CIK: 1514106 - Address: C/o Capitala Finance Corp., 4201 Congress Street, Suite 360, Charlotte, NC 28209
35 results

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6/24/21 11:28
6/23/21
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP5024.8002363D
6/17/21 11:48
6/16/21
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP8825.8703661D
6/15/21 11:13
6/14/21
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP7926.3103657D
12/18/20 11:30
12/17/20
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP2514.0002354D
12/17/20 15:47
12/16/20
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP3613.9803553D
12/16/20 17:09
12/15/20
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP5013.9804850D
12/9/20 13:23
12/8/20
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP2814.1502446D
11/24/20 13:05
11/20/20
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP5210.47051344D
11/19/20 16:33
11/18/20
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP3510.4803939D
11/10/20 17:20
11/6/20
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP589.75062036D
11/10/20 17:20
8/31/20
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP.a6910.30072830D
9/1/20 15:30
8/31/20
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP6910.30075147D
5/29/18 12:00
5/25/18
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP378.16053141D
3/27/18 14:26
3/23/18
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP167.80022136D
3/23/18 16:28
3/22/18
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP277.80033134D
12/22/17 10:19
12/21/17
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP757.500108130D
12/4/17 17:38
12/1/17
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP767.620109120D
11/15/17 10:48
11/13/17
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP767.6201010110D
9/25/17 17:53
8/10/17
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP.am1839.1502025100D
8/14/17 16:10
8/10/17
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP.m1839.1502010D
2/13/17 17:20
11/17/16
PSTBPark Sterling CorpNCFinancStBnkState Commercial BanksCarroll Larry W.NCDS.ad-2289.763-23-6343D809849371082101-1-1
12/6/16 12:20
12/2/16
PSTBPark Sterling CorpNCFinancStBnkState Commercial BanksCarroll Larry W.NCDS-2299.792-23-2377D44273316182-31231020
11/16/16 14:35
11/15/16
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP8412.01171080D-142-4-20-6-700001025
6/9/16 16:43
1/1/16
PSTBPark Sterling CorpNCFinancStBnkState Commercial BanksCarroll Larry W.NCDS00.002-10-3368I99-31251-100-4-21637
12/11/15 10:49
12/10/15
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP3912.9013473D-16-19-14-3-2-4-6-3-3-5-4-81614
8/25/15 17:45
8/25/15
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP6813.5015870D-18-23-18-15-11-9-94326-1333
8/21/15 15:14
8/21/15
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP7314.5015865D-12-17-12-8-4-1-3-1-4-5-2-2023
6/12/15 18:51
6/12/15
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP8216.4425960D1-6-8-4-2-4-3-220-11-14-1
6/10/15 12:56
6/10/15
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP6717.0024855D4-4-6-20-2-20-4-4-12-15-4
5/22/15 17:57
5/22/15
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP1817.0021251D6-1-5-4-20-2-10-5-14-15-9
12/24/14 14:11
12/23/14
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP8518.19151050D1423-11-20-226-7-22
9/18/14 18:57
9/18/14
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP2818.0512345D-32300-11-1-205-18
5/20/14 09:31
5/15/14
CPTACapitala Finance Corp.FundCEFClosed-End FundsCarroll Larry W.NCDP.m30118.001176244D1-6-3024-103585
2/27/13 12:19
2/26/13
PSTBPark Sterling CorpNCFinancStBnkState Commercial BanksCarroll Larry W.NCDS.m-1455.571-26-5720I8191480-6-4-223371522
8/12/11 12:59
8/11/11
PSTBPark Sterling CorpNCFinancStBnkState Commercial BanksCarroll Larry W.NCDP653.890175377M-40-48-24-16-16-16-75-5-6-10-81313

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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