Security & Commodity Brokers, Dealers, Exchanges & Services Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
4/29/24 21:11	4/25/24	BKKT	Bakkt Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Intercontinental Exchange, Inc.	GA	T		P.d	304	0.8670	351	117	650	I
3/27/24 12:49	3/26/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Shepard William R	IL	D		P	63	214.71	0	0	256	M
3/4/24 17:34	3/4/24	BKKT	Bakkt Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Intercontinental Exchange, Inc.	GA	T		P.d	2,395	0.8670	2,762	59	7,476	I
1/19/24 17:03	1/18/24	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Shepard William R	IL	D		P	281	202.44	1	1	255	M
12/29/23 15:31	12/28/23	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Shepard William R	IL	D		P	59	210.79	0	0	254	M
10/25/23 16:02	10/23/23	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Torgeby Johan	NY	D		P	706	50.42	14	165	22	D
10/6/23 09:47	9/27/23	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Shepard William R	IL	D		P	58	199.84	0	0	254	M
8/7/23 16:04	8/3/23	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Yabuki Jeffery W	NY	D		P	25	49.40	1	5	10	D
8/2/23 16:12	7/31/23	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Friedman Adena T	NY	DO	Chair,CE	P.d	510	51.00	10	1	1,819	D
6/28/23 14:39	6/27/23	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Shepard William R	IL	D		P	58	179.77	0	0	253	M
6/16/23 21:19	9/23/22	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hansmeyer Christoph	CA	D		P.a	11	1.92	6	20	34	D
6/15/23 16:05	6/13/23	NDAQ	Nasdaq, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Black Steven D	NY	D		P	206	51.46	4	3	144	D
6/12/23 17:36	6/8/23	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Radziwill John	NY	DO	CB	P.m	171	87.08	2	0	466	D
5/11/23 17:30	5/9/23	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Stevens Glenn Henry	NY	H	Head-Ret	P	253	84.18	3	6	52	D
5/5/23 08:24	5/4/23	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Glavin William Francis Jr	CA	D		P	100	180.23	1	3	23	I
3/29/23 19:28	3/27/23	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Shepard William R	IL	D		P.m	94	185.76	1	0	252	M
3/29/23 19:00	12/28/22	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Shepard William R	IL	D		P.am	279	174.50	2	1	252	M
1/20/23 16:41	12/28/22	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Shepard William R	IL	D		P.m	279	174.50	2	1	252	M
12/5/22 16:14	12/2/22	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Tierney Robert J Jr	IL	D		P	265	176.55	2	15	12	D
11/21/22 21:00	11/17/22	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Vogel Kimberley H	CA	D		P	50	1.51	33	61	87	I
11/21/22 17:21	11/18/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Simonich Brent	CA	O	EVP,CAO,	P	202	219.15	1	18	6	D
11/21/22 17:07	11/18/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Glavin William Francis Jr	CA	D		P	100	217.74	0	2	22	I
11/15/22 17:18	11/11/22	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Vogel Kimberley H	CA	D		P	50	1.65	30	126	54	D
11/8/22 19:28	11/4/22	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Shepard William R	IL	D		P	8,270	170.00	49	24	250	M
9/27/22 21:49	9/23/22	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hansmeyer Christoph	CA	D		P	11	1.91	6	20	34	D
9/26/22 18:04	9/22/22	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Hansmeyer Christoph	CA	D		P	9	2.00	4	18	28	D
5/19/22 16:22	5/17/22	CBOE	Cboe Global Markets, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Fong Ivan K	IL	D		P	71	109.27	1	19	4	D
3/23/22 19:18	3/21/22	FRGE	Forge Global Holdings, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Heyvaert Paul Luc Robert	NY	TH	Former D	P.d	0	0.00	14,000	137	24,230	I
3/14/22 16:25	3/11/22	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Perkins Abigail H	NY	O	CIO	P	72	71.75	1	29	4	M
3/10/22 16:49	3/8/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Glavin William Francis Jr	CA	D		P	249	141.59	2	10	20	I
3/10/22 16:21	3/8/22	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Stevens Glenn Henry	NY	H	Head-Ret	P.m	351	70.14	5	15	38	D
3/9/22 18:15	3/8/22	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	P	50	66.24	1	10	8	D
12/23/21 16:05	12/22/21	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Perkins Abigail H	NY	O	CIO	P	74	59.30	1	58	3	D
12/22/21 16:34	12/20/21	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	P	50	57.00	1	13	8	D
12/22/21 16:33	12/20/21	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Stevens Glenn Henry	NY	H	Head-Ret	P	86	57.48	2	5	33	D
12/14/21 16:53	12/10/21	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Stevens Glenn Henry	NY	H	Head-Ret	P	150	59.92	3	11	25	D
12/10/21 16:39	12/9/21	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Thamodaran Dhamu R.	NY	D		P	315	63.05	5	90	11	D
12/8/21 16:23	12/6/21	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Stevens Glenn Henry	NY	H	Head-Ret	P	160	64.02	3	13	23	D
12/7/21 16:44	12/3/21	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Thamodaran Dhamu R.	NY	D		P	306	61.25	5	855	6	D
12/6/21 16:50	12/2/21	SNEX	Stonex Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Rotsztain Diego	NY	O	Chief Go	P	75	62.02	1	38	4	D
11/8/21 15:57	11/5/21	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Duffy Terrence A	IL	DO	CB,CEO	P	89	222.02	0	0	81	D
11/5/21 11:03	11/4/21	CME	Cme Group Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Duffy Terrence A	IL	DO	CB,CEO	P	352	220.21	2	2	81	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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