS	O	CEO	P	3	25.41	0	0	47	0	D
1/24/22 18:07	1/21/22	NDP	Fund	CEF	Closed-End Funds	Ciccotello Conrad S	KS	D		P	10	25.69	0	0	60	1	D
1/24/22 16:51	1/21/22	NDP	Fund	CEF	Closed-End Funds	Sallee Matthew	KS	H	Member o	P	3	25.62	0	0	161	0	I
1/24/22 15:12	1/21/22	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	3	25.39	0	0	8	1	D
1/24/22 14:48	1/21/22	NDP	Fund	CEF	Closed-End Funds	Berney Rand C	KS	D		P	3	25.40	0	0	8	1	D
1/24/22 14:30	1/21/22	NDP	Fund	CEF	Closed-End Funds	Herger Alexandra	KS	D		P	3	25.63	0	0	80	0	D
1/24/22 10:42	1/21/22	NDP	Fund	CEF	Closed-End Funds	Kessens Brian Alan	KS	H	Member o	P	3	25.34	0	0	27	0	D
10/5/21 14:42	10/4/21	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	D		P	2	22.78	0	0	8	1	D
8/12/21 17:14	8/12/21	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	D		P	2	20.27	0	0	9	1	D
4/30/21 17:59	4/30/21	NDP	Fund	CEF	Closed-End Funds	Aristides Capital LLC	OH	T		P	3,545	18.30	0	194		110	I
2/16/21 13:08	2/11/21	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	D		P	2	15.78	0	0	10	1	D
10/29/20 17:23	10/27/20	NDP	Fund	CEF	Closed-End Funds	Aristides Capital LLC	OH	T		P.m	245	9.99	0	25	9	304	I
10/27/20 15:13	10/22/20	NDP	Fund	CEF	Closed-End Funds	Aristides Capital LLC	OH	T		P.am	404	10.58	0	38	16	280	I
10/26/20 19:58	10/22/20	NDP	Fund	CEF	Closed-End Funds	Aristides Capital LLC	OH	T		P.m	404	10.58	0	38	16	280	I
10/21/20 17:44	10/19/20	NDP	Fund	CEF	Closed-End Funds	Aristides Capital LLC	OH	T		P.m	57	10.45	0	5	2	241	I
10/16/20 17:51	10/14/20	NDP	Fund	CEF	Closed-End Funds	Aristides Capital LLC	OH	T		P.m	70	10.79	0	7	3	236	I
10/13/20 18:28	10/8/20	NDP	Fund	CEF	Closed-End Funds	Aristides Capital LLC	OH	T		P.m	177	10.66	0	17	8	229	I
10/13/20 08:53	10/5/20	NDP	Fund	CEF	Closed-End Funds	Aristides Capital LLC	OH	T		P.am	282	10.08	0	28	15	213	I
10/7/20 19:23	10/5/20	NDP	Fund	CEF	Closed-End Funds	Aristides Capital LLC	OH	T		P.m	282	10.08	0	28	15	213	I
7/20/20 12:26	7/16/20	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	D		P	1	11.70	0	0	11	1	D
7/13/20 17:01	7/10/20	NDP	Fund	CEF	Closed-End Funds	Berney Rand C	KS	D		P	4	11.04	0	0	44	1	D
4/21/20 15:51	4/21/20	NDP	Fund	CEF	Closed-End Funds	Ciccotello Conrad S	KS	D		P	2	1.26	0	1	29	5	D
2/28/20 16:51	2/27/20	NDP	Fund	CEF	Closed-End Funds	Paquette Jennifer	KS	D		P	0	2.82	0	0	14	1	D
2/27/20 14:42	2/27/20	NDP	Fund	CEF	Closed-End Funds	Ciccotello Conrad S	KS	D		P	3	2.77	0	1	32	4	D
1/6/20 17:05	1/3/20	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	0	4.36	0	0	1	7	D
10/10/19 09:43	10/9/19	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	0	3.77	0	0	1	7	D
