Dullum David A R - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	17	0	-1	7	2	7	18	6
P	%wins				71	59	88	56	56	73	67
S	%ret	2	1	19	-0	0	2	4	5	-1	1
S	%wins				79	58	47	11	26	53	46

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/8/23 16:14	8/7/23	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	67	13.39	0	5	3	151	D
3/15/23 14:22	3/14/23	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	39	12.84	0	3	2	146	D
12/16/22 16:58	12/16/22	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	39	13.06	0	3	2	143	D
6/15/22 13:11	6/14/22	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	51	12.75	0	4	3	140	D
2/24/22 16:57	2/24/22	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	80	14.56	0	6	4	136	D
12/6/21 16:13	12/3/21	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	50	16.54	0	3	2	131	D
3/24/20 16:10	3/23/20	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	17	6.80	0	3	2	128	D
3/19/20 16:52	3/18/20	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	58	7.20	0	8	7	125	D
3/16/20 13:57	3/12/20	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	45	8.99	0	5	4	117	D
3/13/20 09:49	3/11/20	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	105	10.49	0	10	10	112	D
3/3/20 14:46	3/2/20	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	39	11.86	0	3	3	102	D
9/16/19 16:10	9/13/19	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	30	12.44	0	2	2	99	D
6/6/19 16:01	6/4/19	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	22	11.10	0	2	2	97	D
12/12/18 16:14	12/12/18	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	14	9.90	0	1	2	95	D
11/13/18 08:16	11/8/18	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	56	9.94	0	6	6	93	D
3/6/18 16:14	3/5/18	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	48	9.56	0	5	6	88	D
3/13/17 15:46	3/9/17	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P.m	78	8.65	2	9	12	83	D	43	36	2	8	-1	-5	-5	-3	1	5	4
11/8/16 13:16	11/7/16	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	31	7.65	1	4	6	74	D	29	9	18	-9	-12	-13	-11	-9	0	7	8	23	24
2/9/16 10:32	2/8/16	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	33	6.69	1	5	8	70	D	11	-3	-11	-12	-14	-8	-8	-7	-2	-2	6	3	32	50
12/10/14 11:50	12/8/14	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P.m	40	7.01	1	6	10	65	D	22	4	-3	-5	-2	-4	-4	-3	-1	-2	5	7	16	15
3/18/14 16:45	3/14/14	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	125	8.30	2	15	34	59	D	25	21	23	12	7	5	2	0	0	1	-4	-6	-4	-1
11/15/13 16:08	11/13/13	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P.m	57	7.33	2	8	22	44	D	19	18	4	6	9	2	5	1	0	1	7	11	11	10
9/6/11 16:25	9/6/11	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	26	6.40	1	4	12	36	D	50	6	-17	-6	-12	-10	-8	-8	4	5	8	16	24	31
6/2/11 13:26	6/1/11	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	25	7.37	1	3	12	32	D	99	38	-4	-9	-4	-2	4	-1	2	1	0	-1	4	11
2/4/11 16:18	2/4/11	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	23	7.69	1	3	12	29	D	111	78	21	5	-1	-3	6	8	2	2	6	-1	-2	20
11/22/10 12:09	11/19/10	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	12	7.70	0	2	6	26	D	212	85	53	43	9	7	4	4	2	1	0	3	-9	1
3/15/10 16:37	2/24/09	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P.a	12	2.92	0	4	20	24	D	-26	71	26	30	22	15	5	0	2	2	9	-10	11	41
2/25/09 13:47	2/24/09	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	12	2.92	0	4	20	24										14	-1	39	40	67	85
11/17/08 08:38	11/14/08	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	8	3.81	0	2	11	20	D	-69	-62	-56	-51	-34	-15	-23	-19	-3	-6	39	9	22	42
11/12/08 15:35	11/10/08	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	16	5.18	0	3	20	18	D	-61	-54	-45	-40	-30	-3	-17	-6	-15	-22	2	-8	-7	22
9/3/08 13:40	9/2/08	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	22	7.43	1	3	25	15	D	-37	-34	-24	-12	0	-6	-2	-6	0	-1	-8	-49	-52	-23
8/13/07 16:15	8/13/07	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		P	12	12.42	1	1	12	9	D	-10	-3	-16	-13	-13	-8	-4	-3	1	-4	3	-4	-11	-29
4/19/07 13:56	4/17/07	HAC	Harbor Acquisition Corp.	DE	Financ	AcqCo	Blank Checks	Dullum David A R	MA	DO	P,Secret	S.d	0	0.0100	0	-45	-5	810	M
12/19/06 08:49	12/15/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		M.d	32	15.44	0	2		0	D	39	32	15	3	1	1	0	-1	-2	-2	-5	1	-2	-15
12/19/06 08:49	12/15/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		S.d	-42	20.40	0	-2	-100	0	D	39	32	15	3	1	1	0	-1	-2	-2	-5	1	-2	-15
12/19/06 08:46	12/7/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		M.adm	16	15.44	0	1		0	D	39	32	15	3	1	1	0	-1	-2	-2	-5	1	-2	-15
12/19/06 08:46	12/7/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		S.adm	-21	20.44	0	-1	-100	0	D	39	32	15	3	1	1	0	-1	-2	-2	-5	1	-2	-15
12/19/06 08:43	11/13/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		M.adm	31	15.44	0	2		0	D	39	32	15	3	1	1	0	-1	-2	-2	-5	1	-2	-15
12/19/06 08:43	11/13/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		S.adm	-41	20.59	0	-2	-100	0	D	39	32	15	3	1	1	0	-1	-2	-2	-5	1	-2	-15
12/12/06 08:56	12/7/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		M.dm	16	15.44	0	1		0	D	37	31	12	3	-4	-1	1	0	0	0	0	0	3	-11
12/12/06 08:56	12/7/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		S.dm	-21	20.44	0	-1	-100	0	D	37	31	12	3	-4	-1	1	0	0	0	0	0	3	-11
11/15/06 15:16	11/13/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		M.dm	31	15.44	1	2		0	D	39	33	18	8	0	-5	2	0	0	0	-1	1	1	2
11/15/06 15:16	11/13/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		S.dm	-41	20.59	1	-2	-100	0	D	39	33	18	8	0	-5	2	0	0	0	-1	1	1	2
10/3/06 10:13	9/29/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		M.d	25	15.44	0	2		0	D	42	30	4	9	5	1	1	2	0	4	8	1	1	-3
10/3/06 10:13	9/29/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		S.d	-32	20.10	0	-2	-100	0	D	42	30	4	9	5	1	1	2	0	4	8	1	1	-3
9/29/06 09:29	9/26/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		M.d	2	15.44	0	0		0	D	41	29	5	11	4	1	0	-1	0	2	11	1	3	1
9/29/06 09:29	9/26/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		S.d	-2	20.25	0	0	-100	0	D	41	29	5	11	4	1	0	-1	0	2	11	1	3	1
9/26/06 14:55	9/22/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		M.dm	212	15.84	0	13		0	D	43	27	6	15	5	-3	2	1	0	0	5	0	2	-2
9/26/06 14:55	9/22/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		S.dm	-269	20.09	0	-13	-100	0	D	43	27	6	15	5	-3	2	1	0	0	5	0	2	-2
9/21/06 15:15	9/19/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		M.dm	5	15.00	0	0		0	D	41	27	7	12	3	0	1	-1	0	-1	3	1	3	4
9/21/06 15:15	9/19/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		S.dm	-7	20.05	0	0	-100	0	D	41	27	7	12	3	0	1	-1	0	-1	3	1	3	4
9/13/06 17:03	9/12/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		M.dm	45	15.00	0	3		0	D	40	29	8	9	6	2	0	-2	0	0	4	3	3	3
9/13/06 17:03	9/12/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		S.dm	-61	20.31	0	-3	-100	0	D	40	29	8	9	6	2	0	-2	0	0	4	3	3	3
9/11/06 13:43	9/8/06	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		M.d	48	15.75	1	3		2	D	10	5	12	9	3	4	1	-1	-1	-1	-1	8	-3	-7
9/11/06 13:43	9/8/06	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		S.d	-70	22.81	1	-3	-61	2	D	10	5	12	9	3	4	1	-1	-1	-1	-1	8	-3	-7
9/11/06 13:36	9/8/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		M.d	44	15.00	0	3		0	D	35	28	8	6	5	4	0	-5	0	1	6	4	1	2
9/11/06 13:36	9/8/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		S.d	-59	20.26	0	-3	-100	0	D	35	28	8	6	5	4	0	-5	0	1	6	4	1	2
8/31/06 18:10	8/30/06	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		M.d	13	15.75	1	1	71	2	D	10	7	10	5	4	4	2	2	1	1	-2	10	-2	-3
8/31/06 18:10	8/30/06	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		S.d	-19	22.55	1	-1	-29	2	D	10	7	10	5	4	4	2	2	1	1	-2	10	-2	-3
8/31/06 17:58	8/29/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		S.m	-101	20.16	0	-5	-100	0	D	39	32	7	11	8	4	4	0	3	1	0	1	3	-3
8/16/06 16:21	8/15/06	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		M.d	115	15.85	1	7		2	D	11	1	8	3	4	0	0	2	0	1	3	10	10	-1
8/16/06 16:21	8/15/06	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		S.d	-160	22.07	1	-7	-78	2	D	11	1	8	3	4	0	0	2	0	1	3	10	10	-1
7/3/06 11:48	6/29/06	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		M.dm	210	16.40	1	13		2	D	22	-2	5	1	1	1	1	1	4	3	3	5	16	7
7/3/06 11:48	6/29/06	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		S.dm	-279	21.78	1	-13	-87	2	D	22	-2	5	1	1	1	1	1	4	3	3	5	16	7
6/28/06 14:00	6/27/06	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		M.d	17	16.40	1	1	104	2										3	2	5	7	23	11
6/28/06 14:00	6/27/06	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		S.d	-22	21.70	1	-1	-34	2										3	2	5	7	23	11
6/20/06 10:46	6/19/06	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		M.d	82	16.40	1	5		2										-3	-1	2	6	19	12
6/20/06 10:46	6/19/06	GLAD	Gladstone Capital Corp		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		S.d	-110	21.90	1	-5	-71	2										-3	-1	2	6	19	12
6/14/06 16:01	6/9/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		M.d	53	15.00	0	4	245	5										-2	-4	-1	8	11	14
6/14/06 16:01	6/9/06	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		S.d	-68	19.26	0	-4	-42	5										-2	-4	-1	8	11	14
6/28/05 11:35	6/28/05	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		P	112	13.95	16	8	New	8	M									-1	0	1	0	-9	-5
8/13/03 16:58	8/12/03	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		P	70	13.95	0	5	New	5	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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