Alala Joseph B III - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	13	1	1	-2	0	-2	4	0
P	%wins				92	77	38	62	38	62	62

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/14/19 09:48	6/13/19	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P	24	9.17	0	3	0	575	D
6/5/18 09:13	6/1/18	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	M.d	0	0.00	0	318	125	573	I
12/4/17 17:36	12/1/17	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.d	4	7.62	0	1	0	730	I
11/15/17 10:50	11/13/17	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.dm	691	7.77	0	89	14	730	I
9/25/17 17:59	9/21/17	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.d	2	9.11	0	0	0	641	I
9/25/17 17:59	9/25/17	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	M.d	0	0.00	0	241	60	641	I
8/15/17 16:16	8/11/17	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.d	86	9.00	0	10	1	761	D
9/27/16 19:48	9/25/16	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	M.d	0	0.00	2	83	12	751	I	-3	14	19	1	-12	-13	-7	-10	-1	0	2	3	13
12/23/15 20:19	12/23/15	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.d	985	11.60	1	85	12	794	I	-23	-23	-19	-5	-9	-11	-3	-1	1	-2	-12	0	24	23
12/18/15 11:51	12/15/15	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.d	49	11.98	1	4	1	710	I	-21	-22	-19	-7	-8	-11	-6	4	-2	1	-15	-1	23	27
9/25/15 15:43	9/23/15	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	CB BOD,C	P.d	99	13.35	1	7	1	705	I		-19	-25	-14	-10	-4	-4	-3	2	2	8	-2	-2	18
9/22/15 14:31	9/15/15	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	M.ad	0	0.00	1	114	20	698	I		-19	-23	-14	-5	0	-3	0	-1	-4	7	-7	-6	26
9/16/15 20:15	9/15/15	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	M.d	0	0.00	1	96	16	716	I		-15	-20	-11	-7	5	0	-2	0	-2	6	-10	-8	22
8/26/15 16:46	8/24/15	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.d	99	13.25	1	8	1	762	I		-19	-24	-20	-15	-12	-12	-8	1	0	-3	3	-17	28
8/14/15 11:09	8/13/15	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.d	99	14.93	1	7	1	755	I		-9	-15	-11	-6	-3	-2	2	2	-2	-6	-4	-22	17
5/20/15 17:52	5/19/15	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.dm	199	17.13	2	12	2	748	I		5	-2	-6	-2	-1	0	0	0	1	-2	-11	-14	-8
3/24/15 12:38	3/23/15	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	CB BOD,C	P	139	18.76	1	7	1	736	I		6	6	4	3	2	2	2	0	-1	-6	-11	-23	-28
12/22/14 16:48	12/22/14	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	CB BOD,C	P	175	20.00	1	9	1	711	I		2	3	-1	-1	-3	-1	0	1	1	2	7	-5	-23
11/26/14 19:29	11/25/14	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	CB BOD,C	P	188	18.75	1	10	1	743	I		8	8	3	7	2	1	0	1	0	-3	3	-1	-16
9/5/14 19:03	9/3/14	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P	98	18.92	1	5	1	773	I			0	5	0	1	0	0	1	1	-1	4	7	-15
5/16/14 14:01	5/15/14	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P	994	18.04	1	55	8	768	I			0	-7	-7	-3	-1	0	1	2	5	7	5	9
11/25/13 17:50	11/20/13	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.am	199	19.00	1	11	1	713	I					5	2	1	1	0	2	4	4	-1	9
11/22/13 11:48	11/20/13	CPTA	Capitala Finance Corp.	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.m	199	19.00	1	11	1	713	I					5	2	2	2	0	3	6	4	0	8

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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