9/5/19 09:29	9/4/19	NDP	Fund	CEF	Closed-End Funds	Berney Rand C	KS	D		P	20	4.03	0	5	295	7	D
8/16/19 14:02	8/16/19	NDP	Fund	CEF	Closed-End Funds	Kessens Brian Alan	KS	H	Member o	P	10	4.16	0	3	500	3	D
8/16/19 13:06	8/16/19	NDP	Fund	CEF	Closed-End Funds	Adams P. Bradley	KS	O	CEO,Prin	P	1	4.15	0	0	15	2	D
8/15/19 13:31	8/14/19	NDP	Fund	CEF	Closed-End Funds	Paquette Jennifer	KS	D		P	0	4.15	0	0	17	1	D
8/12/19 17:30	8/12/19	NDP	Fund	CEF	Closed-End Funds	Ciccotello Conrad S	KS	D		P	9	4.30	0	2	182	3	D
8/12/19 17:06	8/12/19	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	0	4.29	0	0	1	7	D
6/6/19 13:46	6/6/19	NDP	Fund	CEF	Closed-End Funds	Paquette Jennifer	KS	D		P	2	7.53	0	0	53	1	D
4/8/19 09:06	4/5/19	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	1	8.50	0	0	1	7	D
1/11/19 16:02	1/11/19	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	1	8.52	0	0	1	7	D
11/14/18 15:00	11/14/18	NDP	Fund	CEF	Closed-End Funds	Ciccotello Conrad S	KS	D		P	1	9.82	0	0	10	1	D
11/9/18 17:25	11/8/18	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	1	10.65	0	0	2	7	D
11/8/18 14:24	11/8/18	NDP	Fund	CEF	Closed-End Funds	Thummel Robert Joseph Jr.	KS	OH	P	P	10	10.97	0	1	43	3	D
8/13/18 10:37	8/9/18	NDP	Fund	CEF	Closed-End Funds	Paquette Jennifer	KS	D		P	5	13.14	0	0	New	0	D
7/6/18 12:15	7/6/18	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	D		P	1	12.64	0	0	2	7	D
1/8/18 16:19	9/1/17	NDP	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	P.m	12	12.75	0	1	7	14	M
11/24/17 11:35	11/22/17	NDP	Fund	CEF	Closed-End Funds	Kessens Brian Alan	KS	H	Member o	P	2	12.44	0	0	54	1	D
7/11/17 17:55	7/10/17	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	1	13.25	0	0	2	7	D
4/12/17 14:48	4/12/17	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	2	16.64	1	0	2	7	D	-1	53	9	2	0	9	1	1	0	-5	-5
1/13/17 15:12	9/1/16	NDP	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	P.m	10	15.75	1	1	6	12	M	14	118	16	10	7	4	0	1	0	-1	0	0
1/5/17 18:10	1/5/17	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	2	16.68	1	0	2	6	D	14	70	21	10	5	4	2	2	1	2	0	2
10/5/16 15:38	10/5/16	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	2	15.96	1	0	2	6	D	-18	31	50	10	-1	2	3	0	1	1	-5	10	11
7/5/16 12:10	7/5/16	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	1	14.75	1	0	2	6	D	-34	-2	44	41	13	7	3	3	-2	-1	-4	9	16
4/11/16 11:39	4/8/16	NDP	Fund	CEF	Closed-End Funds	Sallee Matthew	KS	H	Member o	P	6	11.56	1	1	New	1	D	-44	-37	-16	19	18	0	2	7	1	4	11	33	46	62
4/4/16 18:05	4/4/16	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	1	10.96	1	0	2	6	D	-45	-36	-3	7	20	1	-3	1	-1	5	19	40	52	67
