12/11/12 14:53 | 12/3/12 | TRUE | Centrue Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Whalen Wayne W | IL | T | | S | 0 | 0.3500 | 0 | -1 | 0 | 356 | I | | | | | | | | | | | | | | |
10/10/12 10:28 | 9/28/12 | VTA | Invesco Van Kampen Dynamic Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | S | -8 | 12.66 | 3 | -1 | -39 | 1 | M | 23 | 31 | 13 | 10 | 5 | 2 | 1 | 0 | 0 | 1 | 1 | 3 | 8 | 7 |
10/10/12 10:28 | 10/4/12 | VTA | Invesco Van Kampen Dynamic Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | P | 13 | 12.75 | 3 | 1 | New | 1 | M | 23 | 31 | 13 | 10 | 5 | 2 | 1 | 0 | 0 | 1 | 1 | 3 | 8 | 7 |
10/10/12 10:26 | 9/28/12 | VLT | Invesco Van Kampen High Income Trust II | | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | S | -5 | 17.11 | 1 | 0 | -10 | 3 | M | 21 | 21 | 7 | 2 | 2 | 2 | 2 | 1 | -2 | 1 | 9 | 6 | 7 | -1 |
10/10/12 10:26 | 9/28/12 | VLT | Invesco Van Kampen High Income Trust II | | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | P | 9 | 17.11 | 1 | 1 | 22 | 3 | M | 21 | 21 | 7 | 2 | 2 | 2 | 2 | 1 | -2 | 1 | 9 | 6 | 7 | -1 |
10/10/12 10:22 | 9/28/12 | VVR | Invesco Van Kampen Senior Income Trust | | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | S | -3 | 5.01 | 4 | -1 | -36 | 1 | M | 24 | 28 | 7 | 7 | 3 | 0 | 1 | 1 | 0 | 1 | 4 | 8 | 11 | 10 |
10/10/12 10:22 | 10/4/12 | VVR | Invesco Van Kampen Senior Income Trust | | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | P | 5 | 5.06 | 4 | 1 | New | 1 | M | 24 | 28 | 7 | 7 | 3 | 0 | 1 | 1 | 0 | 1 | 4 | 8 | 11 | 10 |
9/4/08 15:15 | 8/25/08 | TRUE | Centrue Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Whalen Wayne W | IL | T | | P.em | 94 | 12.50 | 0 | 7 | 1 | 839 | M | | | | | | | | | | | | | | |
9/4/07 21:03 | 8/27/07 | VTA | Van Kampen Dynamic Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | P | 9 | 17.90 | 5 | 1 | New | 1 | D | | | | | | 3 | 1 | 1 | -1 | -1 | -3 | -7 | -13 | -19 |
8/31/07 11:54 | 6/4/07 | VIN | Van Kampen Income Trust | MA | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | S | -3 | 6.41 | 0 | -1 | -100 | 0 | D | | | | | | | | | | | | | | |
12/21/06 13:03 | 12/14/06 | TRUE | Centrue Financial Corp | DE | Financ | NtBnk | National Commercial Banks | Whalen Wayne W | IL | T | | P | 389 | 19.45 | 0 | 20 | 2 | 831 | D | | | | | | | | | | | | | | |
2/28/06 12:28 | 2/23/06 | UBCD | Unionbancorp Inc | DE | Financ | NtBnk | National Commercial Banks | Whalen Wayne W | IL | T | | P | 97 | 21.00 | 0 | 5 | 1 | 606 | D | | | | | | | | | | | | | | |
2/27/06 17:11 | 2/21/06 | VIN | Van Kampen Income Trust | MA | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | P | 3 | 5.57 | 0 | 1 | New | 1 | | | | | | | | | | | | | | | |
2/27/06 17:07 | 2/21/06 | VBF | Van Kampen Bond Fund | DE | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | P | 9 | 17.05 | 0 | 1 | New | 1 | | | | | | | | | | 0 | 0 | 1 | -1 | 3 | 10 |
3/8/05 16:47 | 8/6/04 | UBCD | Unionbancorp Inc | DE | Financ | NtBnk | National Commercial Banks | Whalen Wayne W | IL | T | | P.a | 413 | 19.46 | 0 | 21 | 3 | 665 | M | | | | | | | | | | | | | | |
8/23/04 15:13 | 8/13/04 | VMT | Van Kampen Municipal Income Trust | MA | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | S | 0 | 9.18 | 0 | 0 | 0 | 0 | D | | | | | | | | | | | | | | |
8/23/04 15:06 | 8/13/04 | VKQ | Van Kampen Municipal Trust | MA | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | S | 0 | 14.44 | 1 | 0 | 0 | 0 | D | 12 | 9 | -3 | 8 | 3 | 1 | 1 | -1 | 0 | 1 | 2 | 0 | 7 | 6 |
8/23/04 14:59 | 8/16/04 | VIM | Van Kampen Trust For Insured Municipals | | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | S | 0 | 9.00 | 0 | 0 | 0 | 0 | D | 2 | -2 | -6 | 9 | 3 | 2 | 1 | 0 | -1 | 3 | 5 | 0 | 3 | 6 |
8/23/04 14:53 | 8/12/04 | VIG | Van Kampen Investment Grade Municipal Trust | | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | S | 0 | 8.86 | 0 | 0 | 0 | 0 | D | | | | | | | | | | | | | | |
8/23/04 14:50 | 8/12/04 | VGM | Van Kampen Trust For Investment Grade Municipals | MA | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | S | 0 | 13.87 | 0 | 0 | 0 | 0 | D | 11 | 8 | -4 | 9 | 4 | 2 | 0 | 0 | 0 | 1 | 2 | 1 | 3 | 6 |
8/23/04 14:46 | 8/13/04 | VKA | Van Kampen Advantage Municipal Income Trust | MA | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | S | 0 | 14.95 | 0 | 0 | 0 | 0 | D | | | | | | | | | | | | | | |
8/23/04 14:43 | 8/16/04 | VMO | Van Kampen Municipal Opportunity Trust | MA | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | S | 0 | 14.76 | 0 | 0 | 0 | 0 | D | 10 | 1 | -9 | 6 | 3 | 2 | 1 | 1 | 0 | 0 | 2 | 0 | 4 | 7 |
8/23/04 14:25 | 8/12/04 | VIT | Van Kampen High Income Trust | | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | S.a | 0 | 4.00 | 0 | 0 | 0 | 2 | I | | | | | | | | | | | | | | |
8/23/04 12:54 | 8/16/04 | VMO | Van Kampen Municipal Opportunity Trust | MA | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | S | 0 | 14.76 | 0 | 0 | 0 | 0 | D | 10 | 1 | -9 | 6 | 3 | 2 | 1 | 1 | 0 | 0 | 2 | 0 | 4 | 7 |
8/23/04 12:16 | 8/12/04 | VIT | Van Kampen High Income Trust | | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | S | 0 | 4.00 | 0 | 0 | -100 | 0 | I | | | | | | | | | | | | | | |
8/11/04 14:57 | 8/6/04 | UBCD | Unionbancorp Inc | DE | Financ | NtBnk | National Commercial Banks | Whalen Wayne W | IL | T | | P | 697 | 19.46 | 0 | 36 | 5 | 712 | M | | | | | | | | | | | | | | |
2/19/04 14:51 | 1/20/04 | VIT | Van Kampen High Income Trust | | Fund | CEF | Closed-End Funds | Whalen Wayne W | IL | D | | S | 0 | 4.11 | 0 | 0 | -100 | 0 | D | | | | | | | | | | | | | | |
8/8/03 21:22 | 8/6/03 | UBCD | Unionbancorp Inc | DE | Financ | NtBnk | National Commercial Banks | Whalen Wayne W | IL | T | | P | 219 | 21.90 | 0 | 10 | 2 | 594 | D | | | | | | | | | | | | | | |