RIV - Rivernorth Opportunities Fund, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	16	0	0	1	3	0	0	1
S	%wins				81	63	58	0			51

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m
6/8/21 15:06	6/4/21	RIV	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S	-72	17.88	-4	-100	0	D
5/11/21 10:42	5/7/21	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-248	18.07	-14	-52	13	D
5/5/21 10:41	4/30/21	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-94	17.68	-5	-17	26	D
4/28/21 08:55	4/23/21	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-87	17.47	-5	-14	32	D
4/15/21 17:12	4/13/21	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-126	17.77	-7	-16	37	D
4/6/21 12:39	3/31/21	RIV	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S.m	-394	17.43	-23	-85	4	D
4/6/21 12:33	4/5/21	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-70	17.60	-4	-8	44	D
3/24/21 17:54	3/21/21	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-109	17.36	-6	-12	48	D
3/19/21 13:06	3/17/21	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-88	17.68	-5	-8	54	D
3/17/21 16:32	3/5/21	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-330	17.38	-19	-24	59	D
3/4/21 16:04	3/3/21	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-133	17.37	-8	-9	78	D
2/12/21 14:08	2/5/21	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-318	17.42	-18	-18	86	D
2/9/21 15:45	2/4/21	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-187	17.31	-11	-9	104	D
2/4/21 15:02	2/2/21	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-161	17.01	-9	-8	115	D
3/16/20 17:02	3/12/20	RIV	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S	-324	11.17	-29	-52	27	D
10/24/19 19:16	10/22/19	RIVRT	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-3	0.0434	-62	-100	0	D
10/24/19 19:13	10/24/19	RIVRT	Fund	CEF	Closed-End Funds	O'Neill Stephen Andrew	IL	H	Officer	S	-1	0.0533	-24	-61	15	D
10/22/19 16:22	10/18/19	RIVRT	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-3	0.0415	-62	-50	62	D
10/18/19 11:09	10/16/19	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-92	16.66	-6	-2	239	D
10/10/19 16:37	10/8/19	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-58	16.90	-3	-3	121	D
9/27/19 14:22	9/9/19	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-144	17.16	-8	-6	124	D
8/29/19 13:56	8/27/19	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-61	16.95	-4	-3	133	D
8/5/19 16:27	8/1/19	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-110	17.43	-6	-4	136	D
7/17/19 16:54	7/11/19	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-198	17.60	-11	-7	142	D
7/11/19 13:07	7/8/19	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-192	17.40	-11	-7	154	D
7/8/19 11:56	7/2/19	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-65	17.26	-4	-2	165	D
6/24/19 18:17	6/20/19	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-44	17.08	-3	-2	168	D
6/20/19 13:56	6/18/19	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-9	17.07	-1	0	171	D
6/17/19 13:28	6/6/19	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-131	16.97	-8	-4	172	D
6/6/19 17:20	6/4/19	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-92	16.91	-5	-3	179	D
5/13/19 13:20	5/9/19	RIV	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S	-92	16.79	-6	-9	56	D
5/8/19 14:25	5/6/19	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-95	17.22	-6	-3	185	D
5/8/19 14:22	5/7/19	RIV	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S.m	-188	17.06	-11	-15	61	D
5/6/19 11:35	5/2/19	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-94	17.06	-6	-3	190	D
6/15/18 13:59	6/13/18	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-90	21.51	-4	-2	196	D
6/13/18 16:30	6/11/18	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-189	21.47	-9	-4	200	D
6/11/18 10:54	6/7/18	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-152	21.43	-7	-3	209	D
6/7/18 15:37	6/5/18	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-160	21.38	-8	-3	216	D
6/5/18 15:02	6/1/18	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-223	21.37	-10	-4	223	D
5/31/18 15:46	5/29/18	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-266	21.27	-13	-5	234	D
1/12/18 16:11	1/10/18	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-153	20.74	-7	-3	246	D
1/10/18 15:26	1/8/18	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-289	20.67	-14	-5	254	D
1/5/18 11:36	1/3/18	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-107	20.28	-5	-2	273	D
1/3/18 15:51	1/2/18	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-261	20.10	-13	-5	273	D
12/26/17 16:58	12/21/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-265	19.75	-13	-4	286	D
10/31/17 14:39	10/30/17	RIVRT	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-4	0.2344	-18	-6	262	D
10/25/17 16:56	10/23/17	RIVRT	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-4	0.2200	-20	-7	280	D
10/13/17 11:46	10/9/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-302	21.01	-14	-5	299	D
10/10/17 12:49	10/5/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-145	20.72	-7	-10	62	D
9/20/17 14:10	9/18/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-78	21.09	-4	-1	321	D
9/18/17 14:37	9/14/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-17	21.12	-1	0	324	D
9/12/17 15:56	9/8/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-59	21.01	-3	-1	325	D
9/7/17 16:56	9/5/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-175	21.09	-8	-2	328	D
5/22/17 16:32	5/18/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-26	19.85	-1	0	336	D
5/18/17 12:41	5/16/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-8	19.98	0	0	338	D	18	11	2	2	-1	-2	-1
4/26/17 17:05	4/24/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-40	19.97	-2	-1	338	D	21	9	7	4	3	1	1	0	0
4/24/17 17:24	4/20/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-40	19.95	-2	-1	340	D	17	7	3	2	1	-1	-1	1	1
4/21/17 10:22	4/19/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-32	19.81	-2	0	342	D	17	7	5	3	2	1	0	-1	1
4/18/17 15:47	4/13/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-85	19.81	-4	-1	344	D	22	7	7	3	3	2	0	-1	0
4/13/17 17:54	4/11/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-84	19.94	-4	-1	348	D	24	6	7	1	3	1	0	0	0	-1
4/11/17 17:18	4/7/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-62	19.80	-3	-1	352	D	26	6	6	2	2	1	1	-1	-1	0
4/7/17 18:40	4/5/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-39	19.71	-2	-1	355	D	26	5	7	1	1	1	1	0	1	2
4/6/17 10:03	4/3/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-51	19.69	-3	-1	357	D	25	6	7	1	1	1	0	0	1	2
4/3/17 19:12	3/30/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-67	19.65	-3	-1	360	D	23	5	6	0	2	0	0	0	1	3
3/23/17 17:36	3/21/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-39	19.60	-2	-85	0	D	24	6	7	0	0	1	0	0	0	2
3/10/17 17:04	3/8/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-122	19.66	-6	-2	365	D	24	2	7	0	-1	0	0	0	1	2
3/1/17 15:27	2/27/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-10	19.90	-1	0	372	D	30	5	5	3	0	-1	-1	2	0	0
3/1/17 10:27	2/27/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-20	19.85	-1	0	372	D	30	5	5	3	0	-1	-1	2	0	0
2/22/17 14:16	2/17/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-10	19.81	0	0	373	D	33	7	7	5	2	1	0	0	-1	0
2/14/17 15:10	2/10/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S.m	-19	19.92	-1	0	374	D	36	7	9	6	4	1	1	-1	0	-2
2/8/17 18:09	2/6/17	RIV	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	SUBADVIS	S	-10	19.83	-1	0	375	D	41	8	8	6	2	2	0	-1	0	-1	3

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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