1/24/22 10:42 | 1/21/22 | NDP | Tortoise Energy Independence Fund, Inc. | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | H | Member o | P | 3 | 25.34 | 0 | 0 | 27 | 0 | D | | | | | | | | | | | | | | |
1/24/22 10:39 | 1/21/22 | TTP | Tortoise Pipeline & Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | OH | P | P | 3 | 25.34 | 0 | 0 | 13 | 1 | D | | | | | | | | | | | | | | |
1/24/22 10:35 | 1/21/22 | TPZ | Tortoise Power & Energy Infrastructure Fund Inc | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | OH | P | P | 1 | 13.99 | 0 | 0 | 5 | 2 | D | | | | | | | | | | | | | | |
1/24/22 10:32 | 1/21/22 | NTG | Tortoise Midstream Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | H | Member o | P | 3 | 32.52 | 0 | 0 | 18 | 1 | D | | | | | | | | | | | | | | |
1/24/22 10:28 | 1/21/22 | TYG | Tortoise Energy Infrastructure Corp | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | H | Member o | P | 3 | 29.00 | 0 | 0 | 25 | 1 | D | | | | | | | | | | | | | | |
9/2/20 10:41 | 9/2/20 | TYG | Tortoise Energy Infrastructure Corp | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | H | Member o | P | 2 | 16.31 | 0 | 0 | 60 | 0 | D | | | | | | | | | | | | | | |
2/19/20 17:55 | 2/19/20 | NTG | Tortoise Midstream Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | H | Member o | P | 10 | 9.96 | 0 | 1 | 23 | 5 | D | | | | | | | | | | | | | | |
2/19/20 17:53 | 2/19/20 | TYG | Tortoise Energy Infrastructure Corp | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | H | Member o | P | 8 | 16.73 | 0 | 1 | 100 | 1 | D | | | | | | | | | | | | | | |
8/16/19 14:02 | 8/16/19 | NDP | Tortoise Energy Independence Fund, Inc. | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | H | Member o | P | 10 | 4.16 | 0 | 3 | 500 | 3 | D | | | | | | | | | | | | | | |
8/16/19 13:59 | 8/16/19 | TTP | Tortoise Pipeline & Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | OH | P | P | 13 | 12.80 | 0 | 1 | 50 | 3 | D | | | | | | | | | | | | | | |
1/3/19 14:23 | 1/3/19 | TTP | Tortoise Pipeline & Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | OH | P | P | 11 | 12.81 | 0 | 1 | 74 | 2 | D | | | | | | | | | | | | | | |
1/3/19 14:21 | 1/3/19 | TPZ | Tortoise Power & Energy Infrastructure Fund Inc | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | OH | P | P | 16 | 16.30 | 0 | 1 | 100 | 2 | D | | | | | | | | | | | | | | |
12/6/18 18:08 | 12/6/18 | NTG | Tortoise Mlp Fund, Inc. | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | H | Member o | P | 40 | 13.30 | 0 | 3 | 207 | 4 | D | | | | | | | | | | | | | | |
11/24/17 11:35 | 11/22/17 | NDP | Tortoise Energy Independence Fund, Inc. | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | H | Member o | P | 2 | 12.44 | 0 | 0 | 54 | 1 | D | | | | | | | | | | | | | | |
11/24/17 11:33 | 11/22/17 | TPZ | Tortoise Power & Energy Infrastructure Fund Inc | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | OH | P | P | 6 | 19.93 | 0 | 0 | 39 | 1 | D | | | | | | | | | | | | | | |
11/24/17 11:31 | 11/22/17 | TYG | Tortoise Energy Infrastructure Corp | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | H | Member o | P | 9 | 25.53 | 0 | 0 | 213 | 1 | D | | | | | | | | | | | | | | |
2/19/16 11:47 | 2/18/16 | NTG | Tortoise Mlp Fund, Inc. | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | H | Member o | P | 5 | 14.30 | 4 | 0 | 48 | 1 | D | -37 | -38 | -23 | -11 | -9 | 3 | 10 | 12 | -1 | 3 | 14 | 27 | 41 | 59 |
2/19/16 11:45 | 2/18/16 | TTP | Tortoise Pipeline & Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | OH | P | P | 5 | 11.42 | 1 | 0 | 62 | 1 | D | -53 | -56 | -47 | -32 | -13 | -7 | 6 | 13 | -3 | 3 | 29 | 48 | 75 | 99 |
2/19/16 11:44 | 2/18/16 | TPZ | Tortoise Power & Energy Infrastructure Fund Inc | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | OH | P | P | 5 | 14.61 | 1 | 0 | 95 | 1 | D | -31 | -39 | -34 | -20 | -8 | -3 | 7 | 12 | 0 | 1 | 17 | 31 | 47 | 64 |
12/3/15 14:29 | 12/2/15 | TPZ | Tortoise Power & Energy Infrastructure Fund Inc | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | O | P | P | 3 | 18.00 | 1 | 0 | 68 | 0 | D | -14 | -26 | -28 | -12 | -14 | -3 | -1 | -1 | -3 | -11 | -6 | -6 | 11 | 28 |
12/3/15 14:28 | 12/2/15 | TTP | Tortoise Pipeline & Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | O | P | P | 3 | 17.00 | 1 | 0 | 27 | 1 | D | -30 | -40 | -33 | -19 | -18 | -6 | -3 | -2 | -5 | -21 | -14 | -15 | 11 | 41 |
12/3/15 14:25 | 12/2/15 | TYG | Tortoise Energy Infrastructure Corp | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | H | Member o | P | 3 | 25.54 | 12 | 0 | 167 | 0 | D | -43 | -40 | -35 | -26 | -17 | -9 | -6 | -4 | -2 | -7 | 10 | 7 | 25 | 31 |
9/28/15 18:38 | 9/25/15 | TTP | Tortoise Pipeline & Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | O | P | P | 5 | 19.46 | 2 | 0 | 81 | 1 | D | -19 | -39 | -28 | -24 | -14 | -11 | -6 | -3 | -6 | 2 | 5 | -20 | -19 | 21 |
9/28/15 18:36 | 9/25/15 | NDP | Tortoise Energy Independence Fund, Inc. | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | H | Member o | P | 3 | 13.19 | 1 | 0 | 160 | 0 | D | -37 | -42 | -30 | -26 | -13 | -7 | -6 | -2 | -3 | 4 | 11 | -7 | -5 | 36 |
9/28/15 18:33 | 9/25/15 | TPZ | Tortoise Power & Energy Infrastructure Fund Inc | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | O | P | P | 3 | 20.20 | 0 | 0 | 132 | 0 | D | -6 | -21 | -23 | -18 | -15 | -6 | -3 | -4 | -3 | 4 | 8 | -7 | -5 | 26 |
7/24/15 15:41 | 7/24/15 | TTP | Tortoise Pipeline & Energy Fund, Inc. | | Fund | CEF | Closed-End Funds | Kessens Brian Alan | KS | O | P | P | 5 | 23.15 | 1 | 0 | 244 | 0 | D | -14 | -31 | -16 | -22 | -14 | -9 | -10 | -5 | 0 | 3 | -6 | -5 | -46 | -6 |