LRFC - Logan Ridge Finance Corp. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	8	53	0	0	0	1	-2	2	0
P	%wins				68	77	55	62	38	56	59

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/17/21 12:55	11/16/21	LRFC	Fund	CEF	Closed-End Funds	Schafer Patrick	NY	O	Chief In	P	13	25.45	0	1	100	1	D
11/16/21 18:10	11/15/21	LRFC	Fund	CEF	Closed-End Funds	Schafer Patrick	NY	O	Chief In	P	12	24.99	0	1	New	1	D
6/24/21 11:28	6/23/21	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	50	24.80	0	2	3	63	D
6/17/21 11:48	6/16/21	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	88	25.87	0	3	6	61	D
6/15/21 11:13	6/14/21	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	79	26.31	0	3	6	57	D
12/18/20 11:30	12/17/20	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	25	14.00	0	2	3	54	D
12/17/20 15:47	12/16/20	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	36	13.98	0	3	5	53	D
12/16/20 17:09	12/15/20	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	50	13.98	0	4	8	50	D
12/9/20 13:23	12/8/20	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	28	14.15	0	2	4	46	D
11/24/20 13:05	11/20/20	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	52	10.47	0	5	13	44	D
11/19/20 16:33	11/18/20	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	35	10.48	0	3	9	39	D
11/10/20 17:20	11/6/20	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	58	9.75	0	6	20	36	D
11/10/20 17:20	8/31/20	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P.a	69	10.30	0	7	28	30	D
9/1/20 15:30	8/31/20	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	69	10.30	0	7	5	147	D
6/14/19 09:48	6/13/19	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P	24	9.17	0	3	0	575	D
12/21/18 15:32	12/20/18	CPTA	Fund	CEF	Closed-End Funds	Arnall Stephen A.	NC	O	CFO	P	10	6.76	0	2	6	28	D
5/29/18 12:00	5/25/18	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	37	8.16	0	5	3	141	D
3/27/18 14:26	3/23/18	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	16	7.80	0	2	2	136	D
3/23/18 16:28	3/22/18	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	27	7.80	0	3	3	134	D
12/22/17 10:19	12/21/17	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	75	7.50	0	10	8	130	D
12/4/17 17:38	12/1/17	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	76	7.62	0	10	9	120	D
12/4/17 17:36	12/1/17	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.d	4	7.62	0	1	0	730	I
11/15/17 10:50	11/13/17	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.dm	691	7.77	0	89	14	730	I
11/15/17 10:48	11/13/17	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	76	7.62	0	10	10	110	D
9/25/17 17:59	9/21/17	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.d	2	9.11	0	0	0	641	I
9/25/17 17:53	8/10/17	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P.am	183	9.15	0	20	25	100	D
8/15/17 16:18	5/16/14	CPTA	Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		P.dm	56	11.00	0	5	1	364	M
8/15/17 16:16	8/11/17	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.d	86	9.00	0	10	1	761	D
8/15/17 16:14	8/11/17	CPTA	Fund	CEF	Closed-End Funds	Wheelahan Richard	NC	O	Chief Co	P.d	10	8.99	0	1	9	14	D
8/15/17 16:12	8/11/17	CPTA	Fund	CEF	Closed-End Funds	McGlinn John F.	NC	O	See Rema	P.d	40	9.00	0	4	4	112	D
8/14/17 19:34	8/10/17	CPTA	Fund	CEF	Closed-End Funds	Arnall Stephen A.	NC	O	CFO	P.d	10	9.05	0	1	10	12	D
8/14/17 16:10	8/10/17	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P.m	183	9.15	0	20		10	D
11/16/16 14:35	11/15/16	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	84	12.01	1	7	10	80	D	-14	2	-4	-20	-6	-7	0	0	0	0	10	25
3/22/16 13:15	3/18/16	CPTA	Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		P.dm	116	11.55	1	10	3	344	I	-24	-28	-8	-1	9	5	3	1	1	3	22	25	34	40
