CSWC - Capital Southwest Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	20	82	0	1	4	3	4	2	2
P	%wins				74	78	82	80	76	67	76

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/8/24 17:48	11/8/24	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	6	23.13	0	0	2	17	D
11/7/24 16:25	11/7/24	CSWC	Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	12	23.07	0	1	3	16	D
9/16/24 16:07	9/16/24	CSWC	Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	6	25.03	0	0	2	15	D
8/9/24 16:23	8/9/24	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	10	23.94	0	0	3	14	D
6/28/24 16:03	6/28/24	CSWC	Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	5	26.13	0	0	2	13	D
6/24/24 16:24	6/21/24	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	5	24.96	0	0	1	14	D
6/4/24 16:54	6/3/24	CSWC	Fund	CEF	Closed-End Funds	Thomas William R III	TX	D		P	243	25.87	0	9	2	598	D
5/30/24 16:33	5/29/24	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	5	25.25	0	0	1	14	D
5/23/24 16:16	5/23/24	CSWC	Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	13	25.65	0	1	4	13	D
12/21/23 16:03	12/21/23	CSWC	Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	12	23.29	0	1	4	12	D
11/2/23 16:37	11/2/23	CSWC	Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	11	21.67	0	1	5	11	D
2/6/23 16:11	2/6/23	CSWC	Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	10	19.69	0	1	7	8	D
11/4/22 16:05	11/4/22	CSWC	Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	9	18.97	0	1	7	7	D
11/3/22 17:23	11/3/22	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	10	18.99	0	1	5	11	I
6/22/22 17:44	6/22/22	CSWC	Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	16	18.57	0	1	26	4	D
3/30/22 16:44	3/30/22	CSWC	Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P	18	23.81	0	1	30	3	D
3/30/22 16:39	3/29/22	CSWC	Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	48	23.93	0	2	7	32	D
2/17/22 18:58	2/17/22	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	10	25.00	0	0	5	8	D
1/24/22 17:47	6/30/21	CSWC	Fund	CEF	Closed-End Funds	Rogers-Windsor Ramona Lynn	TX	D		P.m	61	24.93	0	2	999%	2	D
12/20/21 16:41	12/20/21	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	10	24.35	0	0	5	8	D
11/9/21 16:05	11/9/21	CSWC	Fund	CEF	Closed-End Funds	Sarner Michael Scott	TX	O	CFO	P	90	26.83	0	3	1	287	D
9/28/21 16:40	9/28/21	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	18	25.40	0	1	10	7	D
