Rivernorth Financial Holdings, LLC - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
11/28/25 12:40	11/26/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	2	14.07	0	0	41	D
11/26/25 11:39	11/25/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	38	14.05	3	7	40	D
11/25/25 16:55	11/24/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	80	14.48	6	8	75	D
11/25/25 16:54	11/24/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	69	14.06	5	15	38	D
11/18/25 18:41	11/17/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	97	14.54	7	11	70	D
11/17/25 17:07	11/14/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	62	14.37	4	15	33	D
11/17/25 17:04	11/14/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	102	14.50	7	13	63	D
11/14/25 14:34	11/13/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	54	14.60	4	7	56	D
11/12/25 15:27	11/10/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P.m	43	14.60	3	6	53	D
11/12/25 14:05	11/10/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P.m	80	14.34	6	24	29	D
11/10/25 17:00	11/7/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	99	14.51	7	16	50	D
11/10/25 16:57	11/7/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	61	14.32	4	23	23	D
11/6/25 17:20	11/5/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	18	14.67	1	3	43	D
11/6/25 17:17	11/5/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	31	14.45	2	13	19	D
11/5/25 17:12	11/4/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	61	14.41	4	35	17	D
11/5/25 17:12	11/4/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	101	14.69	7	20	42	D
11/3/25 17:40	10/31/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P.m	39	14.65	3	8	35	D
10/31/25 15:44	10/30/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	3	14.28	0	2	12	D
10/29/25 18:19	10/28/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P.m	14	14.31	1	9	12	D
10/27/25 19:51	10/24/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	2	14.30	0	1	11	D
10/27/25 18:47	10/24/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	62	14.38	4	15	32	D
10/24/25 17:30	10/23/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	62	14.42	4	18	28	D
10/24/25 17:28	10/23/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	46	14.30	3	42	11	D
10/23/25 19:06	10/22/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	62	14.45	4	22	23	D
10/23/25 19:01	10/22/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	48	14.30	3	77	8	D
10/22/25 17:30	10/21/25	RFM	Rivernorth Flexible Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	63	14.35	4	New	4	D
10/22/25 17:27	10/21/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	42	14.60	3	18	19	D
10/21/25 18:45	10/20/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	41	14.60	3	21	16	D
10/20/25 18:17	10/17/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	61	14.62	4	44	13	D
10/17/25 16:31	10/16/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	45	14.69	3	48	9	D
10/16/25 18:22	10/15/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	61	14.74	4	193	6	D
10/14/25 17:25	10/13/25	RMI	Rivernorth Opportunistic Municipal Income Fund, Inc.	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P.m	31	14.67	2	New	2	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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