3/14/16 17:18	3/14/16	CPTA	Fund	CEF	Closed-End Funds	McGlinn John F.	NC	O	COO,Secr	P.d	25	11.40	1	2	2	94	D	-25	-29	-12	-8	6	8	1	-3	0	4	20	26	42	42
12/23/15 20:19	12/23/15	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.d	985	11.60	1	85	12	794	I	-23	-23	-19	-5	-9	-11	-3	-1	1	-2	-12	0	24	23
12/18/15 11:51	12/15/15	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.d	49	11.98	1	4	1	710	I	-21	-22	-19	-7	-8	-11	-6	4	-2	1	-15	-1	23	27
12/11/15 10:49	12/10/15	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	39	12.90	1	3	4	73	D	-16	-19	-14	-3	-2	-4	-6	-3	-3	-5	-4	-8	16	14
11/16/15 11:39	11/13/15	CPTA	Fund	CEF	Closed-End Funds	Arnall Stephen A.	NC	O	CFO	P.d	10	13.50	1	1	9	9	D	-10	-15	-17	-7	0	-1	-2	-2	2	1	-9	-16	7	4
9/25/15 15:43	9/23/15	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	CB BOD,C	P.d	99	13.35	1	7	1	705	I		-19	-25	-14	-10	-4	-4	-3	2	2	8	-2	-2	18
8/26/15 16:46	8/24/15	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.d	99	13.25	1	8	1	762	I		-19	-24	-20	-15	-12	-12	-8	1	0	-3	3	-17	28
8/25/15 17:45	8/25/15	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	68	13.50	1	5	8	70	D		-18	-23	-18	-15	-11	-9	-9	4	3	2	6	-13	33
8/25/15 17:42	8/25/15	CPTA	Fund	CEF	Closed-End Funds	McGlinn John F.	NC	O	COO,Secr	P.d	30	13.94	1	2	3	77	D		-18	-23	-18	-15	-11	-9	-9	4	3	2	6	-13	33
8/25/15 15:06	8/24/15	CPTA	Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		P.d	140	13.99	1	10	3	329	I		-18	-23	-18	-15	-11	-9	-9	-1	2	1	5	-14	32
8/21/15 15:14	8/21/15	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	73	14.50	1	5	8	65	D		-12	-17	-12	-8	-4	-1	-3	-1	-4	-5	-2	-20	23
8/14/15 11:09	8/13/15	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.d	99	14.93	1	7	1	755	I		-9	-15	-11	-6	-3	-2	2	2	-2	-6	-4	-22	17
8/13/15 11:22	8/13/15	CPTA	Fund	CEF	Closed-End Funds	McGlinn John F.	NC	O	COO,Secr	P.d	50	14.65	1	3	5	75	D		-12	-17	-14	-5	-8	-4	-5	3	4	-2	-1	-23	19
6/12/15 18:51	6/12/15	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	82	16.44	2	5	9	60	D		1	-6	-8	-4	-2	-4	-3	-2	2	0	-11	-14	-1
6/10/15 12:56	6/10/15	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	67	17.00	2	4	8	55	D		4	-4	-6	-2	0	-2	-2	0	-4	-4	-12	-15	-4
5/28/15 14:46	5/27/15	CPTA	Fund	CEF	Closed-End Funds	Arnall Stephen A.	NC	O	CFO	P.d	10	17.17	2	1	12	5	D		6	-3	-5	-3	0	-1	1	1	1	-6	-20	-15	-6
5/22/15 17:57	5/22/15	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	18	17.00	2	1	2	51	D		6	-1	-5	-4	-2	0	-2	-1	0	-5	-14	-15	-9
5/20/15 17:59	5/20/15	CPTA	Fund	CEF	Closed-End Funds	Wheelahan Richard	NC	O	Chief Co	P.d	25	17.11	2	1	34	6	D		5	-2	-6	-2	-1	0	0	0	1	-2	-11	-14	-8
5/20/15 17:56	5/20/15	CPTA	Fund	CEF	Closed-End Funds	Moyer Charles	NC	D		P	9	17.17	2	1	9	6	D		5	-2	-6	-2	-1	0	0	0	1	-2	-11	-14	-8
5/20/15 17:55	5/19/15	CPTA	Fund	CEF	Closed-End Funds	McGlinn John F.	NC	O	COO,Secr	P.d	20	17.10	2	1	2	71	D		5	-2	-6	-2	-1	0	0	0	1	-2	-11	-14	-8
5/20/15 17:52	5/19/15	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.dm	199	17.13	2	12	2	748	I		5	-2	-6	-2	-1	0	0	0	1	-2	-11	-14	-8
5/15/15 21:10	5/15/15	CPTA	Fund	CEF	Closed-End Funds	McGlinn John F.	NC	O	COO,Secr	P.d	35	17.49	2	2	3	70	D		10	1	-5	-8	-2	-1	-1	0	-2	-7	-12	-15	-12
3/24/15 12:38	3/23/15	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	CB BOD,C	P	139	18.76	1	7	1	736	I		6	6	4	3	2	2	2	0	-1	-6	-11	-23	-28
3/20/15 19:42	3/20/15	CPTA	Fund	CEF	Closed-End Funds	Chapman H. Paul	NC	D		P	47	18.80	1	3	33	10	D		4	7	6	2	0	1	0	1	0	-4	-9	-22	-27
12/24/14 14:11	12/23/14	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	85	18.19	1	5	10	50	D		1	4	2	3	-1	1	-2	0	-2	2	6	-7	-22
