CIK: 1298613 - Address: 325 N. Lasalle St., Suite 645, Chicago, IL 60654
10 results

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P%ret111592537183922
P%wins100100100100100100100

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12/28/21 16:09
12/27/21
OPPARivernorth/Doubleline Strategic Opportunity Fund, Inc.FundCEFClosed-End FundsSwanson DavidILDP5024.8002New2D
11/15/21 17:09
11/15/21
RIVRivernorth Opportunities Fund, Inc.FundCEFClosed-End FundsSwanson DavidILDP616.8100331D
10/8/21 17:21
10/5/21
OPPRivernorth/doubleline Strategic Opportunity Fund, Inc.FundCEFClosed-End FundsSwanson DavidILDP514.4800331D
11/20/20 13:56
11/19/20
OPPRivernorth/doubleline Strategic Opportunity Fund, Inc.FundCEFClosed-End FundsSwanson DavidILDP1514.1001New1D
11/9/20 10:57
11/9/20
RIVRivernorth Opportunities Fund, Inc.FundCEFClosed-End FundsSwanson DavidILDP414.0800331D
8/17/20 20:44
8/14/20
RFMRivernorth Flexible Municipal Income Fund, Inc.FundCEFClosed-End FundsSwanson DavidILDP1120.6501New1D
10/28/19 10:54
10/25/19
RIVRivernorth Opportunities Fund, Inc.FundCEFClosed-End FundsSwanson DavidILDP316.6000331D
7/8/19 11:53
7/2/19
RMIRivernorth Opportunistic Municipal Income Fund, Inc.FundCEFClosed-End FundsSwanson DavidILDP1021.4000New0D
7/3/19 11:27
7/2/19
RIVRivernorth Opportunities Fund, Inc.FundCEFClosed-End FundsSwanson DavidILDP1017.2001New1D
11/4/04 11:40
11/2/04
CLMSCalamos Asset Management, Inc. /de/FinancFinTrdSecurity Brokers, Dealers & FSwanson DavidILOEVP,DistP2718.00332New2D45925371839

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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