TC |
Stat |
Stk |
Ins |
Fil |
+d |
+w |
+m |
+q |
+h |
+y |
avg |
|---|---|---|---|---|---|---|---|---|---|---|---|
| P | %ret | 1 | 1 | 3 | -1 | 2 | -2 | 5 | -13 | 10 | 0 |
| P | %wins | 33 | 67 | 67 | 100 | 33 | 100 | 67 |
Filing Date |
T Date |
Ticker |
Issuer | Inc | Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
3/31/14 19:48 | 3/27/14 | SQBK | Square 1 Financial Inc | DE | Financ | StBnk | State Commercial Banks | Bhaumik Sam | NC | O | EVP-Sili | P.d | 50 | 18.00 | 0 | 3 | 11 | 28 | D | ||||||||||||||
5/28/10 12:31 | 5/27/10 | HTGC | Hercules Technology Growth Capital Inc | Fund | CEF | Closed-End Funds | Bhaumik Sam | CA | O | Senior M | P | 4 | 8.97 | 3 | 1 | 0 | 148 | D | 20 | 32 | -7 | -6 | -17 | -2 | -3 | 1 | -3 | -2 | 4 | 3 | 14 | 27 | |
6/10/08 10:39 | 6/9/08 | HTGC | Hercules Technology Growth Capital Inc | Fund | CEF | Closed-End Funds | Bhaumik Sam | CA | O | Senior M | P | 1 | 9.94 | 3 | 0 | 0 | 44 | D | 1 | -18 | -10 | -11 | 0 | -2 | -5 | -2 | 2 | 6 | -15 | 4 | -20 | 3 | |
5/16/08 15:28 | 5/16/08 | HTGC | Hercules Technology Growth Capital Inc | Fund | CEF | Closed-End Funds | Bhaumik Sam | CA | O | Senior M | P | 5 | 10.13 | 4 | 1 | 1 | 44 | D | 1 | -22 | -10 | -12 | -4 | 3 | -2 | 1 | -1 | 3 | 4 | 8 | -33 | 0 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |