HTR - Brookfield Total Return Fund Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	9	29	-0	-0	0	1	2	3	1
P	%wins				69	66	69	69	72	69	69
S	%ret	1	6	13	-2	-2	2	3	4	12	3
S	%wins				92	77	46	15	25	8	44

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/19/16 16:36	10/26/12	HTR.R	Fund	CEF	Closed-End Funds	Russell-Dowe Michelle Lyn	X1	H	Portfoli	P	33	22.12	0	2	70	4	M
6/5/14 13:32	6/5/14	HTR	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	25	24.53	1	1	8	14	I	21	6	10	3	1	0	-2	-1	0	2	1	6	8	3
4/17/14 15:56	4/17/14	HTR	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		S	-24	24.23	1	-1	-14	6	D	23	4	10	4	0	1	1	0	1	1	3	5	7	8
9/18/13 16:17	9/18/13	HTR	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		S	-41	22.78	1	-2	-20	7	D	13	-2	-6	-5	-3	2	1	1	0	0	2	2	12	19
4/4/13 10:00	10/12/12	HTR	Fund	CEF	Closed-End Funds	Salvatore Louis P	NY	D		S	0	0.7300	1	0	0	7	D	25	15	7	9	4	1	0	0	0	0	6	-3	-4	5
4/4/13 10:00	10/29/12	HTR	Fund	CEF	Closed-End Funds	Salvatore Louis P	NY	D		P	65	21.50	1	3	87	7	D	25	15	7	9	4	1	0	0	0	0	6	-3	-4	5
12/26/12 10:06	12/19/12	HTR	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		S	0	23.46	1	0	0	9	D	26	12	0	-2	-1	0	0	1	-1	1	5	10	4	10
12/5/12 17:21	11/20/12	HTR	Fund	CEF	Closed-End Funds	Hamilton Diana H	NY	D		P	20	23.74	2	1	200	1	M	21	18	1	-4	1	-1	-1	-2	0	1	3	8	14	9
10/16/12 14:50	10/16/12	HTR.R	Fund	CEF	Closed-End Funds	Pires Steven M	NY	O	Treasure	S.a	0	0.6705	0	0	-100	0	D
10/16/12 10:56	10/16/12	HTR	Fund	CEF	Closed-End Funds	Pires Steven M	NY	O	Treasure	S	0	0.6705	3	0	-50	0	D	28	16	9	1	-2	0	-1	-2	-3	-4	-7	1	10	5
7/16/12 08:32	7/13/12	HTR	Fund	CEF	Closed-End Funds	Russell-Dowe Michelle Lyn	X1	O	VP	P	13	6.28	0	2	34	8	I	35	11	15	9	4	3	1	0	0	0	1	2	1	1
7/13/12 14:19	7/13/12	HTR	Fund	CEF	Closed-End Funds	Russell-Dowe Michelle Lyn	X1	O	VP	P	22	6.28	0	4	147	6	D	35	13	15	9	4	2	1	0	0	0	1	2	1	1
5/1/12 16:11	5/1/12	HTR	Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		P	34	6.02	0	6	285	8	D	29	7	5	2	2	3	3	0	0	0	4	7	1	21
11/2/11 09:32	10/26/11	HTR	Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		S.a	-7	5.97	0	-1	-50	1	D	40	11	2	-3	-1	3	-2	-1	-1	-3	-7	3	6	9
11/2/11 09:18	10/26/11	HTR	Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		P.a	7	5.97	0	1		1	D	40	11	2	-3	-1	3	-2	-1	-1	-3	-7	3	6	9
11/1/11 10:11	10/26/11	HTR	Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		S	-7	5.97	0	-1	-55	1	D	42	12	2	-2	0	3	0	0	0	-4	-5	3	5	8
11/1/11 09:55	10/26/11	HSM	Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		S	-5	6.06	0	-1	-58	1	D	34	4	-1	-2	-2	2	0	0	-1	-2	-5	4
7/29/09 15:57	7/29/09	HTR	Fund	CEF	Closed-End Funds	Pires Steven M	NY	O	Treasure	P	1	5.17	0	0	New	0										1	3	6	6	18	29
10/7/08 16:51	9/16/08	HTR	Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		S.a	-24	6.21	0	-4	-83	1	D	-37	-32	-32	-23	-16	-7	-14	-6	-5	3	18	14	10	39
10/7/08 15:55	10/7/08	HTR	Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		P	5	4.67	0	1	83	2	D	-37	-32	-32	-23	-16	-7	-14	-6	-6	-4	12	7	4	32
10/7/08 15:28	9/16/08	HSM	Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		S	-24	6.21	0	-4	-83	1	D	-42	-33	-22	-14	-6	7	-14	-8	-6	-10	8	3	-7	12
10/7/08 15:12	9/16/08	HTR	Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		S	-26	4.90	0	-5	-82	1	D	-37	-32	-32	-23	-16	-7	-14	-6	-6	-4	12	7	4	32
9/30/08 17:27	9/30/08	HTR	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	9	4.56	0	2	11	20	I	-36	-32	-30	-26	-15	-12	3	-8	4	-2	-2	4	1	31
9/29/08 17:08	9/29/08	HTR	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	10	4.86	0	2	12	18	I	-31	-26	-24	-20	-10	-6	12	0	0	5	-3	4	3	30
9/8/08 15:33	9/8/08	HTR	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P.a	15	5.44	0	3	20	16	D	-28	-25	-15	-21	-8	-6	-4	1	2	0	-13	-24	-16	10
9/8/08 14:20	9/8/08	HTR	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	23	6.15	0	4	31	16	D	-28	-25	-15	-21	-8	-6	-4	1	2	0	-13	-24	-16	10
3/17/08 15:32	3/17/08	HTR	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	7	6.67	0	1	9	12	D	-2	-14	-8	-1	-6	-4	-2	-1	-2	0	3	3	-18	-27
3/11/08 17:04	3/11/08	HTR	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	16	6.60	0	2	27	11	D	-6	-20	-14	-6	-10	-8	-11	-7	-2	-4	4	3	-17	-28
1/4/08 12:22	1/3/08	HTR	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	21	6.92	0	3	50	9	D	1	-16	-16	-6	15	-1	1	3	0	0	7	4	-8	-21
12/12/07 13:39	12/12/07	HTR	Fund	CEF	Closed-End Funds	Salvatore Louis P	NY	D		P	24	7.36	0	3	94	7	D	4	-15	-16	-6	-1	16	0	-1	0	-2	1	0	0	-36
10/18/07 17:53	10/17/07	HTR	Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		P.a	41	7.63	0	5	460	7	D	8	-8	-12	-7	-4	-2	1	-1	-1	-1	-10	-3	2	-34
10/18/07 17:25	10/17/07	HSM	Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		P	41	10.82	0	4	487	5	D	2	-13	-14	-7	-3	0	-1	-2	-2	-1	-9	-4	-12	-38
8/16/07 15:05	8/15/07	HTR	Fund	CEF	Closed-End Funds	Feeney John Jay Jr	NY	O	VP	P	14	7.22	0	2	200	3	D	-2	-13	-18	-18	-17	-10	-8	-7	-5	7	11	-2	7	-10
8/9/07 10:45	8/8/07	HTR	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	4	7.84	0	1	10	6	D	6	-6	-12	-11	-10	-7	-1	0	0	-8	4	-6	-2	-17
10/23/06 11:37	10/23/06	HTR	Fund	CEF	Closed-End Funds	Salvatore Louis P	NY	D		P	9	9.05	0	1	40	4	D	6	19	12	6	1	0	1	0	0	1	1	4	5	-11
5/10/06 15:57	5/10/06	HTR	Fund	CEF	Closed-End Funds	McFarland Stuart A	NY	D		P	10	8.49	0	1	New	1										0	0	1	8	10	14
1/3/06 15:28	1/3/06	HTR	Fund	CEF	Closed-End Funds	Drake Rodman L	NY	D		P	4	8.32	0	1	10	5										1	3	5	3	8	20
12/29/05 09:39	12/28/05	HTR	Fund	CEF	Closed-End Funds	Salvatore Louis P	NY	D		P	20	8.10	0	3	New	3	D	-6	-9	-10	-3	2	0	-1	0	0	4	8	4	9	23
9/9/04 19:05	9/7/04	HTR	Fund	CEF	Closed-End Funds	Bordner Gregory S	NY	H	VP of Is	S	-10	10.00	0	-1	-100	0	D		12	0	10	6	1	1	0	0	0	0	5	8	-4
5/13/04 12:41	5/13/04	HTR	Fund	CEF	Closed-End Funds	Walsh Leo M Jr	NY	D		P	45	8.94	0	5	50	15	D		-2	-8	-10	-12	-2	-2	3	0	1	4	13	19	27
4/6/04 15:47	4/5/04	HTR	Fund	CEF	Closed-End Funds	Feeney John Jay Jr		H	Director	P.a	10	9.70	0	1	New	1	D		9	5	-2	-5	-6	-4	-3	-2	-6	-9	-5	4	11
4/6/04 15:10	4/5/04	HTR	Fund	CEF	Closed-End Funds	Feeney John Jay Jr		H	Director	P	14	14.25	0	1	New	1	D		9	5	-2	-5	-6	-4	-3	-2	-6	-9	-5	4	11
2/24/04 15:01	2/23/04	HTR	Fund	CEF	Closed-End Funds	Altman Matthew S	NY	H	VP & Por	S	-11	10.60	0	-1	-55	1	D		20	18	7	4	9	4	1	-1	0	-2	-13	-2	5
7/31/03 10:56	7/29/03	HTR	Fund	CEF	Closed-End Funds	Altman Matthew S	NY	H	VP & Por	P	9	8.75	0	1	123	2	D			1	-5	-10	-8	-5	1	0	0	5	11	14	14

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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