9/10/21 16:06	9/9/21	CSWC	Fund	CEF	Closed-End Funds	Thomas William R III	TX	D		P	111	27.72	0	4	1	592	I
9/10/21 16:04	9/9/21	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	16	27.75	0	1	9	7	D
8/31/21 16:30	8/31/21	CSWC	Fund	CEF	Closed-End Funds	Morgan Thomas Duane	TX	D		P	10	26.39	0	0	2	25	D
3/19/21 16:29	3/19/21	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	21	21.45	0	1	19	6	D
2/11/21 17:57	2/11/21	CSWC	Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	31	20.57	0	2	5	30	D
3/23/20 16:05	3/20/20	CSWC	Fund	CEF	Closed-End Funds	Diehl Bowen S	TX	DO	P,CEO	P	189	9.46	0	20	5	403	I
3/20/20 16:08	3/20/20	CSWC	Fund	CEF	Closed-End Funds	Sarner Michael Scott	TX	O	CFO	P	202	9.40	0	22	13	193	D
3/19/20 17:55	3/18/20	CSWC	Fund	CEF	Closed-End Funds	Furst Jack D	TX	D		P	482	8.84	0	55	232	78	M
3/18/20 16:14	3/18/20	CSWC	Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	36	8.90	0	4	16	29	D
3/17/20 17:50	3/17/20	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	10	10.33	0	1	22	5	D
3/2/20 16:09	3/2/20	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	10	18.61	0	1	14	4	D
2/28/20 16:07	2/28/20	CSWC	Fund	CEF	Closed-End Funds	Sarner Michael Scott	TX	O	CFO	P	75	18.15	0	4	2	172	D
2/24/20 19:34	2/24/20	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	20	20.35	0	1	37	4	D
9/3/19 16:31	8/30/19	CSWC	Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	53	21.37	0	3	11	25	D
8/30/19 16:26	8/28/19	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	20	21.85	0	1	51	3	D
12/27/18 16:32	12/24/18	CSWC	Fund	CEF	Closed-End Funds	Furst Jack D	TX	D		P.m	118	18.50	0	6	37	24	D
11/14/18 16:10	11/12/18	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	20	19.53	0	1	126	2	D
8/22/18 16:21	8/21/18	CSWC	Fund	CEF	Closed-End Funds	Battist Christine	TX	D		P	15	19.01	0	1	New	1	D
3/26/18 17:02	3/23/18	CSWC	Fund	CEF	Closed-End Funds	Wilson John H	TX	D		P	51	17.10	0	3	18	20	D
2/9/18 16:16	2/9/18	CSWC	Fund	CEF	Closed-End Funds	Sarner Michael Scott	TX	O	CFO	P	11	16.24	0	1	1	105	D
2/9/18 16:05	2/8/18	CSWC	Fund	CEF	Closed-End Funds	Morgan Thomas Duane	TX	D		P	50	16.39	0	3	19	19	I
12/29/17 17:28	12/28/17	CSWC	Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	33	16.66	0	2	10	22	D
11/21/17 16:22	11/21/17	CSWC	Fund	CEF	Closed-End Funds	Kelley Douglas M.	TX	O	SVP,MD	P	6	16.87	0	0	0	85	D
11/14/17 18:47	11/13/17	CSWC	Fund	CEF	Closed-End Funds	Kelley Douglas M.	TX	O	SVP,MD	P	25	17.00	0	2	2	66	D
6/29/17 11:04	6/28/17	CSWC	Fund	CEF	Closed-End Funds	Wilson John H	TX	D		P	82	16.30	0	5	42	17	D
6/9/17 16:57	6/7/17	CSWC	Fund	CEF	Closed-End Funds	Morgan Thomas Duane	TX	D		P	50	16.26	0	3	24	16	I
3/16/17 11:19	3/14/17	CSWC	Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	166	15.98	0	10	108	20	D	-66	18	10	5	-1	0	-1	-1	1	2	2
12/16/16 12:01	12/14/16	CSWC	Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	47	15.82	0	3	45	10	D	-59	14	15	7	13	8	4	1	1	4	5	3
11/17/16 17:45	11/15/16	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP,MD	P	0	0.00	0	5	13	45	D	-61	-1	5	-4	-5	-3	-1	-3	0	0	11	13
11/17/16 17:45	11/15/16	CSWC	Fund	CEF	Closed-End Funds	Kelley Douglas M.	TX	O	SVP,MD	P	0	0.00	0	20	45	65	D	-61	-1	5	-4	-5	-3	-1	-3	0	0	11	13
11/17/16 17:42	11/15/16	CSWC	Fund	CEF	Closed-End Funds	Sarner Michael Scott	TX	O	CFO	P	0	0.00	0	35	112	65	D	-61	-1	5	-4	-5	-3	-1	-3	0	0	11	13
11/17/16 17:41	11/15/16	CSWC	Fund	CEF	Closed-End Funds	Diehl Bowen S	TX	DO	P,CEO	P	0	0.00	0	43	41	148	D	-61	-1	5	-4	-5	-3	-1	-3	0	0	11	13
11/16/16 16:14	11/10/16	CSWC	Fund	CEF	Closed-End Funds	Morgan Thomas Duane	TX	D		P.a	102	14.35	0	7	126	13	I	-60	3	7	0	-1	0	4	0	3	3	13	17
11/14/16 14:32	11/10/16	CSWC	Fund	CEF	Closed-End Funds	Morgan Thomas Duane	TX	D		P	102	14.35	0	7	126	13	D	-60	0	7	0	-3	-1	1	2	0	0	9	13
9/15/16 17:59	9/13/16	CSWC	Fund	CEF	Closed-End Funds	Furst Jack D	TX	D		P.m	134	14.90	0	9	111	17	D	-62	-67	8	9	2	2	1	1	0	-1	-1	6	12
9/9/16 17:07	9/7/16	CSWC	Fund	CEF	Closed-End Funds	Furst Jack D	TX	D		P.m	89	14.84	0	6	231	9	D	-62	-68	7	8	4	2	-1	0	0	0	-2	3	12
9/7/16 14:19	9/7/16	CSWC	Fund	CEF	Closed-End Funds	Kelley Douglas M.	TX	O	SVP,MD	P	2	14.89	0	0	0	45	D	-63	-66	7	8	3	1	1	-1	-1	1	-1	2	12
6/27/16 18:40	6/24/16	CSWC	Fund	CEF	Closed-End Funds	Morgan Thomas Duane	TX	D		P	14	14.03	1	1	22	6	D	-60	-72	-1	0	3	2	2	0	0	1	4	7	19
6/27/16 15:06	6/24/16	CSWC	Fund	CEF	Closed-End Funds	Kelley Douglas M.	TX	O	SVP,MD	P	25	13.92	1	2	4	45	D	-60	-72	-1	0	3	2	2	0	-2	0	2	6	18
6/27/16 14:31	6/23/16	CSWC	Fund	CEF	Closed-End Funds	Sarner Michael Scott	TX	O	CFO	P	70	14.12	1	5	19	31	D	-60	-72	-1	0	3	2	2	0	-2	0	2	6	18
6/27/16 14:30	6/24/16	CSWC	Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	56	14.00	1	4	154	7	D	-60	-72	-1	0	3	2	2	0	-2	0	2	6	18
