HCAP - Harvest Capital Credit Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	6	35	1	0	-0	5	12	22	7
P	%wins				80	69	54	77	74	93	74
S	%ret	1	1	1	0	1	-6	7	20	32	11
S	%wins				100	0	100	0	0	0	33

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/10/20 15:15	8/7/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	11	3.95	3	0	930	I
8/6/20 09:48	8/4/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	1	4.00	0	0	927	I
7/29/20 17:31	7/28/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	17	3.96	4	0	927	I
7/24/20 16:21	7/23/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	13	4.00	3	0	923	I
7/22/20 16:26	7/20/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	57	3.99	14	2	920	I
7/17/20 16:41	7/16/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	7	4.00	2	0	905	I
7/10/20 16:34	7/8/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	50	4.00	12	1	903	I
5/29/20 16:19	5/28/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	8	3.98	2	0	891	I
5/15/20 17:50	5/14/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	17	3.96	4	0	889	I
5/13/20 17:22	5/12/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	7	4.06	2	0	885	I
5/8/20 16:59	5/7/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	7	3.97	2	0	883	I
5/6/20 16:36	5/4/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	24	3.98	6	1	881	I
5/1/20 16:37	4/29/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	25	3.99	6	1	875	I
4/8/20 16:47	4/6/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	31	3.97	8	1	869	I
4/3/20 16:34	4/2/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	32	3.96	8	1	861	I
4/1/20 16:43	3/30/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	70	4.75	15	2	853	I
3/27/20 16:18	3/25/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	39	4.78	8	1	838	I
3/24/20 16:39	3/23/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	22	4.10	5	1	830	I
3/20/20 16:23	3/19/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	58	4.42	13	2	825	I
3/19/20 13:59	3/18/20	HCAP	Fund	CEF	Closed-End Funds	Sebastiao Richard Anthony	NY	D		P	21	4.24	5	52	15	D
3/19/20 12:09	3/17/20	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	72	3.90	19	2	811	I
11/12/19 16:42	11/12/19	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	S	-90	8.95	-10	-1	793	M
11/12/19 16:42	11/12/19	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	90	8.95	10	1	793	M
10/8/19 11:25	10/7/19	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	67	9.80	7	1	793	I
9/12/19 16:34	9/10/19	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	1	9.72	0	0	786	I
9/6/19 16:29	9/4/19	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	148	9.77	15	2	786	I
9/3/19 16:19	9/3/19	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	60	9.85	6	1	771	I
8/30/19 16:16	8/29/19	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	22	9.85	2	0	765	I
8/28/19 16:28	8/27/19	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P.m	63	9.85	6	1	763	I
8/27/19 10:46	8/23/19	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DOT	CEO	P	17	9.81	2	0	756	I
8/23/19 09:20	8/21/19	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	21	9.79	2	0	755	I
2/21/19 17:07	2/20/19	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	134	9.84	14	2	752	I
12/31/18 16:37	12/28/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	3	9.58	0	0	739	I
12/27/18 16:28	12/24/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	189	9.63	20	3	738	I
12/21/18 16:34	12/19/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	180	9.52	19	3	719	I
12/19/18 11:50	12/17/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	66	9.59	7	1	700	I
12/10/18 13:45	12/7/18	HCAP	Fund	CEF	Closed-End Funds	Alvarez William Edwin Jr	NY	O	CFO,CCO,	P	21	10.28	2	92	4	D
11/21/18 13:49	11/20/18	HCAP	Fund	CEF	Closed-End Funds	Buckanavage Richard Paul	NY	DO	MD-Head	S	-50	11.02	-5	-9	45	D
11/9/18 12:36	11/7/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	6	10.50	1	0	693	I
11/7/18 10:57	11/5/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	78	10.50	7	1	692	I
10/29/18 16:31	10/26/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	65	10.50	6	1	685	I
10/24/18 16:37	10/23/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	5	10.50	1	0	679	I
10/19/18 15:18	10/17/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	136	10.50	13	2	678	I
10/15/18 14:10	10/11/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	25	10.46	2	0	665	I
6/29/18 09:32	6/27/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	32	10.50	3	0	663	I
6/26/18 16:37	6/22/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	486	10.45	47	8	660	I
6/21/18 16:41	6/19/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P	13	10.45	1	0	613	I
