5/24/19 11:19 | 5/24/19 | TEAF | Tortoise Essential Assets Income Term Fund | | Fund | CEF | Closed-End Funds | Thummel Robert Joseph Jr. | KS | H | Member o | P | 24 | 18.75 | 0 | 1 | 104 | 3 | D | | | | | | | | | | | | | | |
3/28/19 20:43 | 3/27/19 | TEAF | Tortoise Essential Assets Income Term Fund | | Fund | CEF | Closed-End Funds | Thummel Robert Joseph Jr. | KS | H | Member o | P | 25 | 20.00 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
11/8/18 14:24 | 11/8/18 | NDP | Tortoise Energy Independence Fund, Inc. | | Fund | CEF | Closed-End Funds | Thummel Robert Joseph Jr. | KS | OH | P | P | 10 | 10.97 | 0 | 1 | 43 | 3 | D | | | | | | | | | | | | | | |
11/8/18 14:16 | 11/8/18 | TYG | Tortoise Energy Infrastructure Corp | | Fund | CEF | Closed-End Funds | Thummel Robert Joseph Jr. | KS | H | Member o | P | 10 | 25.46 | 0 | 0 | 40 | 1 | D | | | | | | | | | | | | | | |
11/30/17 15:53 | 11/30/17 | NTG | Tortoise Mlp Fund, Inc. | | Fund | CEF | Closed-End Funds | Thummel Robert Joseph Jr. | KS | H | Member o | P | 10 | 15.55 | 0 | 1 | 108 | 1 | D | | | | | | | | | | | | | | |
12/9/15 15:10 | 12/9/15 | NTG | Tortoise Mlp Fund, Inc. | | Fund | CEF | Closed-End Funds | Thummel Robert Joseph Jr. | KS | H | Member o | P | 6 | 14.73 | 8 | 0 | 200 | 1 | D | -37 | -40 | -35 | -27 | -11 | -12 | -10 | -9 | 4 | -3 | 7 | 13 | 38 | 44 |
8/28/15 12:34 | 8/28/15 | NDP | Tortoise Energy Independence Fund, Inc. | | Fund | CEF | Closed-End Funds | Thummel Robert Joseph Jr. | KS | O | P | P | 3 | 14.23 | 1 | 0 | 11 | 2 | D | -32 | -46 | -32 | -28 | -18 | -9 | -9 | 6 | 6 | 5 | -7 | -1 | -23 | 31 |
7/27/15 14:51 | 7/27/15 | TTP | Tortoise Pipeline & Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Thummel Robert Joseph Jr. | KS | H | Member o | P | 6 | 23.05 | 1 | 0 | New | 0 | D | -13 | -31 | -15 | -22 | -11 | -8 | -9 | -2 | 0 | 2 | -12 | -8 | -48 | -9 |
12/19/14 17:42 | 1/3/14 | TYN | Tortoise North American Energy Corp | | Fund | CEF | Closed-End Funds | Thummel Robert Joseph Jr. | KS | O | P | S | 0 | 27.49 | 0 | 0 | -100 | 0 | D | | | | | | | | | | | | | | |
10/16/14 15:32 | 10/16/14 | NDP | Tortoise Energy Independence Fund, Inc. | | Fund | CEF | Closed-End Funds | Thummel Robert Joseph Jr. | KS | H | Member o | P | 11 | 22.20 | 3 | 1 | 36 | 2 | D | -2 | -8 | -14 | -22 | -20 | -14 | -11 | -4 | 4 | 9 | 11 | -10 | 5 | -22 |
12/11/13 10:50 | 12/10/13 | NDP | Tortoise Energy Independence Fund, Inc. | | Fund | CEF | Closed-End Funds | Thummel Robert Joseph Jr. | KS | H | Member o | P | 9 | 23.34 | 1 | 0 | 40 | 1 | D | | 13 | 1 | -3 | -6 | -4 | -3 | -2 | 0 | 0 | 6 | 5 | 21 | -14 |
7/31/12 13:18 | 7/31/12 | NDP | Tortoise Energy Independence Fund, Inc. | | Fund | CEF | Closed-End Funds | Thummel Robert Joseph Jr. | KS | H | Member o | P | 25 | 25.00 | 10 | 1 | New | 1 | D | | | | | | | | | 0 | 2 | 0 | -2 | -1 | 3 |