Rivernorth Financial Holdings, LLC - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
11/6/25 17:20	11/5/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	18	14.67	1	3	43	D
11/6/25 17:17	11/5/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	31	14.45	2	13	19	D
11/5/25 17:12	11/4/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	61	14.41	4	35	17	D
11/5/25 17:12	11/4/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	101	14.69	7	20	42	D
11/3/25 17:40	10/31/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P.m	39	14.65	3	8	35	D
10/31/25 15:44	10/30/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	3	14.28	0	2	12	D
10/29/25 18:19	10/28/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P.m	14	14.31	1	9	12	D
10/27/25 19:51	10/24/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	2	14.30	0	1	11	D
10/27/25 18:47	10/24/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	62	14.38	4	15	32	D
10/24/25 17:30	10/23/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	62	14.42	4	18	28	D
10/24/25 17:28	10/23/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	46	14.30	3	42	11	D
10/23/25 19:06	10/22/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	62	14.45	4	22	23	D
10/23/25 19:01	10/22/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	48	14.30	3	77	8	D
10/22/25 17:30	10/21/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	63	14.35	4	New	4	D
10/22/25 17:27	10/21/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	42	14.60	3	18	19	D
10/21/25 18:45	10/20/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	41	14.60	3	21	16	D
10/20/25 18:17	10/17/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	61	14.62	4	44	13	D
10/17/25 16:31	10/16/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	45	14.69	3	48	9	D
10/16/25 18:22	10/15/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	61	14.74	4	193	6	D
10/14/25 17:25	10/13/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P.m	31	14.67	2	New	2	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y