Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
5/31/24 16:05	5/29/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hayes Anthony	NY	DO	CEO	9	P.m	268	2.22	121	55	339	D
5/31/24 16:05	5/29/24	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wool Kyle Michael	NY	DOT	P	10	P	168	2.65	64	4	1,522	I
5/23/24 16:16	5/22/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Associated Capital Group, Inc.	CT	T		3	P	164	40.64	4	3	125	D
4/3/24 16:11	4/2/24	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gabelli Mario J	CT	T		1	P	21	41.25	1	0	122	D
3/15/24 19:44	3/24/23	PGRW	Progress Acquisition Corp.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cowen Inc.	NY	T		4	P.m	783	11.12	70	4	1,813	I
2/14/24 09:18	2/13/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Steinberg Jonathan L	NY	DO	CEO	1	P	2,187	7.20	304	3	9,174	D
2/13/24 07:40	2/9/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Garcia Art A	FL	D		1	P	99	112.30	1		1	D
2/7/24 17:47	2/7/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cifu Douglas A	NY	DO	CEO	3	P.d	2,506	16.71	150	17	1,027	D
12/28/23 08:00	12/26/23	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Devall Christopher Franklin	NY	O	COO	3	P	22	2.49	9	43	30	D
12/26/23 18:02	1/23/23	MBC	Masterbrand, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		3	P.dm	258	11.56	22	0	73,527	I
12/15/23 20:24	12/14/23	MOND	Mondee Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Stanley	NY	T		2	P.ad	0	0.00	1,001		1,000	I
10/13/23 16:59	10/12/23	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		5	P	115	38.22	3	1	239	D
9/13/23 16:40	9/13/23	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	1	P.d	257	17.17	15	4	358	D
8/21/23 18:51	8/17/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruffel Charles A.	TX	D		1	P	50	60.55	1	3	27	I
8/15/23 16:15	8/14/23	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Concannon Christopher R	NY	DO	CEO	1	P	1,018	238.42	4	10	47	D
3/29/23 19:06	3/28/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Marianne Catherine	TX	D		1	P	267	53.47	5	100	10	D
3/24/23 15:12	3/24/23	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	Co-P	1	P.d	1,121	56.06	20	2	1,257	D
3/20/23 17:43	3/17/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clark Bernard J.	TX	O	MD,Head	1	P	274	54.83	5	4	125	I
3/20/23 17:42	3/17/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Martin-Flickinger Gerri	TX	D		1	P	200	54.16	4	78	8	I
3/17/23 19:22	3/17/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	O	P	3	P	682	56.80	12	13	105	D
3/16/23 19:43	3/16/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb Mark A	TX	D		1	P	233	58.37	4	14	32	I
3/15/23 18:57	3/15/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		2	P	2,382	57.90	41	65	105	I
3/14/23 19:07	3/14/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts Todd M	TX	D		1	P	568	56.79	10	2	534	D
3/14/23 19:06	3/14/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		1	P	297	59.31	5	14	42	D
3/14/23 19:06	3/14/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	MD,CFO	1	P	290	57.96	5	13	45	I
3/14/23 19:05	3/14/23	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB,CE	1	P	2,966	59.31	50	8	669	D
3/14/23 11:19	3/13/23	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kruszewski Ronald J	MO	DO	CEO	2	P.dm	1,165	57.76	20	1	1,385	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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