CIK: 2001931 - Address: C/O C1 Fund Inc., 228 Hamilton Avenue, Third Floor, Palo Alto, CA 94301
4 results

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8/11/25 14:38
8/8/25
CFNDC1 Fund Inc.FundCEFClosed-End FundsWardell-Smith SaraCADP30010.00030New30D
3/5/25 18:27
3/4/25
AXAxos Financial, Inc.DEFinancSvBnkSavings Institution, FederallWardell-Smith SaraNVDP19464.73034110D
12/18/24 16:26
12/15/24
AXAxos Financial, Inc.DEFinancSvBnkSavings Institution, FederallWardell-Smith SaraNVDM.d35879.62051647D
3/19/24 17:21
3/15/24
AXAxos Financial, Inc.DEFinancSvBnkSavings Institution, FederallWardell-Smith SaraNVDP24949.7505New5D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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