12/22/14 16:48	12/22/14	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	CB BOD,C	P	175	20.00	1	9	1	711	I		2	3	-1	-1	-3	-1	0	1	1	2	7	-5	-23
12/22/14 11:02	12/19/14	CPTA	Fund	CEF	Closed-End Funds	Arnall Stephen A.	NC	O	CFO	P	9	18.79	1	1	11	5	D		2	3	-1	-1	-3	-1	0	0	1	2	7	-5	-23
12/18/14 18:15	12/18/14	CPTA	Fund	CEF	Closed-End Funds	McGlinn John F.	NC	O	COO,Secr	P	35	18.45	1	2	1	186	D		1	2	-1	-1	-3	-4	-1	-3	-2	-1	3	-7	-25
12/1/14 13:50	11/26/14	CPTA	Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		P	19	18.74	1	1	0	317	I		7	10	4	6	2	4	0	-1	0	-3	2	-2	-14
11/26/14 19:29	11/25/14	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	CB BOD,C	P	188	18.75	1	10	1	743	I		8	8	3	7	2	1	0	1	0	-3	3	-1	-16
11/21/14 16:48	11/19/14	CPTA	Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		P	283	18.85	1	15	5	316	I		10	9	3	6	3	4	3	1	1	-2	3	-3	-17
9/18/14 18:57	9/18/14	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P	28	18.05	1	2	3	45	D			-3	2	3	0	0	-1	1	-1	-2	0	5	-18
9/5/14 19:03	9/3/14	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P	98	18.92	1	5	1	773	I			0	5	0	1	0	0	1	1	-1	4	7	-15
8/19/14 12:21	8/18/14	CPTA	Fund	CEF	Closed-End Funds	McGlinn John F.	NC	O	COO,Secr	P	50	18.90	0	3	1	184	D			-1	5	0	0	3	1	1	0	0	2	6	-10
6/18/14 11:48	6/18/14	CPTA	Fund	CEF	Closed-End Funds	Chapman H. Paul	NC	D		P	93	18.68	1	5	200	8	D			-1	-4	4	3	2	1	-1	0	2	-1	3	-2
6/18/14 11:44	6/17/14	CPTA	Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		P	501	18.55	1	27	10	301	I			-1	-4	4	3	2	1	-1	0	2	-1	3	-2
5/20/14 12:38	5/19/14	CPTA	Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		P	250	18.41	1	14	5	274	I			1	-6	-3	0	2	4	-1	0	3	5	8	5
5/20/14 09:31	5/15/14	CPTA	Fund	CEF	Closed-End Funds	Carroll Larry W.	NC	D		P.m	301	18.00	1	17	62	44	D			1	-6	-3	0	2	4	-1	0	3	5	8	5
5/20/14 09:26	5/16/14	CPTA	Fund	CEF	Closed-End Funds	Moyer Charles	NC	D		P	9	18.19	1	1	9	6	D			1	-6	-3	0	2	4	-1	0	3	5	8	5
5/20/14 09:21	5/16/14	CPTA	Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		P	20	18.19	1	1	0	261	D			1	-6	-3	0	2	4	-1	0	3	5	8	5
5/16/14 14:01	5/15/14	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P	994	18.04	1	55	8	768	I			0	-7	-7	-3	-1	0	1	2	5	7	5	9
12/18/13 16:14	12/17/13	CPTA	Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		P	198	19.77	1	10	4	260	I					6	4	0	0	-1	0	1	3	-1	1
12/13/13 11:19	12/12/13	CPTA	Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		P	99	19.78	1	5	2	250	I					8	4	2	1	0	-1	2	2	-2	1
12/11/13 15:31	9/27/13	CPTA	Fund	CEF	Closed-End Funds	Wheelahan Richard	NC	O	Chief Co	P.m	6	19.58	1	0	27	1	D					2	4	0	1	1	1	3	5	0	4
12/10/13 21:22	12/6/13	CPTA	Fund	CEF	Closed-End Funds	Moyer Charles	NC	D		P	12	19.46	1	1	13	5	D					4	6	2	2	1	2	3	3	-1	6
12/6/13 16:27	12/4/13	CPTA	Fund	CEF	Closed-End Funds	Broyhill Markham Hunt	NC	D		P	20	19.80	1	1	0	245	D					4	3	2	0	-1	0	1	1	-4	4
11/29/13 15:33	9/27/13	CPTA	Fund	CEF	Closed-End Funds	McGlinn John F.	NC	O	COO,Secr	P.m	51	19.68	1	3	1	181	D					5	6	4	2	1	0	1	3	-2	7
11/25/13 17:50	11/20/13	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.am	199	19.00	1	11	1	713	I					5	2	1	1	0	2	4	4	-1	9
11/22/13 11:48	11/20/13	CPTA	Fund	CEF	Closed-End Funds	Alala Joseph B III	NC	DO	See Rema	P.m	199	19.00	1	11	1	713	I					5	2	2	2	0	3	6	4	0	8
11/20/13 16:58	11/18/13	CPTA	Fund	CEF	Closed-End Funds	Arnall Stephen A.	NC	O	CFO	P	50	19.13	1	3	New	3	D					3	0	-2	0	1	2	5	6	1	10
10/1/13 18:04	9/30/13	CPTA	Fund	CEF	Closed-End Funds	Chapman H. Paul	NC	D		P	48	19.20	15	3	New	3	D								2	-1	-3	3	6	6	3

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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