CIK: 1395226 - Address: 406 Blackwell Street, Suite 240, Durham, NC 27701
9 results

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P%ret113-12-25-13100
P%wins3367671003310067
S%ret113-1-10-6-913-1
S%wins100676767100067

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8/31/15 15:49
8/28/15
SQBKSquare 1 Financial IncDEFinancStBnkState Commercial BanksBhaumik SamNCOEVP-SiliM.dm2166.0003615160D
3/31/14 19:48
3/27/14
SQBKSquare 1 Financial IncDEFinancStBnkState Commercial BanksBhaumik SamNCOEVP-SiliP.d5018.00031128D
6/1/11 11:08
5/31/11
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsBhaumik SamCAOSenior MS-21510.772-20-9197D623713610544-3-5-5-11-15
12/22/10 12:04
12/21/10
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsBhaumik SamCAOSenior MM.d1444.2123425172D7611209-12-12221521
5/28/10 12:31
5/27/10
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsBhaumik SamCAOSenior MP48.97310148D2032-7-6-17-2-31-3-2431427
3/10/10 17:49
3/10/10
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsBhaumik SamCAOSenior MS-3610.253-4-486D2022414751242-106-12-619
12/28/09 11:12
12/23/09
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsBhaumik SamCAOSenior MS-5210.412-5-589D1272361077830305-67
6/10/08 10:39
6/9/08
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsBhaumik SamCAOSenior MP19.9430044D1-18-10-110-2-5-226-154-203
5/16/08 15:28
5/16/08
HTGCHercules Technology Growth Capital IncFundCEFClosed-End FundsBhaumik SamCAOSenior MP510.1341144D1-22-10-12-43-21-1348-330

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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