CIK: 1453474 - Address: C/o Hercules Capital, Inc., 400 Hamilton Avenue Suite 310, Palo Alto, CA 94301
2 results

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

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avg

S%ret1111-211019198
S%wins0100000017

Filing Date

T Date

Ticker

Issuer

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Industry

Owner

oSt

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Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

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3/3/21 17:40
3/1/21
HTGCHercules Capital, Inc.FundCEFClosed-End FundsHo Doreen WooCADM13613.610107623D
1/24/12 16:56
1/23/12
USBUs Bancorp deDEFinancNtBnkNational Commercial BanksHo Doreen WooCADS-2828.4933-1-1000D1987151250-21-21101919

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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