Malvey Kenneth P - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	8	1	36	0	1	3	3	6	8	4
P	%wins				81	64	78	69	74	76	74
S	%ret	3	1	4	1	1	1	7	3	-12	0
S	%wins				50	50	50	0	50	25	38

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/8/18 16:19	9/1/17	NDP	Tortoise Energy Independence Fund, Inc.	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	P.m	12	12.75	0	1	7	14	M
1/8/18 16:16	9/1/17	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	P.m	16	27.44	0	1	3	18	M
1/8/18 16:16	12/20/17	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	S	0	25.87	0	0	0	18	M
1/13/17 15:12	9/1/16	NDP	Tortoise Energy Independence Fund, Inc.	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	P.m	10	15.75	1	1	6	12	M	14	118	16	10	7	4	0	1	0	-1	0	0
1/13/17 14:54	12/1/15	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	P.m	34	28.27	5	1	8	16	M	-11	57	3	4	1	2	-1	0	0	-1	14	15
12/8/15 16:00	12/7/15	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	P	11	21.72	15	1	3	15	D	-49	-47	-43	-34	-19	-23	-15	-12	6	-1	12	14	45	51
12/4/15 18:49	12/4/15	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	P	24	24.05	13	1	8	14	D	-43	-42	-37	-27	-15	-9	-5	-7	-9	-1	14	11	30	36
12/4/15 14:38	12/3/15	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	P	12	24.61	13	1	4	13	M	-43	-42	-37	-27	-15	-9	-5	-7	-1	-2	12	9	29	34
10/5/15 09:33	10/2/15	NDP	Tortoise Energy Independence Fund, Inc.	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	P	19	12.57	1	2	16	11	M	-38	-40	-33	-22	-3	-2	0	7	5	17	11	-12	-11	38
8/27/15 15:11	8/25/15	NTG	Tortoise Mlp Fund, Inc.	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	P	3	18.54	6	0	7	2	I	-27	-33	-26	-22	-9	-1	-8	-2	6	5	2	-13	-14	17
8/4/15 16:54	8/4/15	NDP	Tortoise Energy Independence Fund, Inc.	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	P	10	16.23	1	1	4	14	M	-22	-34	-16	-21	-12	-6	-6	-5	-5	-4	-10	-8	-33	3
8/4/15 16:50	8/4/15	TTP	Tortoise Pipeline & Energy Fund, Inc.	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	H	Member o	P	14	22.63	1	1	24	3	M	-13	-29	-18	-22	-13	-11	-1	-4	-3	-1	0	-9	-42	-11
2/15/13 15:51	2/14/13	TPZ	Tortoise Power & Energy Infrastructure Fund Inc	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	S	-9	26.62	0	0	-17	2	I	21	10	8	11	3	-2	1	0	0	-1	-1	4	0	2
2/15/13 15:37	2/14/13	TYN	Tortoise North American Energy Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	S	-4	28.97	0	0	-5	2	I
2/15/13 15:22	2/14/13	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	S	-5	44.37	3	0	-1	9	I	28	17	15	14	13	4	1	1	1	1	4	6	0	2
2/15/13 15:17	2/14/13	NTG	Tortoise Mlp Fund, Inc.	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	S	-105	27.45	4	-4	-43	5	I	26	10	9	17	11	3	3	2	0	-1	-1	8	5	5
12/28/12 16:16	12/27/12	NDP	Tortoise Energy Independence Fund, Inc.	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P.m	130	21.46	2	6	605	7	M				-12	-5	0	1	-2	1	6	14	16	14	27
7/31/12 13:16	7/31/12	NDP	Tortoise Energy Independence Fund, Inc.	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	25	25.00	10	1	New	1	D									0	2	0	-2	-1	3
12/19/11 15:37	12/19/11	TTP	Tortoise Pipeline & Energy Fund, Inc.	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	26	22.56	2	1	New	1	M					-9	-9	-5	-3	0	1	8	11	6	13
11/23/10 15:15	11/23/10	NTG	Tortoise Mlp Fund, Inc.	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	38	24.02	4	2	41	6	M				-1	0	0	0	2	-2	-1	-1	4	6	7
11/18/10 14:38	11/18/10	NTG	Tortoise Mlp Fund, Inc.	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	24	24.29	4	1	34	4	I				-3	-2	-1	-2	-2	2	2	0	7	11	10
8/25/10 09:46	8/24/10	NTG	Tortoise Mlp Fund, Inc.	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	13	25.00	5	1	21	3	I						0	0	0	0	0	-5	-1	3	2
8/2/10 11:35	7/30/10	NTG	Tortoise Mlp Fund, Inc.	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	Senior V	P	60	25.00	6	2	New	2	I									0	0	0	-2	0	5
7/22/10 15:01	7/22/10	TYY	Tortoise Energy Capital Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	25	10.49	2	2	New	2	I	32	44	14	-1	14	15	5	1	2	-2	0	2	8	5
7/22/10 14:49	7/22/10	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	26	10.66	3	2	28	11	I	51	36	6	-3	9	4	2	1	1	-2	3	6	18	22
12/22/09 11:27	12/21/09	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	87	10.18	3	9	New	9	D	14	93	26	17	12	5	2	0	2	6	-4	9	7	27
9/29/09 16:20	9/29/09	TPZ	Tortoise Power & Energy Infrastructure Fund Inc	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	17	18.55	1	1	129	2	M					-5	-5	-2	0	0	2	3	14	19	31
9/25/09 16:08	9/23/09	TPZ	Tortoise Power & Energy Infrastructure Fund Inc	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	6	19.00	1	0	75	1	I					-5	-5	0	-3	1	-2	1	8	16	29
7/30/09 15:48	7/30/09	TPZ	Tortoise Power & Energy Infrastructure Fund Inc	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	8	20.00	8	0	New	0	M									0	0	0	-5	2	15
8/15/08 15:23	8/15/08	TYY	Tortoise Energy Capital Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	2	22.16	1	0	7	1	D	7	-16	-14	-11	-6	-6	2	0	-1	5	-4	-35	-21	2
11/26/07 17:22	6/15/07	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	S.m	0	42.32	2	0	0	11	M	27	0	-17	-16	-6	-4	-1	-2	1	5	3	8	8	-55
11/26/07 17:22	9/5/07	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P.m	14	32.71	2	0	4	11	M	27	0	-17	-16	-6	-4	-1	-2	1	5	3	8	8	-55
11/26/07 17:18	11/21/07	TTO	Tortoise Capital Resources Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	11	12.19	0	1	13	8	M			-28	-11	-10	-10	-5	0	0	-2	4	4	9	-56
11/26/07 17:16	11/21/07	TYY	Tortoise Energy Capital Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	15	24.21	1	1	84	1	I	20	0	-15	-18	-14	-8	-3	-3	1	6	3	12	10	-59
11/26/07 17:14	11/21/07	TYN	Tortoise North American Energy Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	11	22.74	0	1	52	1	M	2	15	-11	-2	-7	-10	-7	-4	-1	2	3	6	15	-61
8/23/07 09:36	8/22/07	TYN	Tortoise North American Energy Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP, Tre	P	12	23.55	1	1	110	1	D		9	5	-11	-13	-10	-7	2	0	2	2	1	3	-4
8/20/07 15:36	8/20/07	TTO	Tortoise Capital Resources Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP	P	28	14.09	1	2	41	7	M			-4	-21	-16	-10	-6	-2	0	2	8	-5	-7	-10
2/6/07 17:36	2/2/07	TTO	Tortoise Capital Resources Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Trea	P	53	15.00	28	4	251	5	M									1	-1	-3	17	-3	-11
8/11/06 09:45	3/2/06	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	Treasure	P.m	96	29.69	2	3	76	7	M	37	-5	7	3	4	1	-3	-3	0	0	5	12	28	37
2/23/06 12:36	12/1/05	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	Treasure	P.m	50	29.21	1	2	68	4	B									0	1	-1	1	6	30
10/24/05 17:01	10/2/04	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	SVP,Asst	P.m	3	27.78	1	0	4	2	D		20	-2	-9	-9	-9	-2	1	1	5	3	5	1	19
12/22/04 17:02	12/22/04	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	Assistan	P	20	27.35	2	1	48	2	D			24	5	5	-1	-1	-2	0	0	3	9	14	6
8/18/04 12:17	8/16/04	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	Assistan	P	9	24.77	1	0	31	1	D				9	6	4	4	1	1	1	5	11	28	37
2/26/04 17:32	2/24/04	TYG	Tortoise Energy Infrastructure Corp	Fund	CEF	Closed-End Funds	Malvey Kenneth P	KS	O	Assistan	P	3	25.00	17	0	10	1	I									1	1	-3	-6	-2	23

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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