1/6/16 15:54	1/6/16	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	DH	Member o	P	1	10.71	2	0	2	6	D	-46	-33	-33	-15	-12	7	0	3	-5	-17	-8	3	40	70
12/17/15 15:38	12/17/15	NDP	Fund	CEF	Closed-End Funds	Ciccotello Conrad S	KS	D		P	2	10.66	2	0	25	1	D	-44	-29	-38	-20	-23	-16	-4	2	-5	3	-22	9	39	66
12/10/15 19:11	12/10/15	NDP	Fund	CEF	Closed-End Funds	Berney Rand C	KS	D		P	10	11.29	1	1	108	2	D	-41	-36	-37	-16	-15	-14	-13	-7	-4	-2	-15	3	37	59
12/4/15 15:11	12/4/15	NDP	Fund	CEF	Closed-End Funds	Ciccotello Conrad S	KS	D		P	1	12.58	1	0	14	1	D	-38	-36	-30	-9	-11	-4	-1	-4	-2	-11	-10	-7	21	44
10/5/15 09:33	10/2/15	NDP	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	P	19	12.57	1	2	16	11	M	-38	-40	-33	-22	-3	-2	0	7	5	17	11	-12	-11	38
9/29/15 19:48	9/28/15	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	D		P	1	12.55	1	0	2	6	D	-40	-45	-33	-29	-17	-13	-10	-4	2	12	11	-8	-1	39
9/29/15 10:12	9/28/15	NDP	Fund	CEF	Closed-End Funds	Ciccotello Conrad S	KS	D		P	1	12.72	1	0	17	1	D	-40	-45	-33	-29	-17	-13	-10	-4	-3	9	8	-11	-3	37
9/28/15 18:36	9/25/15	NDP	Fund	CEF	Closed-End Funds	Kessens Brian Alan	KS	H	Member o	P	3	13.19	1	0	160	0	D	-37	-42	-30	-26	-13	-7	-6	-2	-3	4	11	-7	-5	36
8/28/15 12:34	8/28/15	NDP	Fund	CEF	Closed-End Funds	Thummel Robert Joseph Jr.	KS	O	P	P	3	14.23	1	0	11	2	D	-32	-46	-32	-28	-18	-9	-9	6	6	5	-7	-1	-23	31
8/17/15 15:23	8/17/15	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	D		P	20	15.84	2	1	27	6	D	-25	-37	-24	-24	-10	-9	2	2	0	-11	-11	-11	-36	17
8/4/15 16:54	8/4/15	NDP	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	P	10	16.23	1	1	4	14	M	-22	-34	-16	-21	-12	-6	-6	-5	-5	-4	-10	-8	-33	3
7/2/15 10:47	7/1/15	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	D		P	2	17.97	1	0	2	5	D	-14	-32	-2	-8	-10	-7	-4	-3	-2	-1	-7	-28	-35	-4
4/8/15 12:37	4/7/15	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	D		P	2	20.86	1	0	2	5	D	-1	-11	-10	14	-2	7	5	4	-2	3	1	-12	-30	-39
3/23/15 09:47	3/20/15	NDP	Fund	CEF	Closed-End Funds	Herger Alexandra	KS	D		P	20	19.82	1	1	New	1	D	-4	-14	-21	9	-7	-7	-4	1	1	1	8	-4	-27	-34
3/3/15 09:43	2/27/15	NDP	Fund	CEF	Closed-End Funds	Matlack Terry	KS	DO	CEO	P	43	21.26	1	2	38	7	I	2	-7	-20	-6	13	1	0	-2	1	1	-5	-6	-28	-46
1/28/15 16:22	1/27/15	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	D		P	2	19.95	3	0	2	5	D	-4	-11	-25	-13	14	8	6	-1	0	9	13	12	-7	-45
12/24/14 12:31	12/24/14	NDP	Fund	CEF	Closed-End Funds	Ciccotello Conrad S	KS	D		P	2	19.08	4	0	20	1	D	1	-16	-28	-22	-16	-11	10	4	-1	-2	3	5	-1	-35
11/20/14 17:47	11/19/14	NDP	Fund	CEF	Closed-End Funds	Matlack Terry	KS	DO	CEO	P	52	22.99	2	2	74	5	I	21	2	-8	-13	4	2	0	-1	1	-1	-17	-6	-10	-36
10/31/14 17:16	10/30/14	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	D		P	2	23.15	3	0	2	5	D	10	-1	-7	-12	-10	4	-1	2	0	-2	-6	-11	-5	-33
10/16/14 15:32	10/16/14	NDP	Fund	CEF	Closed-End Funds	Thummel Robert Joseph Jr.	KS	H	Member o	P	11	22.20	3	1	36	2	D	-2	-8	-14	-22	-20	-14	-11	-4	4	9	11	-10	5	-22
10/15/14 14:57	10/14/14	NDP	Fund	CEF	Closed-End Funds	Matlack Terry	KS	DO	CEO	P	20	20.93	3	1	45	3	I	-4	-11	-15	-24	-23	-18	-14	-9	3	13	15	-7	9	-21
2/14/14 16:02	2/14/14	NDP	Fund	CEF	Closed-End Funds	Berney Rand C	KS	D		P	20	24.77	1	1	New	1	D		7	6	0	0	2	2	1	1	0	0	8	12	-7
12/11/13 10:50	12/10/13	NDP	Fund	CEF	Closed-End Funds	Thummel Robert Joseph Jr.	KS	H	Member o	P	9	23.34	1	0	40	1	D		13	1	-3	-6	-4	-3	-2	0	0	6	5	21	-14
9/24/13 17:57	9/24/13	NDP	Fund	CEF	Closed-End Funds	Hamel Zachary A	KS	O	P	P	24	24.46	1	1	New	1	D		4	5	6	2	1	-1	-1	0	0	4	1	4	11
4/17/13 15:41	4/16/13	NDP	Fund	CEF	Closed-End Funds	Matlack Terry	KS	DO	CEO	P	2	23.60	1	0	5	2	I			-1	3	-2	-2	-2	-3	-1	1	6	5	10	15
12/28/12 16:16	12/27/12	NDP	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P.m	130	21.46	2	6	605	7	M				-12	-5	0	1	-2	1	6	14	16	14	27
12/27/12 15:35	12/27/12	NDP	Fund	CEF	Closed-End Funds	Adams P. Bradley	KS	O	CFO	P	9	21.49	2	0	178	1	D				-11	-8	0	2	0	-1	2	10	13	12	22
12/21/12 12:29	12/20/12	NDP	Fund	CEF	Closed-End Funds	Graham John R	KS	D		P	66	21.91	2	3	294	4	D				-11	-8	-2	0	2	1	-3	10	12	10	19
9/7/12 17:58	9/7/12	NDP	Fund	CEF	Closed-End Funds	Heath Charles E	KS	D		P	25	25.09	1	1	New	1	D						-3	-2	-1	0	0	0	-10	0	6
8/8/12 16:54	8/8/12	NDP	Fund	CEF	Closed-End Funds	Ciccotello Conrad S	KS	D		P	13	25.65	3	1	New	1	D							3	2	0	0	-3	-6	-3	0
7/31/12 13:25	7/31/12	NDP	Fund	CEF	Closed-End Funds	Schulte David J	KS	O	SVP	P	25	25.00	10	1	New	1	D									0	2	0	-2	-1	3
7/31/12 13:23	7/31/12	NDP	Fund	CEF	Closed-End Funds	Birzer H Kevin	KS	D		P	113	25.00	10	5	New	5	M									0	2	0	-2	-1	3
7/31/12 13:21	7/31/12	NDP	Fund	CEF	Closed-End Funds	Matlack Terry	KS	O	CEO	P	50	25.00	10	2	New	2	I									0	2	0	-2	-1	3
7/31/12 13:18	7/31/12	NDP	Fund	CEF	Closed-End Funds	Thummel Robert Joseph Jr.	KS	H	Member o	P	25	25.00	10	1	New	1	D									0	2	0	-2	-1	3
7/31/12 13:16	7/31/12	NDP	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	25	25.00	10	1	New	1	D									0	2	0	-2	-1	3
7/31/12 13:13	7/31/12	NDP	Fund	CEF	Closed-End Funds	Graham John R	KS	D		P	25	25.00	10	1	New	1	I									0	2	0	-2	-1	3
7/31/12 13:10	7/27/12	NDP	Fund	CEF	Closed-End Funds	Adams P. Bradley	KS	O	CFO	P	6	24.91	10	0	New	0	D									0	2	0	-2	-1	3

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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