6/17/16 18:40	6/17/16	CSWC	Fund	CEF	Closed-End Funds	Sarner Michael Scott	TX	O	CFO	P	25	13.85	0	2	8	26	D	-60	-72	-1	-1	-2	-1	1	0	1	2	1	8	15
3/21/16 10:27	3/18/16	CSWC	Fund	CEF	Closed-End Funds	Wilson John H	TX	D		P	28	14.07	1	2	20	12	D	-60	-71	-71	-1	-1	0	-1	-1	1	1	0	0	7	19
2/22/16 20:46	2/18/16	CSWC	Fund	CEF	Closed-End Funds	Kelley Douglas M.	TX	O	SVP,MD	P	70	14.04	1	5	13	43	D	-59	-72	-71	-4	-3	-3	1	-2	0	0	1	-3	5	19
2/12/16 20:18	2/12/16	CSWC	Fund	CEF	Closed-End Funds	Morgan Thomas Duane	TX	D		P	13	13.34	1	1	26	5	D	-61	-70	-73	-11	-4	-4	-7	-5	5	3	6	3	11	22
1/20/16 20:08	1/15/16	CSWC	Fund	CEF	Closed-End Funds	Moab Capital Partners LLC	NY	T		P.d	15	13.72	2	1	0	1,660	I	-59	-66	-72	-4	-8	-1	-2	0	-1	3	1	0	1	21
1/19/16 21:50	1/14/16	CSWC	Fund	CEF	Closed-End Funds	Moab Capital Partners LLC	NY	T		P	93	13.91	2	7	0	1,659	I	-59	-65	-72	-3	-7	-2	-2	-2	0	-1	1	-1	2	23
1/13/16 21:22	1/7/16	CSWC	Fund	CEF	Closed-End Funds	Moab Capital Partners LLC	NY	T		P.m	1,277	14.11	2	90	6	1,652	I	-58	-65	-72	-4	-9	1	2	0	0	0	-5	0	1	22
12/18/15 14:15	12/17/15	CSWC	Fund	CEF	Closed-End Funds	Wilson John H	TX	D		P	11	14.12	1	1	9	10	D	-59	-65	-72	-71	-6	-7	-6	0	0	1	-1	0	0	16
12/16/15 19:45	12/15/15	CSWC	Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	16	14.14	1	1	73	3	D	-58	-64	-72	-71	-6	-5	-6	-4	-1	0	-1	0	-1	13
11/23/15 18:44	11/20/15	CSWC	Fund	CEF	Closed-End Funds	Kelley Douglas M.	TX	O	SVP,MD	P	100	14.28	1	7	23	38	D	-57	-61	-72	-68	-3	-3	-2	0	1	7	-4	-5	-6	-1
11/12/15 20:20	11/12/15	CSWC	Fund	CEF	Closed-End Funds	Morgan Thomas Duane	TX	D		P	13	14.61	1	1	31	4	D	-53	-60	-70	-71	-14	-1	-1	-2	0	-2	-1	-8	-7	0
8/24/15 17:48	8/24/15	CSWC	Fund	CEF	Closed-End Funds	Wilson John H	TX	D		P	25	45.06	1	1	6	9	D	42	31	-5	-8	-7	-4	-6	-5	0	3	8	-65	-65	-64
8/12/15 10:39	8/11/15	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	DO	P,CEO	P	49	48.51	2	1	2	57	I	41	40	10	-1	-3	-2	-1	0	2	1	-4	-69	-72	-70
8/11/15 18:33	8/11/15	CSWC	Fund	CEF	Closed-End Funds	Morgan Thomas Duane	TX	D		P	14	48.11	2	0	12	3	D	39	36	10	-1	-2	-3	0	0	2	2	-5	-69	-72	-70
6/2/15 17:52	5/29/15	CSWC	Fund	CEF	Closed-End Funds	Kelley Douglas M.	TX	O	SVP,MD	P	1	50.35	2	0	0	7	D	46	40	36	3	5	3	-2	-1	0	0	0	-8	-69	-72
5/18/15 17:16	5/15/15	CSWC	Fund	CEF	Closed-End Funds	Furst Jack D	TX	D		P	108	51.43	1	2	New	2	D	54	47	42	11	8	9	8	5	0	0	-4	-3	-71	-73
5/6/15 16:54	5/6/15	CSWC	Fund	CEF	Closed-End Funds	Morgan Thomas Duane	TX	D		P	13	47.80	1	0	12	3	D	66	36	31	9	-2	0	1	0	4	3	5	2	-69	-70
3/3/15 18:00	3/2/15	CSWC	Fund	CEF	Closed-End Funds	Ligon Samuel B	TX	D		P	11	48.98	5	0	2	13	D	76	43	35	32	21	11	1	1	1	0	-5	3	-6	-71
1/28/15 10:16	1/27/15	CSWC	Fund	CEF	Closed-End Funds	Ligon Samuel B	TX	D		P	13	42.75	9	0	2	13	D	75	26	18	22	10	11	7	5	1	1	13	10	8	-68
12/18/14 11:07	12/16/14	CSWC	Fund	CEF	Closed-End Funds	Wilson John H	TX	D		P	26	39.50	2	1	8	9	D	55	16	13	1	9	7	3	1	2	1	2	22	28	-65
12/17/14 10:57	12/15/14	CSWC	Fund	CEF	Closed-End Funds	Morgan Thomas Duane	TX	D		P	50	39.71	2	1	125	2	I	54	15	12	-1	9	6	1	-1	1	1	3	21	27	-64
12/10/14 17:02	12/8/14	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	DO	P,CEO	P	97	38.78	2	3	5	56	I	49	19	10	-1	8	7	5	0	2	0	2	24	27	-63
12/9/14 16:50	12/5/14	CSWC	Fund	CEF	Closed-End Funds	Ligon Samuel B	TX	D		P	15	39.00	2	0	3	12	D	51	14	9	-2	9	6	4	-1	1	2	3	24	28	-62
6/24/14 15:18	6/23/14	CSWC	Fund	CEF	Closed-End Funds	Golden Matthew Bailey	TX	O	VP	P	53	35.36	3	2	50	5	I	42	3	4	-1	0	-2	-2	-1	1	2	4	12	16	45
6/6/14 16:22	6/4/14	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	DO	P,CEO	P.m	106	35.29	3	3	38	11	I	68	2	5	2	0	2	0	0	1	1	4	12	10	40
5/22/14 10:46	5/20/14	CSWC	Fund	CEF	Closed-End Funds	Diehl Bowen S	TX	O	SVP,CIO	P	175	35.09	2	5	50	15	D	70	4	6	0	1	0	0	0	0	2	0	3	5	47
3/26/14 10:50	3/24/14	CSWC	Fund	CEF	Closed-End Funds	Diehl Bowen S	TX	O	SVP,CIO	P	51	35.41	2	1	17	10	D	88	25	2	3	6	3	3	3	-2	-5	0	-1	9	35
3/25/14 15:50	3/21/14	CSWC	Fund	CEF	Closed-End Funds	Diehl Bowen S	TX	O	SVP,CIO	P	52	35.06	2	1	21	9	D	88	21	0	5	5	1	2	2	1	-3	0	-1	11	38
3/21/14 10:10	3/19/14	CSWC	Fund	CEF	Closed-End Funds	Diehl Bowen S	TX	O	SVP,CIO	P	38	34.89	1	1	18	7	D	84	17	0	2	5	1	-1	0	2	0	0	2	14	40
2/4/14 15:35	2/3/14	CSWC	Fund	CEF	Closed-End Funds	Armes Joseph B	TX	DO	P,CEO	P	103	34.37	2	3	60	8	I	86	26	-8	1	-2	-1	-5	-5	3	2	5	6	7	32
1/31/14 16:42	1/31/14	CSWC	Fund	CEF	Closed-End Funds	Brooks David R	TX	D		P	53	35.11	2	2	New	2	D	99	36	-2	6	3	5	2	3	-3	-3	1	2	3	27
12/19/13 17:51	12/19/13	CSWC	Fund	CEF	Closed-End Funds	Schwertner Ray D.	TX	O	VP	P.d	96	95.79	1	1	38	4	D	123	32	2	0	7	2	7	4	2	3	3	5	3	19
5/6/13 10:20	5/2/13	CSWC	Fund	CEF	Closed-End Funds	Morgan Thomas Duane	TX	D		P	29	115.45	2	0	New	0	D	53	52	11	9	-2	1	0	-1	5	10	21	25	13	22
11/7/12 10:16	11/6/12	CSWC	Fund	CEF	Closed-End Funds	Gohlke Henry James	TX	O	VP	P	12	107.98	2	0	6	2	D	25	54	36	3	-5	-7	0	-4	-5	-4	0	0	20	26
