11/28/25 15:10 | 11/25/25 | RKT | Rocket Companies, Inc. | MI | Financ | Loan | Mortgage Bankers & Loan Corre | Rizik Matthew | MI | D | | 6 | S.m | -528 | 17.60 | 0 | -30 | 0 | 7,400 | D | | | | | | | | | | | | | | |
11/28/25 14:06 | 3/14/25 | UWMC | Uwm Holdings Corp | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Mat Ishbia | MI | DOT | P,CEO | 52 | S.dm | -448,064 | 2.79 | 0 | -160,733 | | 7,945 | I | | | | | | | | | | | | | | |
11/26/25 17:17 | 11/25/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Jones Doug | CA | DO | Dir,P,CM | 6 | S.dm | -12,533 | 113.96 | 0 | -110 | | 497 | I | | | | | | | | | | | | | | |
11/19/25 16:09 | 11/17/25 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Thornock Tai A. | TX | O | Chief Ac | 9 | S | -227 | 22.92 | 0 | -10 | | 21 | D | | | | | | | | | | | | | | |
11/18/25 17:34 | 11/17/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Perotti Daniel Stanley | CA | O | CFO | 10 | S.d | -13,236 | 114.94 | 0 | -115 | | 273 | I | | | | | | | | | | | | | | |
11/13/25 17:28 | 11/12/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Spector David | CA | DO | CB,CEO | 18 | S.dm | -27,586 | 111.60 | 0 | -247 | | 845 | I | | | | | | | | | | | | | | |
11/5/25 16:04 | 11/3/25 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Sieffert Kristen N | TX | O | P | 9 | S.d | -150 | 22.25 | 0 | -7 | | 87 | D | | | | | | | | | | | | | | |
10/28/25 21:32 | 10/24/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | McCallion Anne | CA | D | | 2 | S.d | -6,111 | 118.43 | 0 | -52 | | 157 | D | | | | | | | | | | | | | | |
8/26/25 18:05 | 8/25/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Stark Derek | CA | O | GC | 2 | S.m | -798 | 107.09 | 0 | -7 | | 26 | D | | | | | | | | | | | | | | |
6/16/25 12:36 | 6/13/25 | GHLD | Guild Holdings Co | DE | Financ | Loan | Mortgage Bankers & Loan Corre | McGarry Strategic Enterprises, LLC | CA | T | | 2 | S.m | -18 | 16.09 | 0 | -1 | 0 | 4,380 | D | | | | | | | | | | | | | | |
4/7/25 17:26 | 4/4/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Elbaum Mark | CA | O | Chief Ca | 2 | S | -51 | 102.75 | 0 | 0 | | 5 | D | | | | | | | | | | | | | | |
3/25/25 17:16 | 3/24/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Tidmore Abbie | CA | O | Chief Re | 1 | S | -274 | 102.55 | 0 | -3 | | 5 | D | | | | | | | | | | | | | | |
3/7/25 17:16 | 3/6/25 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Follette James | CA | O | Chief Di | 3 | S.m | -477 | 101.15 | 0 | -5 | | 10 | D | | | | | | | | | | | | | | |
12/11/24 17:39 | 12/10/24 | FOA | Finance of America Companies Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | West Lance | TX | D | | 3 | S.m | -1,493 | 21.32 | 0 | -70 | | 42 | I | | | | | | | | | | | | | | |
12/11/24 16:18 | 12/9/24 | GHLD | Guild Holdings Co | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Bryant Edward Jr | CA | D | | 1 | S | -54 | 13.49 | 0 | -4 | | 22 | D | | | | | | | | | | | | | | |
11/21/24 19:18 | 11/20/24 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Hendry Gregory L | CA | O | MD,Chief | 1 | S.d | -310 | 102.09 | 0 | -3 | | 48 | D | | | | | | | | | | | | | | |
9/18/24 17:24 | 9/16/24 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Bailey Steven Richard | CA | O | Chief Se | 1 | S.d | -1,652 | 116.88 | 0 | -14 | | 15 | D | | | | | | | | | | | | | | |
8/29/24 18:47 | 8/27/24 | PFSI | Pennymac Financial Services, Inc. | DE | Financ | Loan | Mortgage Bankers & Loan Corre | Hunt James K | CA | D | | 1 | S | -1,024 | 102.42 | 0 | -10 | | 59 | I | | | | | | | | | | | | | | |