Filing Date |
T Date |
Ticker |
Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
12/8/17 15:42 | 11/29/17 | KYE | Fund | CEF | Closed-End Funds | Mutual of Omaha Insurance Co | NE | T | P | 2,147,484 | 8,900,000 | 0 | 800 | 400 | 1,000 | M | |||||||||||||||
12/6/17 18:13 | 11/29/17 | KYE | Fund | CEF | Closed-End Funds | United of Omaha Life Insurance Co | NE | T | P.a | 2,147,484 | 10,200,000 | 0 | 600 | 88 | 1,280 | M | |||||||||||||||
12/1/17 16:21 | 11/29/17 | KYE | Fund | CEF | Closed-End Funds | United of Omaha Life Insurance Co | NE | T | P | 2,147,484 | 12,000,000 | 0 | 480 | 166 | 769 | D | |||||||||||||||
9/9/16 16:09 | 9/7/16 | KYE | Insur | LfIns | Life Insurance | Voya Financial, Inc. | NY | T | P | 2,147,484 | 20,000,000 | 1 | 800 | New | 800 | I | -56 | -12 | 67 | 12 | 12 | 5 | 8 | 7 | 0 | -3 | 0 | 2 | 10 | ||
10/5/15 13:02 | 10/2/15 | KYE | Fund | CEF | Closed-End Funds | Shea William H Jr | PA | D | P | 45 | 12.94 | 3 | 4 | 108 | 7 | D | -45 | -51 | -41 | -30 | -7 | 0 | -3 | 13 | 2 | 18 | 11 | -34 | -42 | -6 | |
10/2/15 15:00 | 9/30/15 | KYE | Fund | CEF | Closed-End Funds | Meraz Jody | TX | O | VP | P | 65 | 12.95 | 3 | 5 | 236 | 7 | D | -47 | -53 | -43 | -34 | -13 | -7 | -11 | 1 | 4 | 19 | 15 | -33 | -38 | -2 |
8/4/15 10:11 | 7/31/15 | KYE | Fund | CEF | Closed-End Funds | Baker James C | CA | O | EVP | P | 273 | 18.18 | 4 | 15 | 58 | 41 | D | -34 | -42 | -26 | -30 | -19 | -16 | -2 | -6 | -1 | -6 | -8 | -9 | -56 | -33 |
8/12/13 11:31 | 8/8/13 | KYE | Fund | CEF | Closed-End Funds | Massachusetts Mutual Life Insurance Co | MA | T | P | 34,800 | 1.00 | 2 | 34,800 | New | 34,800 | M | 53 | 21 | 8 | -1 | 1 | -1 | -2 | -2 | -2 | -4 | -1 | -5 | -6 | 18 | |
7/19/10 15:33 | 6/23/08 | KYE | Fund | CEF | Closed-End Funds | Isenberg Gerald I | CA | D | P.m | 57 | 28.26 | 3 | 2 | 170 | 3 | M | 15 | 44 | 8 | -3 | 7 | 5 | 2 | -1 | 1 | 3 | 1 | 9 | 28 | 28 | |
7/15/10 16:14 | 5/6/10 | KYE | Fund | CEF | Closed-End Funds | Shladovsky David J | CA | OH | Secretar | P | 91 | 22.75 | 3 | 4 | 75 | 9 | D | 11 | 52 | 10 | -2 | 5 | 5 | 3 | 0 | 0 | 2 | 2 | 10 | 25 | 28 |
5/6/10 14:48 | 5/5/10 | KYE | Fund | CEF | Closed-End Funds | Hart Terry A | TX | O | Treasure | P | 25 | 24.72 | 3 | 1 | New | 1 | D | 6 | 75 | 29 | 6 | 2 | -3 | -4 | -5 | -6 | 2 | -7 | 4 | 12 | 28 |
