Bean Richard E - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	3	1	6	-0	5	6	1	7	11	5
P	%wins				67	83	83	50	50	50	64
S	%ret	1	1	1	0	0	25	8	11	20	16
S	%wins				100	100	0	0	0	0	33

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
7/6/11 14:41	7/5/11	FCFC	Firstcity Financial Corp	DE	Financ	Loan	Short-Term Business Credit In	Bean Richard E	TX	D	M.d	23	4.69	5	2	314	D	42	7	-17	5	3	3	4	1	1	5	4	-7	23
6/15/11 14:43	6/13/11	EF	Edelman Financial Group Inc.	TX	Financ	InvAdv	Investment Advice	Bean Richard E	TX	D	P	2	7.16	0	0	98	D	40	30	4	9	-9	-7	1	-1	-3	-1	10	-12	-7
6/13/11 13:19	6/10/11	EF	Edelman Financial Group Inc.	TX	Financ	InvAdv	Investment Advice	Bean Richard E	TX	D	P	21	7.09	3	3	98	D	27	29	-4	4	-18	-10	-6	-3	0	5	15	-11	-3
4/18/11 10:54	4/14/11	SMHG	Sanders Morris Harris Group Inc	TX	Financ	InvAdv	Investment Advice	Bean Richard E	TX	D	P	16	8.16	2	2	86	D
12/16/10 12:06	12/13/10	SMHG	Sanders Morris Harris Group Inc	TX	Financ	InvAdv	Investment Advice	Bean Richard E	TX	D	P	7	7.42	1	1	84	D
12/13/10 10:42	12/10/10	SMHG	Sanders Morris Harris Group Inc	TX	Financ	InvAdv	Investment Advice	Bean Richard E	TX	D	P	18	7.02	3	3	83	D
9/3/10 16:28	9/2/10	SMHG	Sanders Morris Harris Group Inc	TX	Financ	InvAdv	Investment Advice	Bean Richard E	TX	D	P.m	26	5.19	5	7	80	D
6/14/10 12:05	6/10/10	SMHG	Sanders Morris Harris Group Inc	TX	Financ	InvAdv	Investment Advice	Bean Richard E	TX	D	P	19	5.45	4	5	75	D
5/26/10 15:01	5/25/10	WCAA	Wca Waste Corp	DE	Utility	Waste	Refuse Systems	Bean Richard E	TX	D	P.d	40	4.00	10	8	131	D	-26	29	-11	-8	-19	-20	-18	-6	2	13	7	23	15	43
9/10/09 17:13	9/10/09	SMHG	Sanders Morris Harris Group Inc	TX	Financ	InvAdv	Investment Advice	Bean Richard E	TX	D	P	26	5.22	5	9	61	D
9/4/09 10:17	9/2/09	SMHG	Sanders Morris Harris Group Inc	TX	Financ	InvAdv	Investment Advice	Bean Richard E	TX	D	P.m	62	5.20	12	16	89	D
7/16/09 16:42	7/14/09	WCAA	Wca Waste Corp		Utility	Waste	Refuse Systems	Bean Richard E	TX	D	S.d	-26	4.25	-6	-5	121	I	-55	-32	56	113	3	8	7	5	0	0	25	8	11	20
4/16/09 17:22	4/15/09	SMHG	Sanders Morris Harris Group Inc	TX	Financ	InvAdv	Investment Advice	Bean Richard E	TX	D	P.a	6	4.08	2	5	34	D
4/16/09 11:48	4/15/09	SMHG	Sanders Morris Harris Group Inc	TX	Financ	InvAdv	Investment Advice	Bean Richard E	TX	D	P	51	34.08	2	5	34	D
4/14/09 16:47	4/8/09	SMHG	Sanders Morris Harris Group Inc	TX	Financ	InvAdv	Investment Advice	Bean Richard E	TX	D	P	5	3.83	1	4	32	D
7/26/07 18:13	7/26/07	FCFC	Firstcity Financial Corp	DE	Financ	Loan	Short-Term Business Credit In	Bean Richard E	TX	D	M.d	5	1.80	3	1	300	D	-28	-18	-22	-14	-13	-15	-21	-16	-3	-3	-5	13	-11	-57
12/12/06 12:01	12/11/06	SMHG	Sanders Morris Harris Group Inc	TX	Financ	Loan	Finance Services	Bean Richard E	TX	D	P	17	13.07	1	6	24	D
8/25/06 10:45	8/24/06	WCAA	Wca Waste Corp		Utility	Waste	Refuse Systems	Bean Richard E	TX	D	P	28	5.59	5	5	102	D	-31	-33	-25	-31	-28	-20	-15	-9	3	9	3	7	33	32
8/18/06 15:58	8/16/06	FCFC	Firstcity Financial Corp	DE	Financ	Loan	Short-Term Business Credit In	Bean Richard E	TX	D	P	10	9.97	1	0	298	D	47	-9	-10	-11	3	0	13	10	0	0	-4	1	9	-24
3/7/06 10:41	12/7/05	SMHG	Sanders Morris Harris Group Inc	TX	Financ	Loan	Finance Services	Bean Richard E	TX	D	P.a	33	16.65	2	11	20
12/7/05 17:53	12/7/05	SMHG	Sanders Morris Harris Group Inc	TX	Financ	Loan	Finance Services	Bean Richard E	TX	D	P	33	16.65	2	15	15	D
6/24/05 13:24	6/23/05	FCFC	Firstcity Financial Corp	DE	Financ	Loan	Short-Term Business Credit In	Bean Richard E	TX	D	P.m	57	11.39	5	2	297	D	470	47	23	-13	-9	-11	-8	-10	-3	2	3	-1	-3	-6
6/3/05 18:02	6/2/05	FCFC	Firstcity Financial Corp	DE	Financ	Loan	Short-Term Business Credit In	Bean Richard E	TX	D	M.d	22	2.22	10	4	292	D	643	64	44	6	7	3	-1	0	0	-1	-11	-14	-10	-12
5/27/05 12:27	5/25/05	SMHG	Sanders Morris Harris Group Inc	TX	Financ	Loan	Finance Services	Bean Richard E	TX	D	P	81	16.25	5	50	15	D
11/12/04 16:59	11/12/04	SMHG	Sanders Morris Harris Group Inc	TX	Financ	Loan	Finance Services	Bean Richard E	TX	D	P	70	13.95	5	50	15	D
9/7/04 17:27	9/7/04	SMHG	Sanders Morris Harris Group Inc	TX	Financ	Loan	Finance Services	Bean Richard E	TX	D	P	11	11.93	1	10	10	D
9/3/04 17:30	9/2/04	SMHG	Sanders Morris Harris Group Inc	TX	Financ	Loan	Finance Services	Bean Richard E	TX	D	P.m	25	11.77	2	30	9	D
8/31/04 16:54	8/27/04	SMHG	Sanders Morris Harris Group Inc	TX	Financ	Loan	Finance Services	Bean Richard E	TX	D	P.m	24	11.84	2	40	7	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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