1/25/22 20:24 | 1/24/22 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Officer | P | 75 | 14.95 | 0 | 5 | 8 | 71 | D | | | | | | | | | | | | | | |
11/17/21 14:51 | 11/15/21 | RIVRT | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Officer | P.a | 278 | 16.81 | 0 | 17 | 33 | 66 | D | | | | | | | | | | | | | | |
11/16/21 16:51 | 11/15/21 | RIVRT | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Officer | P | 278 | 16.81 | 0 | 17 | 25 | 83 | D | | | | | | | | | | | | | | |
10/13/20 16:14 | 10/7/20 | OPP | Rivernorth/doubleline Strategic Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Portfoli | P | 69 | 13.88 | 0 | 5 | 35 | 19 | D | | | | | | | | | | | | | | |
3/25/20 12:22 | 3/23/20 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Portfoli | P | 23 | 9.38 | 0 | 3 | 6 | 48 | D | | | | | | | | | | | | | | |
3/20/20 16:30 | 3/17/20 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Portfoli | P | 185 | 18.50 | 0 | 10 | 100 | 20 | D | | | | | | | | | | | | | | |
12/26/19 13:55 | 12/17/19 | OPP | Rivernorth/doubleline Strategic Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Portfoli | P | 81 | 16.21 | 0 | 5 | 55 | 14 | D | | | | | | | | | | | | | | |
11/12/19 11:36 | 11/7/19 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Portfoli | P | 81 | 16.20 | 0 | 5 | 13 | 44 | D | | | | | | | | | | | | | | |
7/30/19 14:16 | 7/26/19 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Portfoli | P | 100 | 20.00 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
10/29/18 17:03 | 10/26/18 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Portfoli | P | 200 | 20.00 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
1/18/18 17:06 | 1/5/18 | OPP | Rivernorth/doubleline Strategic Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Portfoli | P | 46 | 18.40 | 0 | 3 | 43 | 8 | D | | | | | | | | | | | | | | |
1/3/18 15:48 | 12/29/17 | OPP | Rivernorth/doubleline Strategic Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Portfoli | P | 46 | 18.39 | 0 | 3 | 77 | 6 | D | | | | | | | | | | | | | | |
11/28/17 17:14 | 11/22/17 | OPP | Rivernorth/doubleline Strategic Opportunity Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Portfoli | P | 59 | 18.20 | 0 | 3 | New | 3 | D | | | | | | | | | | | | | | |
12/30/15 16:07 | 12/29/15 | RIV | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Portfoli | P | 500 | 20.00 | 0 | 25 | New | 25 | D | | | | | | | | | | | | | | |