3/22/24 17:28 | 3/22/24 | RSF | Rivernorth Capital & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | CEO | P | 2 | 16.10 | 0 | 0 | 0 | 169 | D | | | | | | | | | | | | | | |
2/8/23 19:37 | 2/3/23 | RSF | Rivernorth Capital & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | H | Portfoli | P | 674 | 15.84 | 0 | 43 | 34 | 169 | D | | | | | | | | | | | | | | |
12/23/22 21:26 | 12/22/22 | RMPL | Rivernorth Capital & Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -176 | 24.83 | 0 | -7 | -14 | 44 | D | | | | | | | | | | | | | | |
12/22/22 15:49 | 10/4/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -16 | 15.66 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
12/8/22 16:51 | 12/7/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -129 | 17.65 | 0 | -7 | -100 | 0 | D | | | | | | | | | | | | | | |
12/6/22 18:09 | 12/5/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -96 | 17.46 | 0 | -6 | -43 | 7 | D | | | | | | | | | | | | | | |
12/6/22 17:54 | 11/15/22 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 0 | 0.00 | 0 | 42 | 17 | 282 | D | | | | | | | | | | | | | | |
12/5/22 17:19 | 12/2/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -103 | 17.40 | 0 | -6 | -32 | 13 | D | | | | | | | | | | | | | | |
12/2/22 20:02 | 12/1/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -87 | 17.83 | 0 | -5 | -21 | 19 | D | | | | | | | | | | | | | | |
12/1/22 16:56 | 11/30/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -52 | 17.31 | 0 | -3 | -11 | 24 | D | | | | | | | | | | | | | | |
11/7/22 16:54 | 11/4/22 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -28 | 13.91 | 0 | -2 | -29 | 5 | D | | | | | | | | | | | | | | |
11/2/22 20:47 | 11/1/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -59 | 14.70 | 0 | -4 | -13 | 27 | D | | | | | | | | | | | | | | |
11/1/22 18:48 | 10/31/22 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -41 | 13.62 | 0 | -3 | -30 | 7 | D | | | | | | | | | | | | | | |
10/25/22 17:49 | 10/24/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -15 | 15.08 | 0 | -1 | -8 | 12 | D | | | | | | | | | | | | | | |
10/4/22 18:37 | 10/3/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -111 | 15.87 | 0 | -7 | -88 | 1 | D | | | | | | | | | | | | | | |
10/4/22 18:33 | 9/30/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S.a | -16 | 15.73 | 0 | -1 | -11 | 8 | D | | | | | | | | | | | | | | |
10/4/22 18:28 | 9/28/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S.a | -16 | 15.79 | 0 | -1 | -10 | 9 | D | | | | | | | | | | | | | | |
10/4/22 18:22 | 2/11/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P.am | 187 | 18.71 | 0 | 10 | | 1 | D | | | | | | | | | | | | | | |
10/4/22 16:13 | 10/3/22 | RFMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 95 | 13.59 | 0 | 7 | 78 | 16 | D | | | | | | | | | | | | | | |
10/3/22 20:10 | 9/30/22 | RFMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 27 | 13.26 | 0 | 2 | 29 | 9 | D | | | | | | | | | | | | | | |
10/3/22 20:03 | 9/30/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -16 | 15.73 | 0 | -1 | -25 | 3 | D | | | | | | | | | | | | | | |
9/30/22 17:51 | 9/28/22 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -16 | 15.79 | 0 | -1 | -20 | 4 | D | | | | | | | | | | | | | | |
9/30/22 17:34 | 9/28/22 | RFMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 27 | 13.58 | 0 | 2 | 40 | 7 | D | | | | | | | | | | | | | | |
9/30/22 17:27 | 9/28/22 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | S | -9 | 15.85 | 0 | -1 | -4 | 13 | D | | | | | | | | | | | | | | |
5/6/22 16:31 | 5/5/22 | RFMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 146 | 14.65 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |