HSM - Helios Strategic Mortgage Income Fund, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	12	47	0	1	1	2	3	3	2
P	%wins				85	74	72	64	60	66	70

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/18/09 13:56	11/10/09	HSM	Fund	CEF	Closed-End Funds	Birch Robert F	NY	D		P	20	5.76	0	4	159	6	D	-25	24	-2	-8	-9	-2	-3	1	1	10	10	17	11	28
4/13/09 17:31	4/6/09	HSM	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	6	5.40	0	1	32	5	D	-44	-25	12	-4	4	6	9	5	-4	-2	-5	6	12	19
10/7/08 16:01	10/7/08	HSM	Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		P	4	6.20	0	1	86	1	D	-42	-33	-22	-14	-6	7	-14	-8	-8	-5	14	8	-1	17
8/5/08 16:45	8/5/08	HSM	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	7	7.94	0	1	35	3	D	-25	-20	-16	-7	-9	7	4	0	2	-1	-11	-7	-15	-7
12/12/07 13:31	12/12/07	HSM	Fund	CEF	Closed-End Funds	Salvatore Louis P	NY	D		P	25	9.81	0	3	58	7	D	-8	-24	-21	-10	-7	7	-2	-1	0	1	5	-4	-1	-39
10/18/07 17:45	10/17/07	HSM	Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		P	41	10.82	0	4	487	5	D	2	-13	-14	-7	-3	0	-1	-2	-2	-1	-9	-4	-12	-38
7/31/07 14:44	7/31/07	HSM	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	3	11.30	1	0	13	3	D	-6	-8	-17	-14	-13	-12	-8	-4	2	0	-1	-3	-4	-19
6/13/07 11:26	6/13/07	HSM	Fund	CEF	Closed-End Funds	Feeney John Jay Jr	NY	H	CEO & Pr	P	13	12.82	0	1	7	15	D	2	11	-5	-1	-1	-2	-2	0	1	1	-2	-11	-20	-21
5/21/07 13:17	5/21/07	HSM	Fund	CEF	Closed-End Funds	Feeney John Jay Jr	NY	H	CEO & Pr	P	39	12.99	0	3	27	14	D	4	13	-1	-2	0	1	2	0	0	0	-1	-26	-23	-23
3/27/07 08:43	3/26/07	HSM	Fund	CEF	Closed-End Funds	Birch Robert F	NY	D		P	9	13.10	1	1	47	2	D	15	11	0	-1	-3	1	2	1	1	0	0	-3	-13	-25
3/20/07 14:45	3/20/07	HSM	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	3	12.96	1	0	13	2	D	6	9	-1	-5	-6	-4	-2	0	0	2	2	1	-12	-23
3/20/07 11:50	3/20/07	HSM	Fund	CEF	Closed-End Funds	Feeney John Jay Jr	NY	H	CEO & Pr	P	26	12.98	1	2	22	11	D	6	9	-1	-5	-6	-4	-2	0	0	2	2	1	-12	-23
10/31/06 14:13	10/31/06	HSM	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	2	13.62	0	0	7	2	D	11	17	11	7	0	1	2	0	-1	0	3	3	-1	-14
10/23/06 11:47	10/23/06	HSM	Fund	CEF	Closed-End Funds	Salvatore Louis P	NY	D		P	38	13.57	0	3	187	4	D	10	17	11	8	2	-1	0	0	0	0	3	3	1	-15
7/25/06 13:00	7/25/06	HSM	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	2	12.84	0	0	10	2	D	11	2	3	3	5	2	1	0	0	0	3	8	11	-3
6/13/06 15:20	6/13/06	HSM	Fund	CEF	Closed-End Funds	Lai Clifford E	NY	DO	P	P	99	12.40	0	8	28	37										0	1	4	11	18	13
6/13/06 14:29	6/13/06	HSM	Fund	CEF	Closed-End Funds	Lai Clifford E	NY	DO	P	P	18	12.41	0	1	12	14										0	1	4	11	18	13
6/12/06 15:36	6/12/06	HSM	Fund	CEF	Closed-End Funds	Dolan John Herbert	NY	OH	VP	P	12	12.42	0	1	26	5	J									0	0	4	10	17	11
6/12/06 15:26	6/12/06	HSM	Fund	CEF	Closed-End Funds	Dolan John Herbert	NY	OH	VP	P	12	12.42	0	1	36	4	J									0	0	4	10	17	11
5/16/06 16:52	5/15/06	HSM	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	3	12.60	0	0	15	2										-2	-2	-2	6	12	11
5/10/06 16:05	5/10/06	HSM	Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		P	10	12.76	0	1	New	1										0	0	-3	5	11	11
12/29/05 09:45	12/28/05	HSM	Fund	CEF	Closed-End Funds	Salvatore Louis P	NY	D		P	19	12.54	0	2	New	2	D	4	-6	-6	-3	1	0	0	0	0	2	4	4	4	19
10/17/05 16:06	10/17/05	HSM	Fund	CEF	Closed-End Funds	Lai Clifford E	NY	DO	P	P	82	12.58	0	7	15	50	M	10	-5	-6	-8	-6	-6	-4	-3	0	1	1	5	6	17
9/6/05 11:07	8/24/05	HSM	Fund	CEF	Closed-End Funds	Dolan John Herbert	NY	OH	VP	P.a	61	13.46	0	5	161	7	D	21	3	-5	-6	0	0	1	0	0	1	-1	-5	-2	7
8/25/05 12:27	8/24/05	HSM	Fund	CEF	Closed-End Funds	Dolan John Herbert	NY	OH	VP	P	61	13.46	0	5	161	7	D	22	3	-4	-5	-2	-1	-1	0	0	0	0	-4	0	7
8/16/05 14:41	8/16/05	HSM	Fund	CEF	Closed-End Funds	Lai Clifford E	NY	DO	P	P	26	13.58	0	2	10	21	I	21	7	-5	-5	-2	-1	0	1	0	-1	1	-6	-1	6
8/15/05 17:26	8/15/05	HSM	Fund	CEF	Closed-End Funds	Lai Clifford E	NY	DO	P	P	124	13.52	0	9	47	29	M	21	5	-5	-5	-3	-1	-1	0	0	-1	1	-6	-1	5
6/28/05 15:22	6/27/05	HSM	Fund	CEF	Closed-End Funds	Dolan John Herbert	NY	OH	VP	P	7	13.75	0	1	22	3	D	15	15	-1	4	-4	-5	-5	1	0	0	0	-2	-6	-2
6/21/05 16:42	6/21/05	HSM	Fund	CEF	Closed-End Funds	Lai Clifford E	NY	OH	P of the	P	50	14.00	0	4	60	10	D	16	18	1	5	-1	-3	-4	-3	-1	0	0	-1	-6	-2
6/21/05 09:52	6/20/05	HSM	Fund	CEF	Closed-End Funds	Feeney John Jay Jr	NY	H	Director	P	21	14.00	0	2	20	9	D	16	18	1	5	-1	-3	-4	-3	-2	-1	-1	-2	-7	-4
5/4/05 09:54	5/3/05	HSM	Fund	CEF	Closed-End Funds	Feeney John Jay Jr	NY	H	Director	P	25	14.12	0	2	31	8	D	15	17	2	-2	2	2	1	1	1	3	5	0	-6	-2
4/1/05 17:22	3/30/05	HSM	Fund	CEF	Closed-End Funds	Syage Joseph S	NY	H	Director	P	4	13.65	0	0	6	6	D	16	2	0	-3	-6	-5	0	2	1	0	2	3	0	1
3/28/05 16:07	3/28/05	HSM	Fund	CEF	Closed-End Funds	Bordner Gregory S	NY	H	V.P. of	P	35	13.50	0	3	New	3	D	14	0	-4	-6	-8	-9	-7	-2	1	2	4	4	4	4
3/28/05 14:23	3/28/05	HSM	Fund	CEF	Closed-End Funds	Feeney John Jay Jr	NY	H	Director	P	34	13.55	0	3	78	6	D	14	0	-4	-6	-8	-9	-7	-2	0	3	4	4	4	4
3/23/05 18:21	3/23/05	HSM	Fund	CEF	Closed-End Funds	Walsh Leo M Jr	NY	D		P	136	13.62	0	10	100	20	D	17	3	0	-4	-6	-6	-5	-2	0	1	4	5	4	4
5/13/04 08:49	5/10/04	HSM	Fund	CEF	Closed-End Funds	Dolan John Herbert	NY	OH	VP of th	P	13	12.65	0	1	77	2	D		-2	-4	-9	-11	-1	-1	2	0	-1	1	10	15	21
5/12/04 11:37	5/12/04	HSM	Fund	CEF	Closed-End Funds	Lai Clifford E	NY	DH	Presiden	P	19	12.98	1	2	33	6	D		-3	-4	-10	-12	-1	-1	-1	1	1	3	9	15	22
5/11/04 12:40	5/11/04	HSM	Fund	CEF	Closed-End Funds	Syage Joseph S	NY	H	Mgng Dir	P	12	12.42	1	1	19	6	D		-8	-9	-14	-16	-7	-5	-6	5	7	11	14	20	29
5/10/04 16:05	5/10/04	HSM	Fund	CEF	Closed-End Funds	Walsh Leo M Jr		D		P	62	12.32	1	5	100	10	D		-4	-5	-10	-12	-5	-2	-3	5	7	8	14	21	27
4/22/04 15:47	4/21/04	HSM	Fund	CEF	Closed-End Funds	Lai Clifford E		DH	Presiden	P	13	13.35	1	1	29	5	D		-1	-1	-10	-10	-11	-4	-2	1	0	1	8	16	16
4/22/04 15:07	4/21/04	HSM	Fund	CEF	Closed-End Funds	Altman Matthew S		H	VP & Por	P	9	13.25	1	1	28	3	D		-1	-1	-10	-10	-11	-4	-2	1	0	1	8	16	16
4/15/04 16:16	4/14/04	HSM	Fund	CEF	Closed-End Funds	Syage Joseph S	NY	H	Mgng Dir	P	27	13.51	1	2	27	9	M		-2	0	-9	-11	-11	-10	-7	2	-1	-1	6	14	14
4/6/04 15:53	4/6/04	HSM	Fund	CEF	Closed-End Funds	Tropeano Joseph		O	Secretar	P	7	14.16	1	1	125	1	D		9	10	0	-3	-5	-4	-5	0	-5	-6	-3	6	7
4/6/04 15:28	4/5/04	HSM	Fund	CEF	Closed-End Funds	Feeney John Jay Jr		H	Director	P	14	14.25	1	1	44	3	I		9	10	0	-3	-5	-4	-5	0	-5	-6	-3	6	7
2/24/04 15:18	2/23/04	HSM	Fund	CEF	Closed-End Funds	Altman Matthew S	NY	H	VP & Por	P	12	14.69	0	1	47	2	D		12	13	4	1	0	-1	-1	1	3	3	-8	3	10
11/12/03 14:22	11/4/03	HSM	Fund	CEF	Closed-End Funds	Tropeano Joseph	NY	O	Secretar	P	6	14.07	0	0	New	0	D		13	3	10	6	4	1	1	0	1	1	5	-5	10
8/28/03 15:25	8/27/03	HSM	Fund	CEF	Closed-End Funds	Feeney John Jay Jr	NY	H	Director	P	13	13.23	1	1	73	2	I		-4	-4	-10	-7	-1	-2	-1	2	1	3	11	18	19

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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