11/7/12 10:15	11/5/12	CSWC	Fund	CEF	Closed-End Funds	Gohlke Henry James	TX	O	VP	P.a	19	108.00	2	0	10	2	D	25	54	36	3	-5	-7	0	-4	-5	-4	0	0	20	26
11/6/12 15:03	11/5/12	CSWC	Fund	CEF	Closed-End Funds	Gohlke Henry James	TX	O	VP	P	19	108.00	2	0	New	0	D	31	60	37	6	-5	-4	1	1	-1	-7	2	1	17	25
11/1/12 14:30	10/31/12	CSWC	Fund	CEF	Closed-End Funds	Strup Richard F.	TX	D		P	44	109.41	2	0	400	1	D	37	47	37	3	-7	-4	-7	0	4	-5	0	1	11	26
9/24/09 12:17	9/23/09	CSWC	Fund	CEF	Closed-End Funds	Henderson Graeme W	TX	D		P	79	78.93	3	1	9	12	D	-38	-44	-3	12	-4	3	1	1	1	-2	0	1	23	14
9/18/09 16:25	9/17/09	CSWC	Fund	CEF	Closed-End Funds	Henderson Graeme W	TX	D		P.m	39	77.00	2	1	5	11	D	-44	-37	-9	6	-5	-3	-1	0	-1	2	-2	3	23	15
9/17/09 16:48	9/15/09	CSWC	Fund	CEF	Closed-End Funds	Peterson Jeffrey G	TX	O	VP	P	12	77.19	2	0	75	0	D	-41	-41	-8	4	-4	-3	2	0	1	1	0	3	24	16
9/2/09 16:41	9/1/09	CSWC	Fund	CEF	Closed-End Funds	Henderson Graeme W	TX	D		P	38	75.00	3	1	5	11	D	-45	-43	18	5	4	-8	-4	-6	2	4	0	4	23	23
8/21/09 13:41	8/19/09	CSWC	Fund	CEF	Closed-End Funds	Henderson Graeme W	TX	D		P	38	75.00	3	1	5	10	D	-42	-36	9	12	7	-6	-4	0	1	3	0	2	14	15
5/7/09 11:35	5/6/09	CSWC	Fund	CEF	Closed-End Funds	Peterson Jeffrey G	TX	O	VP	P	14	70.00	4	0	New	0	D	-54	-41	-28	-23	-14	-17	-3	-8	-1	1	4	17	5	25
12/1/08 11:38	11/26/08	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	DO	P,CB	P	73	73.00	3	1	1	90	D	-35	-32	-32	-40	-32	-18	-9	9	-15	10	27	-26	-7	0
6/24/08 17:35	6/20/08	CSWC	Fund	CEF	Closed-End Funds	Thomas William R III	TX	H	Investme	P.m	23	115.08	4	0	14	2	I	15	-29	-8	-9	-5	-2	-1	-1	3	-7	12	29	-4	-35
6/24/08 15:16	6/20/08	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	DO	P	P	115	115.13	4	1	1	89	D	15	-29	-8	-9	-5	-2	-1	-1	-2	-9	11	28	-6	-36
6/9/08 15:36	6/6/08	CSWC	Fund	CEF	Closed-End Funds	Ashbaugh William M	TX	O	SVP	P	59	117.75	3	1	New	1	D	16	-29	-2	16	-4	-4	-3	-1	-3	0	-5	16	-33	-36
3/6/08 15:12	3/5/08	CSWC	Fund	CEF	Closed-End Funds	Henderson Graeme W	TX	D		P	104	103.50	5	1	12	10	D	3	-25	-29	-12	-20	-18	-18	-9	0	12	18	19	37	-40
3/3/08 17:25	2/29/08	CSWC	Fund	CEF	Closed-End Funds	Henderson Graeme W	TX	D		P	127	115.00	5	1	15	9	D	15	-20	-16	-11	-6	-4	-7	-12	0	-3	22	15	29	-35
2/15/08 17:22	2/14/08	CSWC	Fund	CEF	Closed-End Funds	Thomas William R III	TX	H	Investme	P	23	115.00	4	0	16	1	I	24	-13	6	1	3	5	2	4	-2	-2	-9	3	12	-20
