SONN - Sonnet Biotherapeutics Holdings, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	6	30	-0	0	-4	-6	-3	-0	-2
P	%wins				60	57	33	29	41	40	43

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/27/23 20:00	10/27/23	SONN	Health	Drug	Pharmaceutical Preparations	Rao Raghu	NJ	D		P.d	0	0.00	0	16	999%	17	D
10/27/23 20:00	10/27/23	SONN	Health	Drug	Pharmaceutical Preparations	Mohan Pankaj	NJ	DO	CB,P,CEO	P.d	0	0.00	0	34	122	63	D
6/15/23 16:15	6/14/23	SONN	Health	Drug	Pharmaceutical Preparations	Dexter Susan	NJ	O	Chief Te	P	7	0.7000	0	10	42	34	D
5/31/23 08:30	5/30/23	SONN	Health	Drug	Pharmaceutical Preparations	Dyrness Albert D.	NJ	D		P	11	0.4680	0	23	407	29	D
5/18/23 08:00	5/17/23	SONN	Health	Drug	Pharmaceutical Preparations	Bhatt Nailesh	NJ	D		P	6	0.2320	0	25	436	31	D
5/15/23 17:17	5/15/23	SONN	Health	Drug	Pharmaceutical Preparations	Mohan Pankaj	NJ	DO	CB,P,CEO	P	83	0.2230	0	372	149	620	D
3/16/23 16:24	3/15/23	SONN	Health	Drug	Pharmaceutical Preparations	Mohan Pankaj	NJ	DO	CB,P,CEO	P	35	0.5850	0	60	32	249	D
6/9/21 19:00	6/9/21	SONN	Health	Drug	Pharmaceutical Preparations	Kenney Richard T	NJ	O	Chief Me	P	23	1.54	0	15	43	50	D
6/9/21 18:59	6/9/21	SONN	Health	Drug	Pharmaceutical Preparations	Mohan Pankaj	NJ	DO	CB,P,CEO	P	50	1.55	0	32	3	1,293	D
5/20/21 07:52	5/19/21	SONN	Health	Drug	Pharmaceutical Preparations	Kenney Richard T	NJ	O	Chief Me	P	16	1.55	0	10	40	35	D
6/12/20 16:05	6/10/20	SONN	Health	Drug	Pharmaceutical Preparations	Mohan Pankaj	NJ	DOT	CB,P,CEO	P	10	4.09	0	2	0	941	D
6/12/20 16:05	6/11/20	SONN	Health	Drug	Pharmaceutical Preparations	Dyrness Albert D.	NJ	D		P	10	4.01	0	2	94	5	D
3/24/20 12:38	3/23/20	BURG	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P.m	4	0.5659	0	7	13	63	I
3/24/20 12:34	3/23/20	BURG	Retail	Dining	Eating Places	Glick Frederick L	NC	O	P	P	3	0.5055	0	5	25	25	D
12/10/19 15:25	12/10/19	BURG	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	0.6220	0	0	0	56	I
11/19/19 15:11	11/19/19	BURG	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P.m	2	0.7003	0	2	4	55	I
8/23/19 17:00	8/23/19	BURG	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	1	0.5720	0	1	2	53	I
8/19/19 12:09	8/19/19	BURG	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	3	0.6100	0	5	11	52	I
7/31/19 14:07	7/30/19	BURG	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	1.12	0	0	0	47	I
6/27/19 15:10	6/27/19	BURG	Retail	Dining	Eating Places	Glick Frederick L	NC	O	P	P	5	1.17	0	4	18	26	I
6/4/19 13:53	6/4/19	BURG	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	1	1.00	0	1	3	37	I
5/29/19 12:23	5/24/19	BURG	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P.m	1	1.13	0	1	3	36	I
5/23/19 14:39	11/21/18	BURG	Retail	Dining	Eating Places	Spitcaufsky Larry	NC	DT		P	2	1.84	0	1	3	41	D
12/31/18 16:34	12/31/18	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	1	1.31	0	1	3	35	I
12/20/18 19:07	11/30/18	BURG	Retail	Dining	Eating Places	Glick Frederick L	NC	O	P	P	21	1.76	0	12	New	12	I
12/17/18 16:39	12/14/18	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	1	2.00	0	1	1	34	I
12/10/18 18:13	5/17/18	BURG	Retail	Dining	Eating Places	Spitcaufsky Larry	NC	DT		S.dm	-53	3.14	0	-17	-13	118	I
12/10/18 18:13	11/19/18	BURG	Retail	Dining	Eating Places	Spitcaufsky Larry	NC	DT		P.dm	15	1.83	0	8	8	118	I
11/30/18 15:39	11/30/18	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	1	1.76	0	1	2	34	I
11/28/18 06:05	11/27/18	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	2	1.75	0	1	3	33	I
11/16/18 13:56	11/16/18	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	1	1.94	0	0	1	32	I
5/11/18 17:19	5/8/18	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P.d	5	3.50	0	2	5	31	I
4/3/18 13:23	3/30/18	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	25	3.70	0	7	30	30	I
9/27/17 17:01	9/26/17	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	1.96	0	0	0	23	I
9/7/17 11:26	9/7/17	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	2.25	0	0	0	23	I
8/17/17 17:10	8/17/17	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	2.60	0	0	1	23	I
6/15/17 13:58	6/15/17	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	2.68	0	0	0	22	I
6/6/17 16:38	6/5/17	HOTR	Retail	Dining	Eating Places	Kraut Gregory Evan	CT	D		P	7	2.64	0	3	11	25	D
6/2/17 15:34	6/2/17	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	2.76	0	0	0	22	I
5/25/17 12:18	5/24/17	HOTR	Retail	Dining	Eating Places	Kraut Gregory Evan	CT	D		P	9	2.85	0	3	16	22	D
5/18/17 14:12	5/17/17	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P.d	2	0.3398	1	5	2	222	I	-86	-32	-14	8	17	68	56	-5
4/3/17 06:13	3/31/17	HOTR	Retail	Dining	Eating Places	Kraut Gregory Evan	CT	D		P	2	0.3600	0	5	3	192	D	-84	-54	-36	-12	-18	-12	6	-5	-3	-8	-25
4/3/17 06:09	3/31/17	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	1	0.3680	0	3	1	219	I	-84	-54	-36	-12	-18	-12	6	-5	-3	-8	-25
1/3/17 17:15	1/3/17	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P.d	0	0.3997	0	0	0	216	I	-76	-58	-2	-24	-25	-16	0	0	0	0	7	-17
12/30/16 06:15	12/29/16	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P.d	0	0.4300	0	0	0	215	I	-77	-58	-5	-27	-25	-23	-2	-2	3	2	0	-12
12/28/16 13:39	12/28/16	HOTR	Retail	Dining	Eating Places	Roberson Mark Daniel	NC	O	COO	P.d	1	13.50	0	0	1	17	D	-75	-56	-5	-30	-24	-13	-16	2	2	0	-10	-12
12/22/16 21:52	12/21/16	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P.ad	1	13.50	0	0	0	215	I	-75	-53	-11	-32	-16	-23	-15	3	5	2	-12	-10
12/22/16 21:48	12/21/16	HOTR	Retail	Dining	Eating Places	Kraut Gregory Evan	CT	D		P.d	4	13.50	0	0	0	187	D	-75	-53	-11	-32	-16	-23	-15	3	5	2	-12	-10
12/21/16 19:45	12/21/16	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	1	13.50	0	0	0	215	I	-72	-53	-9	-29	-9	-19	-16	-16	-3	4	-15	-15
12/20/16 16:54	12/20/16	HOTR	Retail	Dining	Eating Places	Roberson Mark Daniel	NC	O	COO	P	1	0.4300	0	2	14	17	D	-73	-53	-13	-29	-7	-22	-21	-14	-3	0	-15	-19
12/16/16 13:33	12/16/16	HOTR	Retail	Dining	Eating Places	Kraut Gregory Evan	CT	D		P	1	0.4200	0	2	1	187	D	-68	-43	2	-7	11	-6	4	4	-21	-20	-22	-26
11/28/16 14:04	11/28/16	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	0.5420	0	0	0	215	I	-72	-53	0	29	23	33	4	-2	-8	-4	-21	-21
11/16/16 12:57	11/16/16	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	1	0.5480	0	1	0	215	I	-72	-55	-19	19	-2	6	28	4	8	0	-2	-16
11/14/16 09:42	11/11/16	HOTR	Retail	Dining	Eating Places	Kraut Gregory Evan	CT	D		P	1	0.4799	0	2	1	185	D	-74	-60	-26	14	-6	6	6	9	10	6	0	-22
10/6/16 14:50	9/28/16	HOTR	Retail	Dining	Eating Places	Kraut Gregory Evan	CT	D		P	4	0.5599	0	7	4	183	D	-75	-58	-35	21	30	-13	-15	-5	-2	-8	-13	-21	-35
9/28/16 14:12	9/28/16	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	0.5800	0	0	0	214	I	-70	-48	-28	36	36	46	11	0	-7	-10	-20	-30	-38
9/23/16 16:35	9/23/16	HOTR	Retail	Dining	Eating Places	Carroll J Michael	NC	D		P	3	0.6300	0	4	24	21	D	-71	-56	-23	30	33	40	33	7	-3	-12	-30	-37	-45
9/16/16 07:10	9/15/16	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	0.5840	0	1	0	213	I	-70	-54	-32	28	43	43	54	43	-10	0	-28	-18	-33
9/7/16 12:04	9/7/16	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	0.4098	0	1	0	212	I	-81	-70	-52	-19	-9	-11	-7	-3	5	15	33	23	8
8/23/16 11:45	8/22/16	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	0.3899	0	1	0	212	I	-81	-74	-53	-29	-22	-7	-13	-9	8	8	51	36	8
8/16/16 11:38	8/15/16	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	0.4287	0	1	0	211	I	-79	-73	-48	-35	2	2	5	-8	0	-11	34	14	-11
7/20/16 12:13	7/20/16	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	0.4470	0	1	0	210	I	-80	-81	-45	-45	-8	0	0	-4	-7	-2	-2	7	-11
7/7/16 10:35	7/5/16	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	1	0.4258	0	2	1	209	M	-84	-83	-59	-50	-28	-13	-9	-5	5	12	2	32	2
6/15/16 11:43	6/15/16	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	0.4699	0	1	0	207	I	-81	-83	-52	-45	-45	-18	-2	-2	0	2	-2	-4	2
6/8/16 13:43	6/6/16	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	0	0.5010	0	1	0	207	I	-78	-85	-56	-41	-39	-28	-16	-6	4	-2	-10	-19	0
5/23/16 10:16	5/20/16	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,CB	P	1	0.5698	0	2	1	206	D	-74	-83	-45	-32	-29	-27	-16	-13	-5	-9	-17	-26	-3
7/30/15 12:09	6/9/10	HOTR	Retail	Dining	Eating Places	Page Russell Jacob	NC	D		P.d	4	4.00	0	1	15	8	D	-43	17	26	-5	-15	2	2	-8	3	-3	-37	-56	-70	-83
1/5/15 16:54	12/24/14	HOTR	Retail	Dining	Eating Places	Smith Darren Howard	T3	O	CFO of S	P	1	1.50	0	0	116	1	D	-50	-64	-32	-11	-2	17	9	8	1	3	4	34	30	-41
5/30/14 14:34	5/28/14	HOTR	Retail	Dining	Eating Places	Pruitt Michael D	NC	DO	CEO,P	P	1	2.04	0	0	0	205	I	-66	-10	-57	-47	-28	-28	-4	-6	3	5	33	1	-8	82
10/8/13 15:11	10/7/13	HOTR	BizSv	Conslt	Management Consulting Service	Smith Darren Howard	T3	O	CFO of S	P	2	5.10	0	0	New	0	D	-23	38	150	65	8	14	6	-2	4	-3	-1	-1	-37	-61
4/5/13 11:42	4/4/13	HOTR	BizSv	Conslt	Management Consulting Service	Pruitt Michael D	NC	DO	CEO	P.d	1	1.76	0	1	0	205	I	-73	-73	-52	-52	2	-16	-1	-7	0	40	49	72	191	101
7/22/11 13:49	7/21/11	CCLR	BizSv	Conslt	Management Consulting Service	Pruitt Michael D	NC	DOT	CEO	P	1	2.99	0	0	0	405	I
7/7/11 14:20	7/5/11	CCLR	BizSv	Conslt	Management Consulting Service	Pruitt Michael D	NC	DOT	CEO	P	1	2.99	0	0	0	404	I
6/29/11 12:13	6/28/11	CCLR	BizSv	Conslt	Management Consulting Service	Pruitt Michael D	NC	DOT	CEO	P	3	2.49	0	1	0	404	I
6/28/11 11:52	6/27/11	CCLR	BizSv	Conslt	Management Consulting Service	Pruitt Michael D	NC	DOT	CEO	P	1	2.69	0	0	0	403	I
6/21/11 12:04	6/17/11	CCLR	BizSv	Conslt	Management Consulting Service	Pruitt Michael D	NC	DOT	CEO	P	1	2.99	0	0	0	61	I
3/28/11 12:32	3/24/11	CCLR	BizSv	Conslt	Management Consulting Service	Pruitt Michael D	NC	DOT	CEO	P.m	5	3.20	0	2	0	388	I
10/28/10 16:18	10/28/10	CCLR	BizSv	Conslt	Management Consulting Service	Pruitt Michael D	NC	DOT	CEO	P	0	3.75	0	0	0	193	I
10/1/10 10:29	9/24/10	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P	1	4.00	0	0	0	193	I
8/12/10 17:01	8/10/10	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P	2	3.74	0	1	0	193	I
7/6/10 18:12	6/30/10	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P	59	3.50	0	17	10	193	I
6/28/10 11:58	6/24/10	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P	2	3.75	0	1	0	176	I
6/14/10 17:52	6/11/10	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P	2	4.10	0	1	0	175	I
6/7/10 11:30	6/3/10	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P	2	4.00	0	1	0	175	I
5/18/10 15:43	5/17/10	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P	2	4.15	0	1	0	174	I
4/29/10 10:43	4/28/10	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P	2	4.00	0	1	0	174	I
4/27/10 11:09	4/23/10	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P	2	3.75	0	1	0	173	I
4/14/10 16:24	4/12/10	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P	4	3.75	0	1	1	173	I
3/24/10 14:37	3/23/10	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P	3	3.80	0	1	0	172	I
3/15/10 18:33	3/15/10	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P	1	4.00	0	0	0	171	D
3/9/10 14:12	3/5/10	CEEH	Retail	Dining	Eating & Drinking Places	Palisades Master Fund LP	D8	T		S	-260	1.95	0	-133	-100	0	D
1/19/10 17:42	1/11/10	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P.m	1	3.99	0	0	0	171	D
12/7/09 10:49	12/4/09	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P	3	3.50	0	1	0	170	D
9/22/09 11:20	9/18/09	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P	1	2.50	0	1	0	170	D
8/20/09 13:54	8/19/09	CCLR	Retail	Dining	Eating & Drinking Places	Pruitt Michael D	NC	DOT	CEO	P	1	2.50	0	1	0	169	D
8/14/08 10:46	8/8/08	CCLR	Retail	Dining	Eating & Drinking Places	Palisades Master Fund LP	D8	T		S	-40	7.00	0	-6	-4	137	D
8/6/08 11:12	8/1/08	CCLR	Retail	Dining	Eating & Drinking Places	Palisades Master Fund LP	D8	T		S	-32	6.95	0	-5	-3	143	D