5/6/10 14:41 | 5/5/10 | KYE | Fund | CEF | Closed-End Funds | Baker James C | CA | O | VP | P | 185 | 24.65 | 3 | 8 | 74 | 18 | D | 6 | 75 | 29 | 6 | 2 | -3 | -4 | -5 | -6 | 2 | -7 | 4 | 12 | 28 |
1/5/09 16:01 | 12/31/08 | KYE | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P | 343 | 11.42 | 2 | 30 | 10 | 324 | * | 9 | 7 | 6 | 5 | 33 | 104 | ||||||||
12/2/08 17:55 | 11/28/08 | KYE | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P | 878 | 10.05 | 2 | 87 | 42 | 294 | D | -55 | -60 | -66 | -64 | -35 | -37 | -15 | 2 | -6 | -5 | 17 | 23 | 84 | 162 |
11/26/08 17:38 | 11/26/08 | KYE | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P | 1,114 | 9.77 | 2 | 114 | 123 | 207 | D | -54 | -59 | -67 | -66 | -34 | -43 | -28 | -8 | 5 | -3 | 20 | 44 | 91 | 160 |
9/26/08 16:04 | 9/2/08 | QQQ | Fund | CEF | Closed-End Funds | Shea William H Jr | PA | D | P | 85 | 28.35 | 33 | 3 | New | 3 | D | 3 | -19 | -4 | -9 | -14 | -4 | -2 | 2 | -8 | -10 | -28 | -29 | -25 | 2 | |
2/26/08 15:25 | 2/25/08 | KYE | Fund | CEF | Closed-End Funds | Baker James C | CA | O | VP | P | 78 | 26.13 | 2 | 3 | 58 | 8 | D | 33 | 11 | 1 | 7 | -4 | -2 | -4 | 2 | 2 | -2 | -3 | 13 | 8 | -46 |
11/27/07 15:21 | 11/26/07 | KYE | Fund | CEF | Closed-End Funds | McCarthy Kevin S | CA | DO | CB,P,CEO | P.m | 73 | 24.38 | 2 | 3 | 30 | 13 | D | 35 | 10 | -7 | -7 | -16 | -13 | -9 | -3 | 0 | 4 | 14 | 12 | 25 | -53 |
11/27/07 14:52 | 11/26/07 | KYE | Fund | CEF | Closed-End Funds | Baker James C | CA | O | VP | P | 49 | 24.47 | 2 | 2 | 67 | 5 | D | 35 | 10 | -7 | -7 | -16 | -13 | -9 | -3 | 0 | 4 | 14 | 12 | 25 | -53 |
8/17/07 13:19 | 8/16/07 | KYE | Fund | CEF | Closed-End Funds | Morgan Michael C | CA | D | P | 61 | 23.94 | 3 | 3 | 128 | 5 | I | 11 | 5 | -2 | -15 | -19 | -13 | -11 | -8 | 7 | 15 | 15 | 16 | 16 | 17 | |
7/5/07 18:00 | 7/5/07 | KYE | Fund | CEF | Closed-End Funds | Baker James C | CA | O | VP | P | 29 | 29.29 | 2 | 1 | 50 | 3 | D | 37 | 38 | 19 | 15 | 5 | 8 | 4 | 5 | 0 | 0 | -4 | -4 | -2 | 3 |
5/16/07 17:20 | 5/16/07 | KYE | Fund | CEF | Closed-End Funds | Morgan Michael C | TX | D | P | 58 | 28.86 | 2 | 2 | New | 2 | D | 30 | 25 | 13 | 9 | 4 | 1 | 2 | 0 | 0 | -1 | -8 | -3 | 9 | ||
4/10/07 14:55 | 4/5/07 | KYE | Fund | CEF | Closed-End Funds | Baker James C | CA | O | VP | P | 27 | 26.96 | 2 | 1 | 100 | 2 | D | 27 | 18 | 12 | 4 | 5 | 1 | 3 | 2 | 2 | 5 | 10 | 7 | 11 | |
8/8/06 13:59 | 8/4/06 | KYE | Fund | CEF | Closed-End Funds | Baker James C | CA | O | VP | P | 25 | 24.60 | 2 | 1 | New | 1 | D | 5 | 8 | 5 | 8 | 2 | 0 | 1 | 0 | 0 | 1 | 0 | 9 | 21 | |
11/17/05 19:49 | 11/15/05 | KYE | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P | 188 | 23.25 | 2 | 8 | 10 | 92 | D | -14 | -13 | -9 | -10 | -3 | 0 | 2 | 5 | 12 | 10 | 18 | |||
7/1/05 17:03 | 6/27/05 | KYE | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P.a | 2,000 | 25.00 | 8 | 80 | 999% | 84 | D | 0 | 0 | 0 | -2 | -14 | 0 | ||||||||
6/29/05 18:28 | 6/27/05 | KYE | Fund | CEF | Closed-End Funds | Walter Ralph | CA | OH | CFO | P | 250 | 25.00 | 17 | 10 | New | 10 | D | 0 | 0 | 0 | -2 | -13 | -1 | ||||||||
6/29/05 18:27 | 6/27/05 | KYE | Fund | CEF | Closed-End Funds | Sinnott Robert | CA | H | Investme | P | 1,000 | 25.00 | 17 | 40 | New | 40 | D | 0 | 0 | 0 | -2 | -13 | -1 | ||||||||
6/29/05 18:26 | 6/27/05 | KYE | Fund | CEF | Closed-End Funds | Shladovsky David J | CA | OH | Secretar | P | 100 | 25.00 | 17 | 4 | New | 4 | D | 0 | 0 | 0 | -2 | -13 | -1 | ||||||||
6/29/05 18:25 | 6/27/05 | KYE | Fund | CEF | Closed-End Funds | Quinn Terry | CA | D | P | 25 | 25.00 | 17 | 1 | New | 1 | D | 0 | 0 | 0 | -2 | -13 | -1 | |||||||||
6/29/05 18:23 | 6/27/05 | KYE | Fund | CEF | Closed-End Funds | McCarthy Kevin S | CA | DO | CB,P,CEO | P | 250 | 25.00 | 17 | 10 | New | 10 | D | 0 | 0 | 0 | -2 | -13 | -1 | ||||||||
6/29/05 18:22 | 6/27/05 | KYE | Fund | CEF | Closed-End Funds | Isenberg Gerald I | CA | D | P | 25 | 25.00 | 17 | 1 | New | 1 | D | 0 | 0 | 0 | -2 | -13 | -1 | |||||||||
6/29/05 18:19 | 6/27/05 | KYE | Fund | CEF | Closed-End Funds | Kayne Richard A | CA | H | CEO of I | P | 2,000 | 25.00 | 17 | 80 | New | 80 | D | 0 | 0 | 0 | -2 | -13 | -1 | ||||||||
6/29/05 18:18 | 6/27/05 | KYE | Fund | CEF | Closed-End Funds | Good Steven C | CA | D | P | 50 | 25.00 | 17 | 2 | New | 2 | D | 0 | 0 | 0 | -2 | -13 | -1 | |||||||||
6/29/05 18:16 | 6/27/05 | KYE | Fund | CEF | Closed-End Funds | Frey John C | CA | O | See Exhi | P | 375 | 25.00 | 17 | 15 | New | 15 | D | 0 | 0 | 0 | -2 | -13 | -1 | ||||||||
6/29/05 18:13 | 6/27/05 | KYE | Fund | CEF | Closed-End Funds | Daley John | CA | H | Investme | P | 10 | 25.00 | 17 | 0 | New | 0 | D | 0 | 0 | 0 | -2 | -13 | -1 | ||||||||
6/29/05 18:10 | 6/27/05 | KYE | Fund | CEF | Closed-End Funds | Costin Anne K | CA | D | P | 50 | 25.00 | 17 | 2 | New | 2 | D | 0 | 0 | 0 | -2 | -13 | -1 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |