Drake Rodman L - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	8	1	33	0	-0	3	8	10	30	8
P	%wins				73	67	61	76	70	73	70
S	%ret	2	1	4	-2	-1	2	-1	3	10	2
S	%wins				75	50	25	25	25	0	33

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/16/14 18:54	6/12/14	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		M.dm	0	0.00	33	3	11	26	D	151	33	-4	7	9	7	1	-2	-1	6	8	14	45	38
6/5/14 13:32	6/5/14	HTR	Brookfield Total Return Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	25	24.53	1	1	8	14	I	21	6	10	3	1	0	-2	-1	0	2	1	6	8	3
5/2/14 16:47	4/30/14	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		M.d	38	38.43	33	1	4	24	D	103	28	-4	-3	-1	6	1	4	1	-2	5	18	42	50
4/17/14 15:56	4/17/14	HTR	Brookfield Total Return Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		S	-24	24.23	1	-1	-14	6	D	23	4	10	4	0	1	1	0	1	1	3	5	7	8
2/4/14 17:42	1/31/14	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		M.d	77	38.43	33	2	10	23	D	104	46	1	0	-9	-10	-12	-6	0	3	8	-2	16	56
12/9/13 18:49	12/9/13	CMRX	Chimerix Inc	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NC	D		P.d	14	14.35	2	1	40	4	D			-38	-25	-9	-8	-13	-11	2	-2	11	46	51	162
11/26/13 15:31	11/25/13	CMRX	Chimerix Inc	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NC	D		P	15	15.01	2	1	67	3	D			-31	-10	-8	1	-8	-3	8	6	1	37	27	132
11/22/13 15:42	11/20/13	CMRX	Chimerix Inc	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NC	D		P.m	8	15.49	2	1	50	2	D			-28	-11	-5	4	6	2	-1	1	-5	22	13	120
11/19/13 17:01	11/15/13	CMRX	Chimerix Inc	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NC	D		P	16	15.56	2	1	New	1	D			-23	-13	-16	-1	19	5	3	0	-3	31	7	128
10/28/13 17:27	10/25/13	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		M.d	19	38.43	33	1	2	21	D	130	110	31	9	5	1	-2	-3	-1	-3	5	2	-6	32
10/24/13 15:07	10/18/13	INF.R	Brookfield Global Listed Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	7	19.29	0	0	33	2	D
9/18/13 16:17	9/18/13	HTR	Brookfield Total Return Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		S	-41	22.78	1	-2	-20	7	D	13	-2	-6	-5	-3	2	1	1	0	0	2	2	12	19
8/12/13 16:26	8/7/13	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		M.d	19	38.43	33	1	3	20	D	171	99	42	11	21	3	-3	0	-2	-6	6	3	11	23
6/17/13 16:11	6/13/13	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		M.dm	0	0.00	33	2	13	20	D	105	89	47	6	-2	-3	6	1	2	-3	15	27	40	36
5/1/13 16:07	4/29/13	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		M.d	38	38.43	33	1	6	17	D	100	62	59	19	6	-2	-4	0	2	4	7	24	34	26
2/6/13 16:16	2/4/13	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		P	39	98.50	33	0	3	16	D	88	35	46	37	25	0	0	1	0	1	12	24	44	53
12/26/12 10:06	12/19/12	HTR	Helios Total Return Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		S	0	23.46	1	0	0	9	D	26	12	0	-2	-1	0	0	1	-1	1	5	10	4	10
11/16/12 16:00	11/14/12	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		M.d	38	38.43	33	1	7	16	D	21	13	4	4	-7	-1	-1	-3	1	6	8	36	66	104
6/19/12 16:25	6/15/12	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		M.dm	0	0.00	33	2	19	15	D	19	14	4	-13	-6	-4	1	4	-1	-10	0	14	19	70
5/4/12 17:16	5/4/12	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		P	35	69.87	33	1	4	13	D	19	17	12	-4	-6	-9	-8	-2	0	1	-7	-2	5	73
4/30/12 17:19	4/27/12	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		P	58	72.77	33	1	7	12	D	19	25	10	0	-3	-7	-7	-5	0	-4	-6	-3	2	60
1/31/12 18:01	1/27/12	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		M.d	38	38.43	33	1	10	11	D	28	42	23	11	15	7	1	-1	2	1	1	0	-5	36
11/1/11 16:45	10/31/11	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		P	32	64.69	33	1	5	10	D	27	5	8	13	-1	-2	-2	-2	0	1	-1	16	13	17
9/29/11 16:45	9/29/11	INF	Brookfield Global Listed Infrastructure Income Fund Inc.		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	16	16.25	1	1	New	1	D						-17	-17	-17	-4	-8	11	11	23	31
8/22/11 16:07	8/19/11	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		P	27	54.74	33	1	5	10	D	4	2	2	-10	-10	-6	5	-3	3	4	19	17	34	28
8/2/11 16:11	8/1/11	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		P	29	58.54	33	1	6	9	D	3	4	13	-2	-2	-4	-5	-2	2	-8	4	15	26	19
6/17/11 17:23	6/16/11	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		M.dm	0	0.00	33	1	19	9	D	29	4	0	9	-2	-3	-2	-1	3	3	2	4	9	14
5/17/11 16:05	5/16/11	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		M.d	38	38.43	33	1	16	7	D	50	0	-1	11	5	3	1	0	1	-2	-4	-8	7	18
4/7/11 16:06	4/4/11	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		M.d	38	38.43	33	1	19	6	D	38	-12	-3	-6	6	5	1	-3	-1	-1	5	10	14	42
1/4/11 17:51	12/31/10	STU	Student Loan Corp	DE	Financ	Loan	Personal Credit Institutions	Drake Rodman L	CT	D		S	-4	30.00	0	0	-100	0	D
9/27/10 18:36	9/23/10	JTX	Jackson Hewitt Tax Service Inc	DE	PerSv	PerSv	Personal Services	Drake Rodman L	NJ	D		S	0	1.07	0	0	-29	1	I
6/18/10 19:36	6/17/10	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		M.d	0	0.00	33	1	15	5	D	-9	23	5	-15	-5	4	5	4	-1	-1	-5	-1	4	4
4/26/10 16:36	4/22/10	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		M.d	77	38.43	33	2	74	5	D	-6	52	10	2	-3	-4	-1	-2	-1	5	-6	-10	-1	-4
9/11/09 16:17	9/9/09	CYRV	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	DO	CB,P,CEO	S	-17	1.12	0	-15	-14	91	D
9/8/09 15:14	9/3/09	CYRV	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		S	-15	1.05	0	-15	-12	106	D
9/4/09 15:18	9/2/09	CYRV	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		S	-33	1.18	0	-28	-18	125	M
4/13/09 17:54	4/6/09	HSA	Helios Strategic Income Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	22	0.8760	0	25	New	25	D	-91	-65	15	0	8	19	7	3	1	-1	27	24	26	36
4/13/09 17:48	4/6/09	HIH	Helios High Income Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P.m	10	1.01	0	10	New	10	D	-90	-67	27	6	11	13	6	4	0	1	16	19	38	56
4/13/09 17:42	4/6/09	HAV	Helios Advantage Income Fund, Inc.		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	10	1.01	0	10	New	10	D	-90	-63	24	2	13	12	2	1	-1	2	12	21	38	53
4/13/09 17:31	4/6/09	HSM	Helios Strategic Mortgage Income Fund, Inc.		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	6	5.40	0	1	32	5	D	-44	-25	12	-4	4	6	9	5	-4	-2	-5	6	12	19
3/31/09 17:05	3/30/09	JTX	Jackson Hewitt Tax Service Inc	DE	PerSv	PerSv	Personal Services	Drake Rodman L	NJ	D		P	2	3.75	0	0	40	1	P
1/6/09 15:54	1/5/09	CYRV	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		P	2	0.6400	0	3	21	18	F
1/5/09 16:53	12/2/08	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		S	-40	49.75	33	-1	-23	3										-7	-7	-2	-22	-12	2
12/2/08 16:01	12/1/08	CRZ	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		P	7	0.6100	0	12	9	143	D
12/1/08 15:54	11/26/08	CRZ	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		P.m	6	0.6064	0	11	9	131	D
11/26/08 14:11	11/25/08	CRZ	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		P	19	0.6300	0	30	33	120	D
11/14/08 15:40	11/12/08	CRZ	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		P.m	33	1.08	0	30	50	90	D
11/10/08 16:59	11/6/08	CRZ	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		P.m	23	1.10	0	21	54	60	D
11/10/08 16:28	11/7/08	CRZ	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		P	12	1.14	0	10	35	39	D
11/7/08 12:26	11/6/08	CRZ	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		P	17	1.10	0	16	70	38	M
9/30/08 17:27	9/30/08	HTR	Hyperion Brookfield Total Return Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	9	4.56	0	2	11	20	I	-36	-32	-30	-26	-15	-12	3	-8	4	-2	-2	4	1	31
9/29/08 17:08	9/29/08	HTR	Hyperion Brookfield Total Return Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	10	4.86	0	2	12	18	I	-31	-26	-24	-20	-10	-6	12	0	0	5	-3	4	3	30
9/8/08 15:33	9/8/08	HTR	Hyperion Brookfield Total Return Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P.a	15	5.44	0	3	20	16	D	-28	-25	-15	-21	-8	-6	-4	1	2	0	-13	-24	-16	10
9/8/08 14:20	9/8/08	HTR	Hyperion Brookfield Total Return Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	23	6.15	0	4	31	16	D	-28	-25	-15	-21	-8	-6	-4	1	2	0	-13	-24	-16	10
8/5/08 16:45	8/5/08	HSM	Hyperion Brookfield Strategic Mortgage Income Fund, Inc.		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	7	7.94	0	1	35	3	D	-25	-20	-16	-7	-9	7	4	0	2	-1	-11	-7	-15	-7
6/10/08 17:19	6/6/08	SIL	Apex Silver Mines Ltd		Mining	Gold	Gold & Silver Ores	Drake Rodman L	NY	D		P	21	6.95	0	3	46	10	D
3/17/08 15:32	3/17/08	HTR	Hyperion Brookfield Total Return Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	7	6.67	0	1	9	12	D	-2	-14	-8	-1	-6	-4	-2	-1	-2	0	3	3	-18	-27
3/11/08 17:04	3/11/08	HTR	Hyperion Brookfield Total Return Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	16	6.60	0	2	27	11	D	-6	-20	-14	-6	-10	-8	-11	-7	-2	-4	4	3	-17	-28
3/11/08 12:11	3/10/08	SIL	Apex Silver Mines Ltd		Mining	Gold	Gold & Silver Ores	Drake Rodman L	NY	D		P	42	10.56	0	4	160	7	D
1/4/08 12:22	1/3/08	HTR	Hyperion Brookfield Total Return Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	21	6.92	0	3	50	9	D	1	-16	-16	-6	15	-1	1	3	0	0	7	4	-8	-21
12/17/07 16:16	12/15/07	CRZ	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		P	0	0.00	0	1	12	8	D
11/20/07 16:34	11/20/07	CRZ	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		P	40	13.27	0	3	24	15	D
8/15/07 13:07	8/13/07	CRZ	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		P	79	13.18	0	6	94	12	D
8/9/07 10:45	8/8/07	HTR	Hyperion Brookfield Total Return Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	4	7.84	0	1	10	6	D	6	-6	-12	-11	-10	-7	-1	0	0	-8	4	-6	-2	-17
7/31/07 14:44	7/31/07	HSM	Hyperion Brookfield Strategic Mortgage Income Fund, Inc.		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	3	11.30	1	0	13	3	D	-6	-8	-17	-14	-13	-12	-8	-4	2	0	-1	-3	-4	-19
6/8/07 18:00	6/8/07	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		P	58	57.94	33	1	40	4	D	186	37	-1	11	-8	-11	-7	-7	2	2	1	14	3	5
6/5/07 16:40	6/1/07	SIL	Apex Silver Mines Ltd		Mining	Gold	Gold & Silver Ores	Drake Rodman L	NY	D		P	51	20.30	0	3	New	3	D
3/20/07 14:45	3/20/07	HSM	Hyperion Strategic Mortgage Income Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	3	12.96	1	0	13	2	D	6	9	-1	-5	-6	-4	-2	0	0	2	2	1	-12	-23
10/31/06 14:13	10/31/06	HSM	Hyperion Strategic Mortgage Income Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	2	13.62	0	0	7	2	D	11	17	11	7	0	1	2	0	-1	0	3	3	-1	-14
8/9/06 16:08	8/9/06	CRZ	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		P.a	44	22.00	0	2	23	11	D
8/9/06 15:42	8/9/06	CRZ	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		P	42	21.00	0	2	23	11	D
8/8/06 17:19	8/8/06	CRZ	Crystal River Capital, Inc.	MD	RlEst	REIT	Real Estate Investment Trusts	Drake Rodman L	NY	D		P	26	21.99	0	1	16	9	I
7/25/06 13:00	7/25/06	HSM	Hyperion Strategic Mortgage Income Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	2	12.84	0	0	10	2	D	11	2	3	3	5	2	1	0	0	0	3	8	11	-3
6/9/06 16:14	6/8/06	CELG	Celgene Corp /de/	DE	Health	Drug	Pharmaceutical Preparations	Drake Rodman L	NJ	D		P	37	40.71	33	1	56	3										-3	2	11	-5	33	39
5/16/06 16:52	5/15/06	HSM	Hyperion Strategic Mortgage Income Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	3	12.60	0	0	15	2										-2	-2	-2	6	12	11
1/3/06 15:28	1/3/06	HTR	Hyperion Total Return Fund Inc		Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	4	8.32	0	1	10	5										1	3	5	3	8	20

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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