6/14/18 16:36	6/12/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	66	10.48	6	1	612	I
6/11/18 16:49	6/8/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	42	10.44	4	1	606	I
6/8/18 14:24	6/6/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	137	10.37	13	2	602	I
6/5/18 16:57	6/1/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	87	10.25	9	1	589	I
6/1/18 11:01	5/30/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	127	10.20	12	2	580	I
5/29/18 20:47	5/25/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	93	10.18	9	2	568	I
5/25/18 13:09	5/23/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	126	10.13	12	2	558	I
5/22/18 16:51	5/18/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	206	10.16	20	4	546	I
5/17/18 17:54	5/15/18	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	DO	CEO	P.m	114	10.10	11	2	526	I
5/10/18 19:13	5/9/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	53	10.13	5	1	991	I
5/8/18 18:16	5/4/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	124	10.23	12	1	986	I
5/3/18 18:10	5/1/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	56	10.21	6	1	973	I
4/30/18 18:14	4/26/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	10	10.31	1	0	968	I
4/25/18 18:40	4/23/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	71	10.29	7	1	967	I
4/23/18 18:31	4/19/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	49	10.30	5	1	960	I
4/18/18 17:35	4/16/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	75	10.47	7	1	955	I
4/13/18 17:46	4/11/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	78	10.45	7	1	948	I
4/10/18 17:47	4/6/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	72	10.31	7	1	941	I
4/5/18 18:18	4/3/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	64	10.25	6	1	934	I
4/2/18 18:19	3/28/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	58	10.31	6	1	927	I
3/27/18 19:49	3/23/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	34	10.54	3	0	922	I
3/27/18 19:49	3/20/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	39	10.48	4	0	919	I
3/19/18 20:45	3/7/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.am	107	10.88	10	1	907	I
3/19/18 18:16	3/15/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	49	10.68	5	1	915	I
3/14/18 17:45	3/12/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	35	10.88	3	0	910	I
3/9/18 17:41	3/7/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	107	10.85	10	1	907	I
3/6/18 17:37	3/2/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	17	10.87	2	0	897	I
3/1/18 18:08	2/27/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	26	10.92	2	0	896	I
2/26/18 17:44	2/22/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	71	10.72	7	1	893	I
2/21/18 17:31	2/16/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	94	10.81	9	1	887	I
2/15/18 16:55	2/14/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	51	10.83	5	1	877	I
2/13/18 19:21	2/9/18	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	103	10.58	10	1	873	I
1/3/18 17:39	12/29/17	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	93	10.99	8	1	863	I
12/28/17 17:27	12/26/17	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	161	10.92	15	2	855	I
12/18/17 18:07	12/14/17	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	65	10.94	6	1	840	I
12/18/17 17:31	12/4/17	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.am	124	10.94	11	1	834	I
12/8/17 12:24	12/7/17	HCAP	Fund	CEF	Closed-End Funds	Buckanavage Richard Paul	NY	DO	P,CEO	S	-55	11.01	-5	-9	49	D
12/7/17 17:58	12/5/17	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	27	11.00	3	0	825	I
12/1/17 17:52	11/29/17	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	650	10.75	60	8	823	I
11/16/17 14:56	11/14/17	HCAP	Fund	CEF	Closed-End Funds	Kitchin Craig R	NY	O	CFO,Secr	S.m	-153	12.25	-12	-67	6	D
8/29/17 16:19	8/25/17	HCAP	Fund	CEF	Closed-End Funds	Buckanavage Richard Paul	NY	DO	P,CEO	S	-41	13.65	-3	-5	54	D
11/14/16 06:02	11/9/16	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P	19	12.05	2	0	762	I	32	17	1	-1	3	3	3	3	1	3	8	17
11/8/16 17:22	11/4/16	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	322	12.03	27	4	761	I	17	15	2	-3	0	0	-1	0	1	4	10	21	14
11/3/16 17:38	11/1/16	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	111	12.05	9	1	734	I	16	13	4	-4	-1	-1	0	0	0	1	9	20	16
10/31/16 17:54	10/27/16	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	23	12.05	2	0	725	I	15	14	-1	-4	-1	-2	-1	-1	0	0	6	20	17
10/26/16 17:05	10/24/16	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	50	12.05	4	1	723	I	20	12	0	-2	-1	0	0	0	1	0	7	19	17
10/19/16 18:22	10/17/16	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P	73	12.05	6	1	719	I	20	11	-4	-3	-2	0	0	-1	0	0	6	19	19
9/16/16 13:13	9/14/16	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	242	12.39	20	4	514	I	11	14	15	-2	-2	0	-1	0	0	-1	-2	10	22
1/13/16 17:31	1/12/16	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	184	11.32	16	3	495	I	-8	6	-15	-6	-3	2	-3	-3	2	-5	-8	19	21	40
1/12/16 16:16	1/11/16	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P	28	11.50	2	1	479	I	-6	9	-12	-3	0	6	1	-2	-2	-3	-10	16	21	40
12/29/15 16:57	12/24/15	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	122	11.50	11	2	476	I	-7	11	-14	-2	-2	-3	-1	2	0	2	-7	7	15	32
12/23/15 16:42	11/2/15	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.a	30	11.49	3	1	375	I	-9	7	-16	-6	-1	-5	-6	-1	0	1	-6	7	20	32
12/23/15 16:42	11/12/15	HCAP	Fund	CEF	Closed-End Funds	Sebastiao Richard Anthony	NY	D		P.a	30	11.92	3	35	10	D	-9	7	-16	-6	-1	-5	-6	-1	0	1	-6	7	20	32
12/23/15 16:42	12/14/15	HCAP	Fund	CEF	Closed-End Funds	Kitchin Craig R	NY	O	CFO,CCO,	P.a	109	10.90	10	169	16	D	-9	7	-16	-6	-1	-5	-6	-1	0	1	-6	7	20	32
12/23/15 16:42	12/15/15	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.am	200	11.36	18	5	349	I	-9	7	-16	-6	-1	-5	-6	-1	0	1	-6	7	20	32
12/23/15 16:42	12/21/15	HCAP	Fund	CEF	Closed-End Funds	Buckanavage Richard Paul	NY	DO	P,CEO	S	-93	11.11	-8	-13	57	D	-9	7	-16	-6	-1	-5	-6	-1	0	1	-6	7	20	32
12/23/15 16:41	12/21/15	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	235	11.32	21	5	466	I	-9	7	-16	-6	-1	-5	-6	-1	0	1	-6	7	20	32
12/21/15 15:54	12/17/15	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	364	11.25	32	8	445	I	-9	6	-17	-8	-4	-6	-7	-4	1	4	-5	11	25	36
12/17/15 14:06	12/15/15	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	200	11.36	18	4	413	I	-5	13	-13	-3	0	-2	-2	-3	-2	-1	-4	2	19	31
12/15/15 14:22	12/14/15	HCAP	Fund	CEF	Closed-End Funds	Magee Ryan T.	NY	O	VP	P	11	10.95	1	13	9	D	-10	7	-19	-9	-6	-7	-7	-9	6	3	5	6	27	37
12/15/15 14:21	12/14/15	HCAP	Fund	CEF	Closed-End Funds	Buckanavage Richard Paul	NY	DO	P,CEO	P	110	11.00	10	18	66	D	-10	7	-19	-9	-6	-7	-7	-9	6	3	5	6	27	37
12/15/15 14:21	12/14/15	HCAP	Fund	CEF	Closed-End Funds	Kitchin Craig R	NY	O	CFO,CCO,	P	109	10.90	10	169	16	D	-10	7	-19	-9	-6	-7	-7	-9	6	3	5	6	27	37
12/11/15 13:00	12/11/15	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P	50	12.12	4	1	395	D	-1	17	-9	2	4	3	2	2	-1	-6	-6	-10	15	23
12/10/15 17:09	12/8/15	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	192	12.07	16	4	391	D	-1	11	-10	1	1	2	1	1	-1	-4	-3	-12	14	21
12/7/15 16:05	12/3/15	HCAP	Fund	CEF	Closed-End Funds	Buckanavage Richard Paul	NY	DO	P,CEO	P	119	11.95	10	22	56	D	-1	9	-11	3	-1	1	1	-1	1	2	1	-11	16	24
8/28/15 17:46	8/27/15	HCAP	Fund	CEF	Closed-End Funds	Buckanavage Richard Paul	NY	DO	P,CEO	P	122	12.02	10	28	46	D	1	-2	3	-11	-13	2	0	1	-1	-2	1	1	-9	15
8/24/15 20:13	8/24/15	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P	38	12.14	3	0	713	I	0	-3	3	-11	-12	-9	3	0	0	0	2	0	-12	15
8/21/15 19:25	8/19/15	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	99	12.03	8	1	710	I	-2	-4	3	-13	-11	-9	1	-2	0	1	2	0	-12	14
8/14/15 18:56	8/12/15	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P.m	104	12.07	9	1	701	I	0	-4	5	-7	-12	-12	-7	1	2	1	3	-2	-10	18
5/18/15 19:39	5/14/15	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P	33	13.38	3	0	693	I	11	12	25	18	5	5	3	6	-1	-2	0	-14	-13	1
5/13/15 17:21	5/11/15	HCAP	Financ	FinTrd	Security Brokers, Dealers & F	Jmp Group LLC	CA	T		P	34	12.23	3	0	690	I	5	2	9	10	2	-3	-3	6	1	8	7	-7	-7	4
11/28/14 13:02	11/25/14	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P	34	12.25	3	1	423	I		-9	-10	-10	3	-4	1	-1	2	0	-5	7	19	7
11/24/14 16:53	11/20/14	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	92	12.25	8	2	421	I		-8	-10	-9	1	-3	6	-1	-1	-2	-4	5	19	6
11/19/14 19:31	11/17/14	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P.m	178	12.10	15	4	413	I		-8	-6	-9	-1	-3	-2	5	3	1	-3	5	23	8
8/18/14 17:21	8/15/14	HCAP	Fund	CEF	Closed-End Funds	Sebastiao Richard Anthony	NY	D		P	102	14.40	7	New	7	D		4	-4	2	-5	-4	-2	0	0	-1	1	-13	-7	-2
8/18/14 17:21	8/14/14	HCAP	Fund	CEF	Closed-End Funds	Jolson Joseph A	NY	D		P	71	14.16	5	1	398	I		4	-4	2	-5	-4	-2	0	0	-1	1	-13	-7	-2
5/19/14 11:50	5/16/14	HCAP	Fund	CEF	Closed-End Funds	Buckanavage Richard Paul	NY	DO	P,CEO	P	211	14.07	15	73	36	D		2	1	-6	-3	-3	-2	-2	2	1	5	2	-11	13

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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+w

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avg

Filing Date

T Date

Ticker

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oSt

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T

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oc

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r2y

r1y

r6m

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r7d

r3d

f1d

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f6m

f1y