106 results - M - W - D

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11/17/21 12:55
11/16/21
LRFCFundCEFClosed-End FundsSchafer PatrickNYOChief InP1325.45011001D
11/16/21 18:10
11/15/21
LRFCFundCEFClosed-End FundsSchafer PatrickNYOChief InP1224.9901New1D
6/24/21 11:28
6/23/21
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP5024.8002363D
6/17/21 11:48
6/16/21
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP8825.8703661D
6/15/21 11:13
6/14/21
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP7926.3103657D
12/18/20 11:30
12/17/20
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP2514.0002354D
12/17/20 15:47
12/16/20
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP3613.9803553D
12/16/20 17:09
12/15/20
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP5013.9804850D
12/9/20 13:23
12/8/20
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP2814.1502446D
11/24/20 13:05
11/20/20
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP5210.47051344D
11/19/20 16:33
11/18/20
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP3510.4803939D
11/10/20 17:20
11/6/20
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP589.75062036D
11/10/20 17:20
8/31/20
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP.a6910.30072830D
9/1/20 15:30
8/31/20
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP6910.30075147D
6/14/19 09:49
6/13/19
CPTAFundCEFClosed-End FundsWheelahan RichardNCOChief CoS-249.170-3-1613D
6/14/19 09:48
6/13/19
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaP249.17030575D
12/21/18 15:32
12/20/18
CPTAFundCEFClosed-End FundsArnall Stephen A.NCOCFOP106.7602628D
6/5/18 09:19
6/1/18
CPTAFundCEFClosed-End FundsBroyhill Markham HuntNCDM.d00.000216402D
6/5/18 09:18
6/1/18
CPTAFundCEFClosed-End FundsMcGlinn John F.NCOSee RemaM.d00.0005536209D
6/5/18 09:15
6/1/18
CPTAFundCEFClosed-End FundsArnall Stephen A.NCOCFOM.d00.00094627D
6/5/18 09:13
6/1/18
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaM.d00.000318125573I
5/29/18 12:00
5/25/18
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP378.16053141D
3/27/18 14:26
3/23/18
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP167.80022136D
3/23/18 16:28
3/22/18
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP277.80033134D
12/22/17 10:19
12/21/17
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP757.500108130D
12/4/17 17:38
12/1/17
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP767.620109120D
12/4/17 17:36
12/1/17
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaP.d47.62010730I
11/15/17 10:50
11/13/17
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaP.dm6917.7708914730I
11/15/17 10:48
11/13/17
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP767.6201010110D
9/25/17 18:10
9/25/17
CPTAFundCEFClosed-End FundsBroyhill Markham HuntNCDM.d00.000164380D
9/25/17 18:07
9/25/17
CPTAFundCEFClosed-End FundsMcGlinn John F.NCOSee RemaM.d00.0004237154D
9/25/17 18:03
9/25/17
CPTAFundCEFClosed-End FundsWheelahan RichardNCOChief CoM.d00.00021616D
9/25/17 17:59
9/21/17
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaP.d29.11000641I
9/25/17 17:59
9/25/17
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaM.d00.00024160641I
9/25/17 17:56
9/25/17
CPTAFundCEFClosed-End FundsArnall Stephen A.NCOCFOM.d00.00065318D
9/25/17 17:53
8/10/17
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP.am1839.1502025100D
8/15/17 16:18
5/16/14
CPTAFundCEFClosed-End FundsBroyhill Markham HuntNCDP.dm5611.00051364M
8/15/17 16:16
8/11/17
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaP.d869.000101761D
8/15/17 16:14
8/11/17
CPTAFundCEFClosed-End FundsWheelahan RichardNCOChief CoP.d108.9901914D
8/15/17 16:12
8/11/17
CPTAFundCEFClosed-End FundsMcGlinn John F.NCOSee RemaP.d409.00044112D
8/14/17 19:34
8/10/17
CPTAFundCEFClosed-End FundsArnall Stephen A.NCOCFOP.d109.05011012D
8/14/17 16:10
8/10/17
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP.m1839.1502010D
11/16/16 14:35
11/15/16
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP8412.01171080D-142-4-20-6-700001025
9/27/16 19:49
9/25/16
CPTAFundCEFClosed-End FundsMcGlinn John F.NCOSee RemaM.d00.0021415108D-314191-12-13-7-10-102313
9/27/16 19:48
9/25/16
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaM.d00.0028312751I-314191-12-13-7-10-102313
9/27/16 19:48
9/25/16
CPTAFundCEFClosed-End FundsBroyhill Markham HuntNCDM.d00.00252350D-314191-12-13-7-10-102313
9/27/16 19:48
9/25/16
CPTAFundCEFClosed-End FundsArnall Stephen A.NCOCFOM.d00.00222411D-314191-12-13-7-10-102313
9/27/16 19:47
9/25/16
CPTAFundCEFClosed-End FundsWheelahan RichardNCOChief CoM.d00.00244213D-314191-12-13-7-10-102313
3/22/16 13:15
3/18/16
CPTAFundCEFClosed-End FundsBroyhill Markham HuntNCDP.dm11611.551103344I-24-28-8-195311322253440
3/14/16 17:18
3/14/16
CPTAFundCEFClosed-End FundsMcGlinn John F.NCOCOO,SecrP.d2511.4012294D-25-29-12-8681-30420264242
12/23/15 20:19
12/23/15
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaP.d98511.6018512794I-23-23-19-5-9-11-3-11-2-1202423
12/18/15 11:51
12/15/15
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaP.d4911.98141710I-21-22-19-7-8-11-64-21-15-12327
12/11/15 10:49
12/10/15
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP3912.9013473D-16-19-14-3-2-4-6-3-3-5-4-81614
11/16/15 11:39
11/13/15
CPTAFundCEFClosed-End FundsArnall Stephen A.NCOCFOP.d1013.501199D-10-15-17-70-1-2-221-9-1674
9/25/15 15:43
9/23/15
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOCB BOD,CP.d9913.35171705I-19-25-14-10-4-4-3228-2-218
9/22/15 14:31
9/15/15
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaM.ad00.00111420698I-19-23-14-50-30-1-47-7-626
9/16/15 20:15
9/15/15
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaM.d00.0019616716I-15-20-11-750-20-26-10-822
9/16/15 19:05
9/15/15
CPTAFundCEFClosed-End FundsArnall Stephen A.NCOCFOM.d00.0012327D-15-20-11-750-20-26-10-822
9/16/15 19:05
9/15/15
CPTAFundCEFClosed-End FundsBroyhill Markham HuntNCDM.d00.00162334D-15-20-11-750-20-26-10-822
9/16/15 19:04
9/15/15
CPTAFundCEFClosed-End FundsWheelahan RichardNCOChief CoM.d00.0013519D-15-20-11-750-20-26-10-822
9/16/15 19:04
9/15/15
CPTAFundCEFClosed-End FundsMcGlinn John F.NCOCOO,SecrM.d00.001152092D-15-20-11-750-20-26-10-822
8/26/15 16:46
8/24/15
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaP.d9913.25181762I-19-24-20-15-12-12-810-33-1728
8/25/15 17:45
8/25/15
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP6813.5015870D-18-23-18-15-11-9-94326-1333
8/25/15 17:42
8/25/15
CPTAFundCEFClosed-End FundsMcGlinn John F.NCOCOO,SecrP.d3013.9412377D-18-23-18-15-11-9-94326-1333
8/25/15 15:06
8/24/15
CPTAFundCEFClosed-End FundsBroyhill Markham HuntNCDP.d14013.991103329I-18-23-18-15-11-9-9-1215-1432
8/21/15 15:14
8/21/15
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP7314.5015865D-12-17-12-8-4-1-3-1-4-5-2-2023
8/14/15 11:09
8/13/15
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaP.d9914.93171755I-9-15-11-6-3-222-2-6-4-2217
8/13/15 11:22
8/13/15
CPTAFundCEFClosed-End FundsMcGlinn John F.NCOCOO,SecrP.d5014.6513575D-12-17-14-5-8-4-534-2-1-2319
6/12/15 18:51
6/12/15
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP8216.4425960D1-6-8-4-2-4-3-220-11-14-1
6/10/15 12:56
6/10/15
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP6717.0024855D4-4-6-20-2-20-4-4-12-15-4
5/28/15 14:46
5/27/15
CPTAFundCEFClosed-End FundsArnall Stephen A.NCOCFOP.d1017.1721125D6-3-5-30-1111-6-20-15-6
5/22/15 17:57
5/22/15
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP1817.0021251D6-1-5-4-20-2-10-5-14-15-9
5/20/15 17:59
5/20/15
CPTAFundCEFClosed-End FundsWheelahan RichardNCOChief CoP.d2517.1121346D5-2-6-2-10001-2-11-14-8
5/20/15 17:56
5/20/15
CPTAFundCEFClosed-End FundsMoyer CharlesNCDP917.172196D5-2-6-2-10001-2-11-14-8
5/20/15 17:55
5/19/15
CPTAFundCEFClosed-End FundsMcGlinn John F.NCOCOO,SecrP.d2017.1021271D5-2-6-2-10001-2-11-14-8
5/20/15 17:52
5/19/15
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaP.dm19917.132122748I5-2-6-2-10001-2-11-14-8
5/15/15 21:10
5/15/15
CPTAFundCEFClosed-End FundsMcGlinn John F.NCOCOO,SecrP.d3517.4922370D101-5-8-2-1-10-2-7-12-15-12
3/24/15 12:38
3/23/15
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOCB BOD,CP13918.76171736I66432220-1-6-11-23-28
3/20/15 19:42
3/20/15
CPTAFundCEFClosed-End FundsChapman H. PaulNCDP4718.80133310D476201010-4-9-22-27
12/24/14 14:11
12/23/14
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP8518.19151050D1423-11-20-226-7-22
12/22/14 16:48
12/22/14
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOCB BOD,CP17520.00191711I23-1-1-3-101127-5-23
12/22/14 11:02
12/19/14
CPTAFundCEFClosed-End FundsArnall Stephen A.NCOCFOP918.7911115D23-1-1-3-100127-5-23
12/18/14 18:15
12/18/14
CPTAFundCEFClosed-End FundsMcGlinn John F.NCOCOO,SecrP3518.45121186D12-1-1-3-4-1-3-2-13-7-25
12/1/14 13:50
11/26/14
CPTAFundCEFClosed-End FundsBroyhill Markham HuntNCDP1918.74110317I71046240-10-32-2-14
11/26/14 19:29
11/25/14
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOCB BOD,CP18818.751101743I883721010-33-1-16
11/21/14 16:48
11/19/14
CPTAFundCEFClosed-End FundsBroyhill Markham HuntNCDP28318.851155316I1093634311-23-3-17
9/18/14 18:57
9/18/14
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP2818.0512345D-32300-11-1-205-18
9/5/14 19:03
9/3/14
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaP9818.92151773I05010011-147-15
8/19/14 12:21
8/18/14
CPTAFundCEFClosed-End FundsMcGlinn John F.NCOCOO,SecrP5018.90031184D-15003110026-10
6/18/14 11:48
6/18/14
CPTAFundCEFClosed-End FundsChapman H. PaulNCDP9318.68152008D-1-44321-102-13-2
6/18/14 11:44
6/17/14
CPTAFundCEFClosed-End FundsBroyhill Markham HuntNCDP50118.5512710301I-1-44321-102-13-2
5/20/14 12:38
5/19/14
CPTAFundCEFClosed-End FundsBroyhill Markham HuntNCDP25018.411145274I1-6-3024-103585
5/20/14 09:31
5/15/14
CPTAFundCEFClosed-End FundsCarroll Larry W.NCDP.m30118.001176244D1-6-3024-103585
5/20/14 09:26
5/16/14
CPTAFundCEFClosed-End FundsMoyer CharlesNCDP918.191196D1-6-3024-103585
5/20/14 09:21
5/16/14
CPTAFundCEFClosed-End FundsBroyhill Markham HuntNCDP2018.19110261D1-6-3024-103585
5/16/14 14:01
5/15/14
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaP99418.041558768I0-7-7-3-10125759
12/18/13 16:14
12/17/13
CPTAFundCEFClosed-End FundsBroyhill Markham HuntNCDP19819.771104260I6400-1013-11
12/13/13 11:19
12/12/13
CPTAFundCEFClosed-End FundsBroyhill Markham HuntNCDP9919.78152250I84210-122-21
12/11/13 15:31
9/27/13
CPTAFundCEFClosed-End FundsWheelahan RichardNCOChief CoP.m619.5810271D2401113504
12/10/13 21:22
12/6/13
CPTAFundCEFClosed-End FundsMoyer CharlesNCDP1219.4611135D46221233-16
12/6/13 16:27
12/4/13
CPTAFundCEFClosed-End FundsBroyhill Markham HuntNCDP2019.80110245D4320-1011-44
11/29/13 15:33
9/27/13
CPTAFundCEFClosed-End FundsMcGlinn John F.NCOCOO,SecrP.m5119.68131181D56421013-27
11/25/13 17:50
11/20/13
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaP.am19919.001111713I52110244-19
11/22/13 11:48
11/20/13
CPTAFundCEFClosed-End FundsAlala Joseph B IIINCDOSee RemaP.m19919.001111713I5222036408
11/20/13 16:58
11/18/13
CPTAFundCEFClosed-End FundsArnall Stephen A.NCOCFOP5019.1313New3D30-201256110
10/1/13 18:04
9/30/13
CPTAFundCEFClosed-End FundsChapman H. PaulNCDP4819.20153New3D2-1-33663

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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