8/28/07 15:14	8/27/07	CSWC	Fund	CEF	Closed-End Funds	Martin Gary L	TX	DO	P	P.m	130	129.92	10	1	1	88	D	53	28	-4	-26	-13	3	7	-3	-2	8	2	-9	-6	-2
8/20/07 15:32	8/17/07	CSWC	Fund	CEF	Closed-End Funds	Thomas William R	TX	DT		P	606	121.13	11	5	1	342	D	57	25	-4	-23	-15	-7	5	16	0	4	10	-10	-11	-1
8/15/07 15:54	8/14/07	CSWC	Fund	CEF	Closed-End Funds	Henderson Graeme W	TX	D		P.m	67	111.66	9	1	9	8	D	28	11	-14	-33	-29	-20	-15	-7	-1	23	22	2	10	18
8/9/07 14:47	8/8/07	CSWC	Fund	CEF	Closed-End Funds	Henderson Graeme W	TX	D		P	123	122.50	8	1	17	7	D	49	19	-9	-29	-23	-20	-11	-7	-2	-10	10	-8	-7	1
2/14/07 18:06	2/12/07	CSWC	Fund	CEF	Closed-End Funds	Thomas William R	TX	DOT	P,CEO	P.m	390	130.13	6	3	1	375	M	69	38	29	10	3	0	-3	-4	1	3	9	25	-18	-9
10/30/06 14:04	10/30/06	CSWC	Fund	CEF	Closed-End Funds	Ligon Samuel B	TX	D		P	120	120.00	2	1	50	3	D	53	42	22	13	6	-1	0	-1	1	0	5	11	29	1
6/5/06 15:46	6/2/06	CSWC	Fund	CEF	Closed-End Funds	Henderson Graeme W	TX	D		P.m	190	99.83	2	2	41	7										1	-3	2	9	29	69
5/31/06 10:11	5/23/06	CSWC	Fund	CEF	Closed-End Funds	Henderson Graeme W	TX	D		P	21	98.00	1	0	5	5										3	4	3	10	26	79
5/23/06 10:48	5/19/06	CSWC	Fund	CEF	Closed-End Funds	Henderson Graeme W	TX	D		P	27	95.00	2	0	7	4										2	0	3	7	33	84
5/5/06 13:26	5/3/06	CSWC	Fund	CEF	Closed-End Funds	Ligon Samuel B	TX	D		P	97	96.73	2	1	100	2										0	-3	4	8	22	61
2/9/06 16:05	2/1/06	CSWC	Fund	CEF	Closed-End Funds	Wilson John H	TX	D		P.m	94	94.00	1	1	100	2										0	1	1	3	7	40
8/31/05 11:52	8/29/05	CSWC	Fund	CEF	Closed-End Funds	Thomas William R	TX	DOT	P,CEO	P	74	82.63	1	1	0	334	D	43	8	6	0	-9	-6	-2	-2	0	9	4	10	20	34
8/18/05 10:24	8/17/05	CSWC	Fund	CEF	Closed-End Funds	Thomas William R	TX	DOT	P,CB	P	8	82.68	1	0	0	333	D	46	10	6	1	-4	-8	-3	-3	1	4	7	4	17	26
6/1/04 16:27	5/28/04	CSWC	Fund	CEF	Closed-End Funds	Thomas William R	TX	DOT	P,CB	P.m	75	75.12	1	1	0	333	D	9	37	26	7	1	-1	1	-4	0	5	4	-3	2	9
3/19/04 16:08	3/18/04	CSWC	Fund	CEF	Closed-End Funds	Thomas William R	TX	DOT	P,CB	P	58	75.97	0	1	0	332	D	14	68	34	19	12	4	0	2	2	3	3	10	7	6
3/3/04 16:29	3/1/04	CSWC	Fund	CEF	Closed-End Funds	Thomas William R	TX	DOT	P,CB	P	21	71.58	1	0	0	331	D	11	50	26	20	-2	6	2	-1	-1	3	2	3	4	6
2/20/04 17:04	2/18/04	CSWC	Fund	CEF	Closed-End Funds	Thomas William R	TX	DOT	P,CB	P.m	161	70.45	1	2	1	331	D	8	44	24	17	10	6	4	0	4	3	2	5	2	9

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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