7/28/08 15:04	7/24/08	CEEH	Retail	Dining	Eating & Drinking Places	Palisades Master Fund LP	D8	T		S	-7	6.97	0	-1	-1	147	D
7/18/08 14:40	7/16/08	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S	-4	0.6900	0	-6	0	1,485	D
7/3/08 11:43	7/2/08	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S	-171	0.5700	0	-300	-17	1,491	D
7/2/08 15:37	6/30/08	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S	-38	0.5800	0	-65	-4	1,791	D
6/3/08 16:29	6/2/08	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S	-20	0.6984	0	-29	-2	1,856	D
5/9/08 14:17	5/7/08	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S	-120	0.5715	0	-210	-10	1,884	D
5/7/08 16:03	5/5/08	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S	-516	0.5800	0	-890	-30	2,094	D
5/2/08 11:07	4/28/08	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S	-34	0.5713	0	-60	-2	2,984	D
4/23/08 12:20	4/21/08	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S.m	-261	0.5713	0	-457	-7	6,114	D
4/7/08 15:02	3/31/08	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S	-1	0.5651	0	-3	0	3,501	D
3/14/08 15:10	3/11/08	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S	-17	0.8220	0	-21	-1	3,504	D
2/19/08 13:46	2/14/08	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S.m	-11	0.6246	0	-18	-1	3,524	D
2/8/08 15:01	2/5/08	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S	-4	0.6370	0	-6	0	3,543	D
2/5/08 15:07	1/31/08	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S.m	-233	0.6334	0	-368	-9	3,548	D
1/14/08 13:55	1/10/08	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S	-150	0.5500	0	-273	-7	3,916	D
10/1/07 15:35	9/26/07	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S	-3	1.00	0	-3	0	4,197	D
9/27/07 10:29	9/26/07	CEEH	Fund	CEF	Closed-End Funds	Pruitt Michael D	NC	DOT	CEO	P	0	0.9000	0	0	0	1,689	D
6/7/07 15:49	6/7/07	CEEH	Fund	CEF	Closed-End Funds	Pruitt Michael D	NC	DOT	CEO	P	1	0.8500	0	2	0	1,688	D
1/16/07 09:08	1/12/07	CEEH	Fund	CEF	Closed-End Funds	Pruitt Michael D	NC	DOT	CEO	P	1	0.8500	0	1	0	1,687	D
12/12/06 10:34	12/8/06	CEEH	Fund	CEF	Closed-End Funds	Pruitt Michael D	NC	DOT	CEO	P	1	0.7000	0	1	0	1,686	D
10/10/06 09:44	10/9/06	CEEH	Fund	CEF	Closed-End Funds	Pruitt Michael D	NC	DOT	CEO	P	2	0.7750	0	2	0	1,685	D
9/13/06 10:55	9/12/06	CEEH	Fund	CEF	Closed-End Funds	Pruitt Michael D	NC	DOT	CEO	P	1	0.9500	0	1	0	1,683	D
8/8/06 14:54	7/26/06	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S	-1	1.23	0	-1	0	4,195	D
8/8/06 14:49	6/30/06	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S	-4	1.20	0	-3	0	4,196	D
8/8/06 14:36	6/16/06	CEEH	Fund	CEF	Closed-End Funds	Palisades Master Fund LP	D8	T		S	-1	1.22	0	-1	0	4,199	D
1/18/06 16:34	1/11/06	CEEH	Fund	CEF	Closed-End Funds	Pruitt Michael D	NC	DOT	CEO	P	55	1.00	0	55	3	1,680	A

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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r2y

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r7d

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f1y